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4//SEC Filing

USMD Holdings, Inc. 4

Accession 0000899243-15-006558

CIK 0001507881operating

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 4:21 PM ET

Size

17.2 KB

Accession

0000899243-15-006558

Insider Transaction Report

Form 4
Period: 2015-01-31
Transactions
  • Award

    Common Stock ($.01 par)

    2015-01-31$15.04/sh+288$4,33213,420 total
  • Award

    Common Stock ($.01 par)

    2015-03-31$10.44/sh+355$3,70614,078 total
  • Award

    Common Stock ($.01 par)

    2015-09-30$7.20/sh+1,287$9,26616,851 total
  • Award

    Common Stock ($.01 par)

    2015-10-06$9.06/sh+2,377$21,53619,228 total
  • Award

    Common Stock ($.01 par)

    2015-06-30$8.48/sh+1,486$12,60115,564 total
  • Award

    Common Stock ($.01 par)

    2015-02-28$13.74/sh+303$4,16313,723 total
  • Other

    Options to Purchase

    2015-09-18+751,820 total(indirect: Indiectly held through UANT Ventures, L.P.)
    Exercise: $24.84From: 2012-08-31Exp: 2017-08-31Common Stock ($.01 par) (75 underlying)
Holdings
  • Common Stock ($.01 par)

    (indirect: Indirectly held through UANT Ventures, L.P.)
    124,875
  • Common Stock ($.01 par)

    (indirect: Held in M. Patrick Collini, MD, P.A.)
    13,248
Footnotes (3)
  • [F1]Dr. Collini purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares and options to purchase shares of the issuer's common stock held by Ventures. The aggregate consideration paid by Dr. Collini for the Ventures partnership interest was $8,807, all of which is reflected in the per share price set forth in Column 4 of Table I.
  • [F2]Represents stock compensation granted to the reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a director for the period from January 2015 through September 2015.
  • [F3]Represents stock compensation granted to the reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a physician employed by an affiliate of the issuer.

Issuer

USMD Holdings, Inc.

CIK 0001507881

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001507881

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 4:21 PM ET
Size
17.2 KB