4//SEC Filing
USMD Holdings, Inc. 4
Accession 0000899243-15-006564
CIK 0001507881operating
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 4:26 PM ET
Size
14.5 KB
Accession
0000899243-15-006564
Insider Transaction Report
Form 4
Cook Charles E.
Director
Transactions
- Award
Common Stock ($.01 par)
2015-02-28$13.74/sh+478$6,568→ 21,946 total - Award
Common Stock ($.01 par)
2015-03-31$10.44/sh+560$5,846→ 22,506 total - Award
Common Stock ($.01 par)
2015-06-30$8.48/sh+2,343$19,869→ 24,849 total - Award
Common Stock ($.01 par)
2015-01-31$15.04/sh+454$6,828→ 21,468 total - Award
Common Stock ($.01 par)
2015-09-30$7.20/sh+2,558$18,418→ 27,407 total - Purchase
7.25% Convertible Subordinated Note due 2020
2015-04-29$10.61/sh→ 23,563 totalExercise: $10.61From: 2016-04-29→ Common Stock ($.01 par) (23,563 underlying)
Holdings
- 131,206(indirect: Indirectly held through UANT Ventures, L.P.)
Common Stock ($.01 par)
Footnotes (2)
- [F1]Represents stock compensation granted to reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a director for the period from January 2015 through September 2015.
- [F2]The noteholder has the right, at any time after April 29, 2016 but prior to the payment in full of the note by the issuer, to convert all or any portion of the unpaid principal balance of the note into shares of the issuer's common stock. This conversion right expires on November 1, 2020, the maturity date of the note, or upon the earlier payment in full of of the principal balance of the note.
Documents
Issuer
USMD Holdings, Inc.
CIK 0001507881
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001507881
Filing Metadata
- Form type
- 4
- Filed
- Oct 8, 8:00 PM ET
- Accepted
- Oct 9, 4:26 PM ET
- Size
- 14.5 KB