4/A//SEC Filing
AUTHENTIDATE HOLDING CORP 4/A
Accession 0000899243-16-016874
CIK 0000885074operating
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 8:02 PM ET
Size
30.7 KB
Accession
0000899243-16-016874
Insider Transaction Report
Form 4/AAmended
LUCE J DAVID
Director
Transactions
- Award
Warrant (right to buy)
2016-01-15+124,378→ 124,378 total(indirect: By affiliated entity)Exercise: $1.53From: 2016-01-15Exp: 2022-12-13→ Common Stock (124,378 underlying) - Award
Convertible Note
2016-01-15(indirect: By affiliated entity)Exercise: $4.86From: 2016-01-15Exp: 2016-04-15→ Common Stock (65,843 underlying) - Disposition to Issuer
Warrant (right to buy)
2016-01-15−272,222→ 0 total(indirect: By affiliated entity)Exercise: $1.53From: 2013-12-20Exp: 2019-12-13→ Common Stock (272,222 underlying) - Award
Warrant (right to buy)
2016-01-15+172,265→ 172,265 total(indirect: By affiliated entity)Exercise: $1.53From: 2016-01-15Exp: 2022-12-13→ Common Stock (172,265 underlying) - Disposition to Issuer
Warrant (right to buy)
2016-01-15−17,226→ 0 total(indirect: By Spouse)Exercise: $1.53From: 2013-03-28Exp: 2019-12-13→ Common Stock (17,226 underlying) - Award
Warrant (right to buy)
2016-01-15+22,222→ 22,222 total(indirect: By Spouse)Exercise: $1.53From: 2016-01-15Exp: 2022-12-13→ Common Stock (22,222 underlying) - Disposition to Issuer
Warrant (right to buy)
2016-01-15−124,378→ 0 total(indirect: By affiliated entity)Exercise: $1.53From: 2012-09-15Exp: 2019-12-13→ Common Stock (124,378 underlying) - Disposition to Issuer
Warrant (right to buy)
2016-01-15−172,265→ 0 total(indirect: By affiliated entity)Exercise: $1.53From: 2013-03-28Exp: 2019-12-13→ Common Stock (172,265 underlying) - Award
Warrant (right to buy)
2016-01-15+272,222→ 272,222 total(indirect: By affiliated entity)Exercise: $1.53From: 2016-01-15Exp: 2022-12-13→ Common Stock (272,222 underlying) - Award
Warrant (right to buy)
2016-01-15+17,226→ 17,226 total(indirect: By Spouse)Exercise: $1.53From: 2016-01-15Exp: 2022-12-13→ Common Stock (17,226 underlying) - Disposition to Issuer
Warrant (right to buy)
2016-01-15−22,222→ 0 total(indirect: By Spouse)Exercise: $1.53From: 2013-12-20Exp: 2019-12-13→ Common Stock (22,222 underlying)
Footnotes (3)
- [F1]The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer. This Form 4/A is being filed to correct the transaction codes reported in column 4 of Table II of the original Form 4 filed on January 20, 2016 which were inadvertently reported as "J". The correct transaction codes for the covered transactions are reflected in column 4 of Table II of this Form 4/A.
- [F2]On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period.
- [F3]Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.
Documents
Issuer
AUTHENTIDATE HOLDING CORP
CIK 0000885074
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000885074
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 8:02 PM ET
- Size
- 30.7 KB