4//SEC Filing
USMD Holdings, Inc. 4
Accession 0000899243-16-010867
CIK 0001507881operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:17 PM ET
Size
13.0 KB
Accession
0000899243-16-010867
Insider Transaction Report
Form 4
Collini M. Patrick
Director
Transactions
- Other
Common Stock ($.01 par)
2015-12-31$84.75/sh+17$1,441→ 132,035 total(indirect: Indirectly held through UANT Ventures, L.P.) - Other
Common Stock ($.01 par)
2015-12-31−4,033→ 128,002 total(indirect: Indirectly held through UANT Ventures, L.P.) - Other
Options to Purchase
2015-12-31−71→ 1,749 total(indirect: Indiectly held through UANT Ventures, L.P.)Exercise: $24.84From: 2012-08-31Exp: 2017-08-31→ Common Stock ($.01 par) (1,749 underlying) - Other
Common Stock ($.01 par)
2015-12-31$7.00/sh+7,143$50,001→ 132,018 total(indirect: Indirectly held through UANT Ventures, L.P.)
Holdings
- 19,228
Common Stock ($.01 par)
- 13,248(indirect: Held in M. Patrick Collini, MD, P.A.)
Common Stock ($.01 par)
Footnotes (3)
- [F1]Dr. Collini purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.
- [F2]Ventures reallocated certain of its partnership interests among its partners based upon the results of a capital call. Dr. Collini received additional partnership interests as a result of this reallocation, which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.
- [F3]Ventures issued partnership interests to certain individuals and the issuance of these interests was dilutive to the ownership of Ventures held by certain of the existing partners, including Dr. Collini. This reduction in Dr. Collini's ownership of Ventures resulted in a corresponding decrease in his indirect beneficial ownership of shares and options to purchase shares of the issuer's common stock held by Ventures. No consideration was paid and Dr. Collini did not receive any consideration as a result of the transaction.
Documents
Issuer
USMD Holdings, Inc.
CIK 0001507881
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001507881
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:17 PM ET
- Size
- 13.0 KB