Home/Filings/4/0000899078-05-000179
4//SEC Filing

REFOCUS GROUP INC 4

Accession 0000899078-05-000179

CIK 0001133597operating

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 7:51 PM ET

Size

11.4 KB

Accession

0000899078-05-000179

Insider Transaction Report

Form 4
Period: 2005-03-01
WALTS TERENCE A
DirectorPresident & CEO
Transactions
  • Award

    Warrant (right to buy)

    2005-03-01+25,00025,000 total
    Exercise: $0.22Exp: 2009-10-08Common Stock (25,000 underlying)
  • Other

    Common Stock

    2005-03-01$0.25/sh+104,734$26,184217,234 total
  • Other

    Common Stock

    2005-03-01$0.25/sh+41,893$10,47341,893 total(indirect: By Spouse)
  • Award

    Warrant (right to buy)

    2005-03-01+10,00010,000 total(indirect: By Spouse)
    Exercise: $0.22Exp: 2009-10-08Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]Represents shares of common stock acquired upon the conversion of a convertible promissory note, which note converted by its terms into shares of common stock. The conversion price of the convertible promissory note was not fixed until March 1, 2005.
  • [F2]The exercise price of this Warrant was not fixed until March 1, 2005.
  • [F3]This Warrant was issued as additional consideration for making the loan evidenced by the convertible promissory note described in (1).

Issuer

REFOCUS GROUP INC

CIK 0001133597

Entity typeoperating
IncorporatedTX

Related Parties

1
  • filerCIK 0001133597

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 7:51 PM ET
Size
11.4 KB