ASTA FUNDING INC·4/A

Apr 11, 12:46 PM ET

ASTA FUNDING INC 4/A

4/A · ASTA FUNDING INC · Filed Apr 11, 2016

Insider Transaction Report

Form 4/AAmended
Period: 2012-12-18
STERN GARY
DirectorPresident and CEO
Transactions
  • Award

    Common Stock, par value $.01 per share

    2012-02-18+102,321615,809 total
Holdings
  • Common Stock, par value $.01 per share

    (indirect: See Footnote)
    2,590
  • Common Stock, par value $.01 per share

    (indirect: See Footnote)
    175,648
  • Common Stock, par value $.01 per share

    (indirect: See Footnote)
    285,607
  • Common Stock, par value $.01 per share

    (indirect: See Footnote)
    503,590
Footnotes (5)
  • [F1]Due to a clerical error, the Form 4 filed on December 20, 2012 reporting a transaction on December 18, 2012 incorrectly noted that Mr. Stern's direct holdings were 962,810, and his indirect holdings were 482,203.
  • [F2]Consists of 175,648 shares of common stock owned by a family member sharing the same residence.
  • [F3]Consist of shares held in the Emily Stern 2012 GST Trust for which he is co-trustee with Ricky Stern.
  • [F4]Consists of shares of common stock are owned by Asta Group Incorporated, which shares are attributable to the reporting person based on his percentage ownership of Asta Group.
  • [F5]Consist of shares held in the shares held in the Ricky Stern 2012 GST Trustfor which he is co-trustee with Ricky Stern.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION