4//SEC Filing
USMD Holdings, Inc. 4
Accession 0000899243-16-027927
CIK 0001507881operating
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 5:00 PM ET
Size
9.4 KB
Accession
0000899243-16-027927
Insider Transaction Report
Form 4
Collini M. Patrick
Director
Transactions
- Award
Common Stock ($.01 par value)
2015-12-15$7.65/sh+1,987$15,201→ 22,844 total
Holdings
- 18,850
7.25% Convertible Subordinated Note due 2020
Exercise: $10.61From: 2016-04-29→ Common Stock ($0.01 par) (18,850 underlying) - 13,248(indirect: Indirectly held through M. Patrick Collini, MD, P.A.)
Common Stock ($.01 par value)
- 1,800(indirect: Indirectly held through UANT Ventures, L.P.)
Option to purchaser
Exercise: $24.84From: 2012-08-31Exp: 2017-08-31→ Common Stock ($0.01 par) (1,800 underlying) - 130,929(indirect: Indirectly held through UANT Ventures, L.P.)
Common Stock ($.01 par value)
Footnotes (2)
- [F1]Represents stock compensation issued pursuant to the 2010 USMD Holdings, Inc. Equity Compensation Plan and granted to Dr. Collini in lieu of compensation of $15,201 for his services as a physician employed by an affiliate of the issuer.
- [F2]The noteholder has the right at any time after April 29, 2016 but prior to the payment in full of the note by the issuer, to convert all or any portion of the unpaid principal balance of the note into shares of the issuer's common stock. This conversion right expires on November 1, 2020, the maturity date of the note, or upon the earlier payment in full of the unpaid principal balance of the note.
Documents
Issuer
USMD Holdings, Inc.
CIK 0001507881
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001507881
Filing Metadata
- Form type
- 4
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 5:00 PM ET
- Size
- 9.4 KB