Home/Filings/4/0000899243-16-025288
4//SEC Filing

TAPIMMUNE INC 4

Accession 0000899243-16-025288

$MRKRCIK 0001094038operating

Filed

Jul 18, 8:00 PM ET

Accepted

Jul 19, 2:59 PM ET

Size

8.0 KB

Accession

0000899243-16-025288

Insider Transaction Report

Form 4
Period: 2016-07-18
Transactions
  • Award

    Common Stock

    2016-07-15+250,000250,000 total
  • Award

    Employee Stock Option (Right to Buy)

    2016-07-18+750,0001,150,000 total
    Exercise: $0.47Exp: 2026-07-18Common Stock (750,000 underlying)
Footnotes (2)
  • [F1]Represents restricted stock award under the Company's 2014 Omnibus Stock Ownership Plan (the "Plan") granted in connection with the execution of employment agreement with the Company. The shares vest upon the earlier to occur of (i) the listing of the Company's common stock on a national securities exchange and (ii) the first anniversary of the grant date, or July 18, 2017, so long as recipient is employed with the Company.
  • [F2]Represents option awarded under the Plan in connection with the execution of employment agreement with the Company. Of the 750,000 option shares awarded, 250,000 shares vest immediately, and the remaining options vest in 23 equal monthly installments of 20,833 shares, and the remaining 20,841 shares vest on the last day of the 24th month. The option exercise price is the closing price on July 15, 2016 the trading day immediately prior to the award date.

Issuer

TAPIMMUNE INC

CIK 0001094038

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001094038

Filing Metadata

Form type
4
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 2:59 PM ET
Size
8.0 KB