13F-HR 1 a13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 --------------- Check here if Amendment / /; Amendment Number: ------------------------ This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager filing this Report: Name: DBD Cayman Holdings, Ltd. ------------------------------ Address: c/o The Carlyle Group ------------------------------ 1001 Pennsylvania Avenue, NW ------------------------------ Suite 220 S. ------------------------------ Washington, DC 20004-2505 ------------------------------ Form 13F File Number: 28- 14166 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David M. Rubenstein --------------------- Title: Ordinary Member --------------------- Phone: 202-729-5626 --------------------- Signature, Place, and Date of Signing: /s/ R. Rainey Hoffman as Attorney- Washington, DC August 15, 2011 in-Fact for David M. Rubenstein* --------------- --------------- -------------------------------------- Signature City, State Date *Signed pursuant to a Power Of Attorney dated February 11, 2011, included as an exhibit to this Form 13F-HR filed with the Securities and Exchange Commission by DBD Cayman Holdings, Ltd. **DBD Cayman Holdings, Ltd. (the "Reporting Manager") does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities in the indicated row, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities. /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- ---------------- ------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ---------------- Form 13F Information Table Entry Total: 23 ---------------- Form 13F Information Table Value Total: $9,917,641 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28- 12429 Carlyle Investment Management L.L.C. ------ -------------- ------------------------------------- FORM 13-F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ~~-----------------------------------------------------------------------------------------------------------------------------------~~ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE BankUnited Inc Com 06652K103 $200,859 7,568,158 SH -- Shared-~~--------------------------------------------------------------------------------------------------------------------------------~~ ~~American~~1 ~~Axle~~7,568,158 &Defined ~~Mfg~~Boston Private Finl Com ~~024061103~~101119105 $948,~~883~~896 ~~785~~7,~~000~~431,022 SH -- Shared-~~Defined~~ 1 ~~785~~7,~~000~~431,022 Hldgs In ~~BankUnited~~Defined ~~Inc~~Booz ~~Com~~Allen ~~06652K103~~Hamilton Cl A 099502106 $4015,~~630~~288 1800,~~415,184~~000 SH -- Shared-~~Defined~~ 1 1800,~~415,184~~000 ~~Boston~~Hldg ~~Private~~Cor Defined Central Pac Finl Corp Com ~~101119105~~154760409 $52132,~~537~~483 79,~~431~~463,~~022~~095 SH -- Shared-~~Defined~~ 1 79,~~431~~463,~~022~~095 ~~Hldgs~~Defined In Charter Communications Cl A 16117M305 $~~128~~137,~~588~~807 2,539,761 SH -- Shared-~~Defined~~ 1 2,539,761 ~~Communications~~ Inc D ~~Complete~~Defined ~~Production~~China Agritech Inc Com ~~20453E109~~16937A200 $508,~~626~~124 14,~~591~~642,~~500~~560 SH -- Shared-~~Defined~~ 1 14,~~591~~642,~~500~~560 ~~Services~~Defined ~~Dana~~China ~~Hldg~~Recycling ~~Corp~~Energy Com ~~235825205~~168913101 $1016,~~065~~426 ~~578~~8,~~800~~131,746 SH -- Shared-~~Defined~~ 1 ~~578~~8,~~800~~131,746 ~~General~~Corp ~~Mtrs~~Defined CoCobalt Intl Energy Inc Com ~~37045V100~~19075F106 $3612,~~879~~229 ~~125~~44,~~000~~917,790 SH -- Shared-~~Defined~~ 1 ~~125~~44,~~000~~917,790 ~~Intl~~Defined ~~Paper~~Complete CoProduction Com ~~460146103~~20453E109 $2651,~~287~~486 ~~871~~1,~~000~~543,343 SH -- Shared- 1 1,543,343 Services Defined Concord Med Svcs Hldgs Sponsored 206277105 $36,904 8,724,233 SH -- Shared- 1 ~~871~~8,~~000~~724,233 ~~Lyondellbasell~~Ltd ADR Defined Freescale SHS -Old AG3727Q101 $3,606,957 196,136,895 SH -- ~~N53745100~~Shared- 1 196,136,895 Semiconductor Hldg Other** Hampton Roads Com 409321106 $977,~~616~~920 ~~243~~7,~~125~~870,693 SH -- Shared-~~Defined~~ 1 ~~243~~7,~~125~~870,693 ~~Industries~~Bankshares NInc ~~Nielsen~~Defined ~~Holdings~~Hertz NGlobal Holdings Com ~~N63218106~~42805T105 $~~541~~93,~~676~~688 195,~~834~~899,~~334~~719 SH -- Shared-~~Defined~~ 1 195,~~834~~899,~~334~~719 VInc ~~RTI~~Defined ~~Intl~~Kinder ~~Metals~~Morgan Inc. Del Com ~~74973W107~~49456B101 $371,~~362~~710,801 159,~~199~~547,~~425~~572 SH -- Shared-~~Defined~~ 1 159,~~199~~547,~~425~~572 ~~Solutia~~Defined ~~Inc~~Lear Corp Com ~~834376501~~521865204 $6053 1,~~833~~000 SH -- Shared- 1 1,000 Defined Lyondellbasell SHS - A - N53745100 $93,801 2,~~395~~435,~~000~~125 SH -- Shared-~~Defined~~ 1 2,~~395~~435,~~000~~125 ~~Superior~~Industries ~~Energy~~N Defined Nielsen Holdings N V Com ~~868157108~~N63218106 $371,~~512~~716,771 ~~914~~55,~~934~~095,354 SH -- Shared- 1 55,095,354 Defined Niska Gas Storage Unit Ltd Liabi 654678101 $1,161,531 ~~914~~67,~~934~~609,490 ~~Svcs~~SH -- Shared- 1 67,609,490 Partners L Defined RTI Intl Metals Inc ~~Temple~~Com ~~Inland~~74973W107 $70,368 1,833,925 SH -- Shared- 1 1,833,925 Defined Solutia Inc Com ~~879868107~~834376501 $2354,~~213~~726 ~~992~~2,395,000 SH -- Shared-~~Defined~~ 1 ~~992~~2,395,000 ~~TRW~~Defined ~~Automotive~~Superior Energy Svcs Com ~~87264S106~~868157108 $733,~~451~~981 ~~135~~914,~~269~~934 SH -- Shared-~~Defined~~ 1 ~~135~~914,~~269~~934 ~~Hldgs~~Inc ~~Corp~~Defined Weatherford Reg Shs H27013103 $2218,~~600~~750 1,000,000 SH -- Shared-~~Defined~~ 1 1,000,000 International Lt Defined Willbros Group Inc Com 969203108 $2417,~~069~~792 2,~~204~~083,~~155~~377 SH -- Shared-~~Defined~~ 1 2,~~204~~083,~~155~~377 Defined ------------------------------------------------------------------------------------------------------------------------------------

LIST OF EXHIBITS EXHIBIT NO. DESCRIPTION ----------- ----------- 99 Power of Attorney

Filing Compare · DBD Cayman Holdings, Ltd.