ANN INC. 4

Accession 0000899243-15-003977

CIK 0000874214operating

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 5:10 PM ET

Size

29.2 KB

Accession

0000899243-15-003977

Form 4

Period: 2015-08-21

EVP & Chief Financial Officer

Transactions

Award
Common Stock
2015-08-21+15,766→ 354,856 total
Disposition to Issuer
Common Stock
2015-08-21−354,856→ 0 total
Disposition to Issuer
Common Stock
2015-08-21−10,100→ 0 total(indirect: By 401(k))
Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-08-21−27,000→ 0 total
Exercise: $32.36Exp: 2017-09-17→ Common Stock (27,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-08-21−22,500→ 0 total
Exercise: $27.85Exp: 2022-03-13→ Common Stock (22,500 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-08-21−30,000→ 0 total
Exercise: $23.92Exp: 2018-03-12→ Common Stock (30,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-08-21−50,000→ 0 total
Exercise: $2.82Exp: 2019-03-10→ Common Stock (50,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-08-21−25,000→ 0 total
Exercise: $7.32Exp: 2019-06-01→ Common Stock (25,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-08-21−20,000→ 0 total
Exercise: $19.58Exp: 2020-03-16→ Common Stock (20,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-08-21−15,000→ 0 total
Exercise: $23.22Exp: 2018-07-10→ Common Stock (15,000 underlying)

Footnotes (6)

[F1]This represents performance-vesting restricted stock that vests at target in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of May 17, 2015 (the "Merger Agreement"), by and among ANN INC. (the "Company"), ascena retail group, inc. ("ascena") and Avian Acquisition Corp.
[F2]The shares were disposed of in connection with the merger. Upon consummation of the merger, each share of the Company's common stock was converted into the right to receive $37.34 in cash and 0.68 of a share of ascena common stock.
[F3]Includes holdings of approximately 11,178 shares in the Company's Associate Discount Stock Purchase Plan.
[F4]The option to purchase ANN ordinary shares vested or was scheduled to vest in four equal annual installments beginning on the first anniversary of the date of grant.
[F5]The option to purchase ANN ordinary shares vested or was scheduled to vest in three equal annual installments beginning on the first anniversary of the date of grant.
[F6]Pursuant to the terms of the Merger Agreement, each option to purchase ANN shares, whether vested or unvested, was converted into the right to receive the per share merger consideration in respect of each net share underlying the ANN option, less the exercise price of the option.

Documents

1 file

ANN INC.

CIK 0000874214

Entity typeoperating

IncorporatedDE