4/A//SEC Filing
USMD Holdings, Inc. 4/A
Accession 0000899243-16-027920
CIK 0001507881operating
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 4:57 PM ET
Size
9.6 KB
Accession
0000899243-16-027920
Insider Transaction Report
Form 4/AAmended
Cook Charles E.
Director
Transactions
- Other
Common Stock ($.01 par value)
2015-12-31$7.00/sh+9,724$68,068→ 140,930 total(indirect: Indirectly held through UANT Ventures, L.P.) - Other
Common Stock ($.01 par value)
2015-12-31$21.99/sh+69$1,517→ 140,999 total(indirect: Indirectly held through UANT Ventures, L.P.)
Holdings
- 23,563
7.25% Convertible Subordinated Note due 2020
Exercise: $10.61From: 2016-04-29→ Common Stock ($0.01 par) (23,563 underlying) - 29,506
Common Stock ($.01 par value)
Footnotes (3)
- [F1]Dr. Cook purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures. The number of shares acquired was erroneously reported as 9,438 shares, rather than the correct 9,724 shares. The total number of shares reported in Column 5 remains unchanged.
- [F2]Ventures reallocated certain of its partnership interests among its partners based upon the results of a capital call. Dr. Cook received additional partnership interests as a result of this reallocation, which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures
- [F3]The noteholder has the right at any time after April 29, 2016 but prior to the payment in full of the note by the issuer, to convert all or any portion of the unpaid principal balance of the note into shares of the issuer's common stock. This conversion right expires on November 1, 2020, the maturity date of the note, or upon the earlier payment in full of the unpaid principal balance of the note.
Documents
Issuer
USMD Holdings, Inc.
CIK 0001507881
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001507881
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 22, 8:00 PM ET
- Accepted
- Aug 23, 4:57 PM ET
- Size
- 9.6 KB