4//SEC Filing
AUTHENTIDATE HOLDING CORP 4
Accession 0000899243-16-011973
CIK 0000885074operating
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 7:01 PM ET
Size
29.9 KB
Accession
0000899243-16-011973
Insider Transaction Report
Form 4
LUCE J DAVID
Director
Transactions
- Other
Warrant (right to buy)
2016-01-15−2,450,000→ 0 total(indirect: By affiliated entity)Exercise: $0.17From: 2013-12-20Exp: 2019-12-13→ Common Stock (2,450,000 underlying) - Other
Warrant (right to buy)
2016-01-15−200,000→ 0 total(indirect: By Spouse)Exercise: $0.17From: 2013-12-20Exp: 2019-12-13→ Common Stock (200,000 underlying) - Award
Convertible Note
2016-01-15+320,000→ 320,000 total(indirect: By affiliated entity)Exercise: $0.54From: 2016-01-15Exp: 2016-04-15→ Common Stock (592,593 underlying) - Other
Warrant (right to buy)
2016-01-15+1,119,403→ 1,119,403 total(indirect: By affiliated entity)Exercise: $0.17From: 2016-01-15Exp: 2022-12-13→ Common Stock (1,119,403 underlying) - Other
Warrant (right to buy)
2016-01-15+1,550,387→ 1,550,387 total(indirect: By affiliated entity)Exercise: $0.17From: 2016-01-15Exp: 2022-12-13→ Common Stock (1,550,387 underlying) - Other
Warrant (right to buy)
2016-01-15−155,039→ 0 total(indirect: By Spouse)Exercise: $0.17From: 2013-03-28Exp: 2019-12-13→ Common Stock (155,039 underlying) - Other
Warrant (right to buy)
2016-01-15+200,000→ 200,000 total(indirect: By Spouse)Exercise: $0.17From: 2016-01-15Exp: 2022-12-13→ Common Stock (200,000 underlying) - Other
Warrant (right to buy)
2016-01-15−1,119,403→ 0 total(indirect: By affiliated entity)Exercise: $0.17From: 2012-09-15Exp: 2019-12-13→ Common Stock (1,119,403 underlying) - Other
Warrant (right to buy)
2016-01-15−1,550,387→ 0 total(indirect: By affiliated entity)Exercise: $0.17From: 2013-03-28Exp: 2019-12-13→ Common Stock (1,550,387 underlying) - Other
Warrant (right to buy)
2016-01-15+2,450,000→ 2,450,000 total(indirect: By affiliated entity)Exercise: $0.17From: 2016-01-15Exp: 2022-12-13→ Common Stock (2,450,000 underlying) - Other
Warrant (right to buy)
2016-01-15+155,039→ 155,039 total(indirect: By Spouse)Exercise: $0.17From: 2016-01-15Exp: 2022-12-13→ Common Stock (155,039 underlying)
Footnotes (3)
- [F1]The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer.
- [F2]On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period.
- [F3]Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.
Documents
Issuer
AUTHENTIDATE HOLDING CORP
CIK 0000885074
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000885074
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 7:01 PM ET
- Size
- 29.9 KB