4//SEC Filing
Hoesterey Brian R 4
Accession 0000895345-20-001136
CIK 0001604643other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 4:50 PM ET
Size
16.3 KB
Accession
0000895345-20-001136
Insider Transaction Report
Form 4
AEA INVESTORS FUND V LP
10% Owner
Transactions
- Sale
Common Stock
2020-12-04$24.90/sh−8,307,691$206,861,506→ 11,341,930 total(indirect: See footnotes)
AEA Management (Cayman) Ltd
10% Owner
Transactions
- Sale
Common Stock
2020-12-04$24.90/sh−8,307,691$206,861,506→ 11,341,930 total(indirect: See footnotes)
Garcia John L
10% Owner
Transactions
- Sale
Common Stock
2020-12-04$24.90/sh−8,307,691$206,861,506→ 11,341,930 total(indirect: See footnotes)
Hoesterey Brian R
Director
Transactions
- Sale
Common Stock
2020-12-04$24.90/sh−8,307,691$206,861,506→ 11,341,930 total(indirect: See footnotes)
AEA INVESTORS FUND V-A LP
10% Owner
Transactions
- Sale
Common Stock
2020-12-04$24.90/sh−8,307,691$206,861,506→ 11,341,930 total(indirect: See footnotes)
AEA INVESTORS FUND V-B LP
10% Owner
Transactions
- Sale
Common Stock
2020-12-04$24.90/sh−8,307,691$206,861,506→ 11,341,930 total(indirect: See footnotes)
AEA Investors Partners V LP
10% Owner
Transactions
- Sale
Common Stock
2020-12-04$24.90/sh−8,307,691$206,861,506→ 11,341,930 total(indirect: See footnotes)
Footnotes (5)
- [F1]These shares of common stock were sold pursuant to an underwriting agreement dated December 1, 2020.
- [F2]This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction.
- [F3]These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
- [F4]Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F5]Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.
Documents
Issuer
Evoqua Water Technologies Corp.
CIK 0001604643
Entity typeother
Related Parties
1- filerCIK 0001675264
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 4:50 PM ET
- Size
- 16.3 KB