4//SEC Filing
USMD Holdings, Inc. 4
Accession 0000899243-16-011252
CIK 0001507881operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 12:50 PM ET
Size
7.2 KB
Accession
0000899243-16-011252
Insider Transaction Report
Form 4
Cook Charles E.
Director
Transactions
- Award
Common Stock ($.01 par)
2015-12-31$7.98/sh+2,099$16,750→ 29,506 total
Holdings
- 140,999(indirect: Indirectly held through UANT Ventures, L.P.)
Common Stock ($.01 par)
- 23,563
7.25% Convertible Subordinated Note due 2020
Exercise: $10.61From: 2016-04-29→ Common Stock ($.01 par) (23,563 underlying)
Footnotes (2)
- [F1]Represents stock compensation granted to reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a director for the period from October 2015 through December 2015.
- [F2]The noteholder has the right, at any time after April 29, 2016 but prior to the payment in full of the note by the issuer, to convert all or any portion of the unpaid principal balance of the note into shares of the issuer's common stock. This conversion right expires on November 1, 2020, the maturity date of the note, or upon the earlier payment in full of of the principal balance of the note.
Documents
Issuer
USMD Holdings, Inc.
CIK 0001507881
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001507881
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 12:50 PM ET
- Size
- 7.2 KB