4//SEC Filing
KBW, INC. 4
Accession 0000898822-06-001261
CIK 0001063494operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:25 PM ET
Size
6.8 KB
Accession
0000898822-06-001261
Insider Transaction Report
Form 4
KBW, INC.KBW
Roth Peter
CEO of KBW Asset Mgmt, Ltd.
Transactions
- Award
Common Stock, par value $0.01 per share
2006-11-08+20,000→ 239,429 total
Footnotes (1)
- [F1]Restricted Stock Award. These restricted stock awards will vest 25% on November 8, 2008; 35% on November 8, 2009; and the remaining 40% on November 8, 2010. Vesting would accelerate on a change in control, death or permanent disability. Any unvested shares would be forfeited on any other termination of employment, including voluntary termination, termination with or without "cause" (as defined in the relevant award agreement) or retirement.
Documents
Issuer
KBW, INC.
CIK 0001063494
Entity typeoperating
Related Parties
1- filerCIK 0001063494
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:25 PM ET
- Size
- 6.8 KB