Home/Filings/4/0000899243-16-025621
4//SEC Filing

USMD Holdings, Inc. 4

Accession 0000899243-16-025621

CIK 0001507881operating

Filed

Jul 24, 8:00 PM ET

Accepted

Jul 25, 12:00 PM ET

Size

8.7 KB

Accession

0000899243-16-025621

Insider Transaction Report

Form 4
Period: 2016-07-22
Johnston Richard C.
Chief Physician Officer
Transactions
  • Other

    Common Stock ($.01 par value)

    2016-07-22$3.90/sh+89$34732,420 total(indirect: Indirectly held through UANT Ventures, L.P.)
  • Other

    Common Stock ($.01 par value)

    2016-07-22$2.17/sh26$5632,394 total(indirect: Indirectly held through UANT Ventures, L.P.)
Holdings
  • Common Stock ($.01 par value)

    10,579
  • Common Stock ($.01 par value)

    (indirect: Indirectly held through Las Colinas Medical Group)
    397
Footnotes (2)
  • [F1]Dr. Johnston purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.
  • [F2]As reported in a Form 4 filed on May 6, 2016, Dr. Johnston acquired additional partnership interests in Ventures, which increased his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures. There was an error in the calculation of the amount of partnership interests Dr. Johnston was entitled to acquire in that transaction, which resulted in Dr. Johnston's acquisition of more partnership interests in Ventures than was intended. To correct the miscalculation, on July 22, 2016, Dr. Johnston disposed of some of his partnership interests in Ventures, which decreased his indirect beneficial ownership of the issuer.

Issuer

USMD Holdings, Inc.

CIK 0001507881

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001507881

Filing Metadata

Form type
4
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 12:00 PM ET
Size
8.7 KB