4//SEC Filing
NETOPTIX CORP 4
Accession 0000894579-00-000048
CIK 0000711425operating
Filed
May 4, 8:00 PM ET
Accepted
—
Size
19.9 KB
Accession
0000894579-00-000048
Insider Transaction Report
Form 4
No transactions or holdings reported in this filing.
Footnotes (4)
- [1]These securities are directly beneficially owned by Andlinger Capital XIII LLC ("Andlinger Capital"), and by virtue of his position as manager of Andlinger Capital, Mr. Magida has shared voting and dispositive power over these securities. The Gerhard R. Andlinger Intangible Asset Management Trust (the "Trust") is a majority member of Andlinger Capital. Mr. Magida serves as trustee under the Trust and in such capacity, has direct and indirect voting and dispositive power with respect to such securities. Nothing in this Form 4 shall be deemed an admission that Mr. Magida is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Securities Act") or otherwise, the beneficial owner of any securities reported on this Form 4 in which he does not have a pecuniary interest as calculated pursuant to the rules and regulations promulgated under Section 16 of the Securities Act.
- [2]These securities are directly beneficially owned by the Trust. Mr. Magida serves as trustee under the Trust and in such capacity, has direct and indirect voting and dispositive power with respect to such securities. Nothing in this Form 4 shall be deemed an admission that Mr. Magida is, for purposes of Section 16 of the Securities Act or otherwise, the beneficial owner of any securities reported on this Form 4 in which he does not have a pecuniary interest as calculated pursuant to the rules and regulations promulgated under Section 16 of the Securities Act.
- [3]Mr. Magida may be deemed to beneficially own these securities indirectly in his capacity as trustee under certain trusts for the benefit of members of the family of Gerhard R. Andlinger. Nothing in this Form 4 shall be deemed an admission that Mr. Magida is, for purposes of Section 16 of the Securities Act or otherwise, the beneficial owner of any securities reported on this Form 4 in which he does not have a pecuniary interest as calculated pursuant to the rules and regulations promulgated under Section 16 of the Securities Act.
- [4]Pursuant to the NetOptix Corporation 1999 Stock Option Plan for Non-Employee Directors, Mr. Magida, in his capacity as director of NetOptix Corporation was awarded options covering 25,000 shares of common stock. Such options vested immediately on January 26, 2000 as to 6,250 shares. The balance of 18,750 shares vest in three equal annual installments of 6,250 shares, each beginning January 26, 2001, so long as the optionee remains a director of NetOptix Corporation on the applicable vesting date. ** Intentional misstatements or omissions of facts constitute Federal Criminal /s/ Stephen A. Magida 5/2/00 Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------ **
Documents
Issuer
NETOPTIX CORP
CIK 0000711425
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000711425
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Size
- 19.9 KB