MCCORMACK ROBERT C 4

4 · NORTHERN TRUST CORP · Filed Feb 3, 2012

Form 4

Period: 2012-02-02

Director

Transactions

Sale
Common Stock
2012-02-02$42.21/sh−20,000$844,280→ 876,400 total(indirect: By Trust)

Holdings

Footnotes (7)

[F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $42.18 to $42.255. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
[F2]These shares are held in a trust for the benefit of Mr. McCormack's sister-in-law. Mr. McCormack is a co-trustee of the trust. Reporting person disclaims beneficial ownership.
[F3]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
[F4]These shares are held in a trust for the benefit of Mr. McCormack's brother. Mr. McCormack is a co-trustee of the trust. Reporting person disclaims beneficial ownership.
[F5]These shares are held in a trust for the benefit of Mr. McCormack's sister-in-law. Mr. McCormack is a co-trustee of the trust. Reporting person disclaims beneficial ownership.
[F6]These shares are held in a revocable trust of which Mr. McCormack is a co-trustee and beneficiary.
[F7]These shares are held in a trust of which Mr. McCormack is a co-trustee and beneficiary. Mr. McCormack's sons have the remainder interest in the trust.

Documents

1 file