Home/Filings/4/0000899243-16-024049
4//SEC Filing

ORAGENICS INC 4

Accession 0000899243-16-024049

$OGENCIK 0001174940operating

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 4:06 PM ET

Size

14.4 KB

Accession

0000899243-16-024049

Insider Transaction Report

Form 4
Period: 2016-06-30
Transactions
  • Purchase

    Common Stock

    2016-06-30$0.52/sh+5,815,080$3,000,00012,864,822 total
Holdings
  • Common Stock

    1,007,878
  • Common Stock

    919,666
  • Common Stock

    (indirect: By Trust)
    530,851
  • Common Stock

    1,572,523
  • Common Stock

    (indirect: By Koski Management, Inc.)
    28,000
Footnotes (8)
  • [F1]The shares were acquired pursuant to a private placement conducted by the Company.
  • [F2]Shares owned directly by Koski Family Limited Partnership ("KFLP"). Shares owned indirectly by the KFLP general partners: Koski Management, Inc. (solely owned by Beverly Koski), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
  • [F3]Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose.
  • [F4]Shares owned directly by Christine L. Koski.
  • [F5]Shares owned directly by Robert C. Koski, a director of the Company.
  • [F6]Shares owned directly by Thomas L. Koski.
  • [F7]Shares owned indirectly by Beverly Koski (through Koski Management, Inc.).
  • [F8]Shares owned by trusts for Mr. Robert Koski's children of which Mr. Robert C. Koski serves as trustee. Such trusts are as follows: the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (107,600 shares); the Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (107,600 shares); the Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (100,000 shares); the Robert Clayton Koski Trust for the benefit of Robert Edward Koski (107,600 shares); and the Robert Clayton Koski Trust for the benefit of Elyse Margaux Koski (108,051 shares). Mr. Koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest.

Issuer

ORAGENICS INC

CIK 0001174940

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001174940

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:06 PM ET
Size
14.4 KB