4//SEC Filing
ALIGN TECHNOLOGY INC 4
Accession 0000899243-17-005086
$ALGNCIK 0001097149operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 4:06 PM ET
Size
29.2 KB
Accession
0000899243-17-005086
Insider Transaction Report
Form 4
Puco Christopher C.
VP, No. American Sales
Transactions
- Exercise/Conversion
Common Stock
2017-02-20+38,000→ 43,255 total - Exercise/Conversion
Restricted Stock Unit
2017-02-20−1,500→ 0 totalExercise: $0.00→ Common Stock (1,500 underlying) - Exercise/Conversion
Restricted Stock Unit
2017-02-20−1,250→ 2,500 totalExercise: $0.00→ Common Stock (1,250 underlying) - Exercise/Conversion
Market Stock Unit
2017-02-20−9,750→ 0 totalExercise: $0.00→ Common Stock (9,750 underlying) - Tax Payment
Common Stock
2017-02-20$101.77/sh−18,902$1,923,562→ 24,353 total - Exercise/Conversion
Restricted Stock Unit
2017-02-20−2,875→ 2,875 totalExercise: $0.00→ Common Stock (2,875 underlying) - Exercise/Conversion
Restricted Stock Unit
2017-02-20−2,125→ 6,375 totalExercise: $0.00→ Common Stock (2,125 underlying) - Award
Restricted Stock Unit
2017-02-20+5,800→ 5,800 totalExercise: $0.00→ Common Stock (5,800 underlying) - Exercise/Conversion
Restricted Stock Unit
2017-02-20−3,250→ 0 totalExercise: $0.00→ Common Stock (3,250 underlying) - Exercise/Conversion
Market Stock Unit
2017-02-20−17,250→ 0 totalExercise: $0.00→ Common Stock (17,250 underlying) - Award
Market Stock Unit
2017-02-20+11,600→ 11,600 totalExercise: $0.00→ Common Stock (11,600 underlying)
Footnotes (11)
- [F1]Includes 162 shares issued on July 29, 2016 and 311 shares issued on January 31, 2017 under the ALGN ESPP.
- [F10]1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- [F11]Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
- [F2]Represents par value of ALGN common stock.
- [F3]1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.
- [F4]1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- [F5]1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017.
- [F6]1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- [F7]1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
- [F8]Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.
- [F9]Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017.
Documents
Issuer
ALIGN TECHNOLOGY INC
CIK 0001097149
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001097149
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 4:06 PM ET
- Size
- 29.2 KB