ALIGN TECHNOLOGY INC 4

Accession 0000899243-16-014203

$ALGNCIK 0001097149operating

View on SEC.gov Company Profile

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:06 PM ET

Size

23.8 KB

Accession

0000899243-16-014203

Insider Transaction Report

Form 4

Period: 2016-02-20

ALIGN TECHNOLOGY INCALGN

Mack Timothy A

SVP, Business Develop.

Transactions

Exercise/Conversion
Restricted Stock Unit
2016-02-20−6,412→ 6,412 total
Exercise: $0.00→ Common Stock (6,412 underlying)
Exercise/Conversion
Restricted Stock Unit
2016-02-20−1,625→ 4,875 total
Exercise: $0.00→ Common Stock (1,625 underlying)
Exercise/Conversion
Market Stock Unit
2016-02-20−38,475→ 0 total
Exercise: $0.00→ Common Stock (38,475 underlying)
Exercise/Conversion
Common Stock
2016-02-20+54,837→ 54,968 total
Tax Payment
Common Stock
2016-02-20$63.29/sh−26,584$1,682,501→ 28,384 total
Sale
Common Stock
2016-02-23$63.24/sh−28,384$1,795,146→ 0 total
Exercise/Conversion
Restricted Stock Unit
2016-02-20−2,000→ 0 total
Exercise: $0.00→ Common Stock (2,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2016-02-20−2,975→ 5,950 total
Exercise: $0.00→ Common Stock (2,975 underlying)
Exercise/Conversion
Restricted Stock Unit
2016-02-20−3,350→ 3,350 total
Exercise: $0.00→ Common Stock (3,350 underlying)

Footnotes (9)

[F1]Includes 99 shares issued on July 31, 2015 and 32 shares issued on January 29, 2016 under the ALGN ESPP.
[F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.93 to $63.50, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]Represents par value of ALGN common stock.
[F4]1/4th of the restricted stock unit granted on February 20, 2012 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016.
[F5]1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F6]1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F7]1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. 1/2 of the restricted stock unit will vest on February 20, 2017 and shares will be delivered to reporting person on such vest date.
[F8]1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F9]Represents the maximum number of shares which may be issued under the market stock unit granted on February 20, 2013.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ALIGN TECHNOLOGY INC

CIK 0001097149

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001097149

Filing Metadata

Form type: 4
Filed: Feb 23, 7:00 PM ET
Accepted: Feb 24, 4:06 PM ET
Size: 23.8 KB

View on SEC.gov