48th Parallel LLC 4
4 · Five9, Inc. · Filed Dec 4, 2015
Insider Transaction Report
Form 4
Five9, Inc.FIVN
Partech U.S. Partners IV, L.L.C.
10% Owner
Transactions
- Other
Common Stock
2015-12-02−678,128→ 0 total(indirect: By Partech International Growth Capital I L.L.C.) - Other
Common Stock
2015-12-02−1,117,124→ 0 total(indirect: By Partech International Growth Capital II L.L.C.) - Other
Common Stock
2015-12-02−276,103→ 0 total(indirect: By AXA Growth Capital II L.P.) - Other
Common Stock
2015-12-02−678,130→ 0 total(indirect: By Partech International Growth Capital III L.L.C.)
Holdings
- 24,580(indirect: By Par SF II, L.L.C.)
Common Stock
- 24,580(indirect: By 45th Parallel L.L.C.)
Common Stock
- 3,510,983
Common Stock
Footnotes (3)
- [F1]Vincent R. Worms is (A) the sole member of Par SF II L.L.C. ("Par SF"), (B) the managing member of 47th Parallel, L.L.C. ("47th Parallel"), which is the managing member of Partech U.S. Partners IV, L.L.C. ("Partech US"), (C) the managing member of 45th Parallel L.L.C. ("45th Parallel"), which is the managing member of 46th Parallel L.L.C. ("46th Parallel"), which is the managing member of Partech International Growth Capital I L.L.C. ("Partech I"), Partech International Growth Capital II L.L.C.("Partech II") and Partech International Growth Capital III L.L.C. ("Partech III")
- [F2](Continued from footnote1) and (D) the managing member of 48th Parallel L.L.C. ("48th Parallel"), which is the investment general partner of AXA Growth Capital II L.P. ("AXA").
- [F3]Vincent R. Worms may be deemed to have voting control and investment power over the securities held by Par SF, Partech US, 45th Parallel, Partech I, Partech II, Partech III and AXA, but disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.