13F-HR 1 w44910e13f-hr.txt 13F-HR FOR WASLIC FOR 12/31/2000 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ] ; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WASLIC Company II Address: 802 West Street Wilmington, DE 19801 Form 13F File Number: 28-04795 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel Lindley Title: President Phone: (302) 428-3506 Signature, Place, and Date of Signing: /s/ Daniel F. Lindley Wilmington, DE 02/05/01 --------------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting 2 manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-04795 _________________________________ 3

ITEM 6: INVESTMENT DISCRETION ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: --------------------------------------~~---------------------------------------------------------------------------------------------~~ ~~ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5:~~ NAME OF ISSUER TITLE OF CLASS CUSIP # SHARES FAIR MARKET (a)SOLE (b) SHARED- (c) SHARED- VALUE AS DEFINED OTHER IN INSTR. V ------------------------------------------------------------------------------------------------------------------------------------ WASLIC CO II ~~AXA FINANCIAL INC Common Stock 002451102 50,364 2,565,416 ABBOTT LABS INC Common Stock 002824100 31,500 1,498,219~~ ALLIANT ENERGY CORP Common Stock 018802108 243,396.00 7,~~149,~~758 ~~ALLTEL CORP Common Stock 020039103 73~~,~~400~~247.50 ~~3,830,563~~X APPLIED MATERIALS INC Common Stock 038222105 ~~185~~41,~~200~~000.00 101,~~984~~565,~~675~~687.50 X BANK NEW YORK INC Common Stock 064057102 1,~~650~~545,000.00 9285,~~503~~264,~~125~~687.50 ~~BANKNORTH~~X ~~GROUP INC Common Stock 06646R107 242,500 4,334,688 BAXTER INTERNATIONAL INC Common Stock 071813109 16,800 1,340,850~~ BROADWING INC Common Stock 111620100 11,431,678.00 ~~292~~260,~~222~~785,~~269~~154.38 ~~CMS~~X ~~ENERGY CORP Common Stock 125896100 97,900 2,637,181~~ CHASE MANHATTAN CORPORATION Common Stock 16161A108 22,200.00 1,~~025~~008,~~363~~712.50 X CINCINNATI FINL CORP Common Stock 172062101 1,~~448~~653,~~203~~729.00 ~~51,411,207 CINERGY CORP Common Stock 172474108 275,000 9,092,188 CITIGROUP INC Common Stock 172967101~~ 65,~~800 3~~425,~~557,313~~653.56 X CONVERGYS CORPORATION Common Stock 212485106 12,431,678.00 ~~483~~563,~~281~~310,~~482~~409.38 ~~EXXON~~X ~~MOBIL CORP Common Stock 30231G102 28,600 2,548,975 FREDDIE MAC Common Stock 313400301 21,100 1,140,719~~ FIFTH THIRD BANCORP Common Stock 316773100 18,791,242.00 121,~~378~~122,~~163~~776,709.50 X FIRSTAR CORP Common Stock 33763V109 1617,~~121~~254,~~084~~305.00 ~~360~~401,~~709~~162,~~255~~591.25 ~~HONEYWELL~~X ~~INTERNATIONAL INC Common Stock 438516106 93,800 3,341,625~~ ITC DELTACOM INC Common Stock 45031T104 40,000.00 ~~460~~215,~~000~~624.80 X INTEL CORP Common Stock 458140100 64,000.00 21,~~660~~924,000.00 X IBM CORP Common Stock 459200101 4,300.00 ~~483~~365,~~750 KIMBERLY CLARK Common Stock 494368103 44,~~500.00 ~~2,483,656~~X LEXMARK INTERNATIONAL INC Common Stock 529771107 72,700.00 23,~~726~~221,~~250~~518.75 X MAGNA INTERNATIONAL INC CL A Common Stock 559222401 100,700.00 4,~~355~~223,~~275~~106.25 X MASCO CORP Common Stock 574599106 87,300.00 12,~~625~~242,~~963~~518.75 X MCLEOD INC Common Stock 582266102 70,000.00 1988,~~001,875~~750.00 X MEAD CORP Common Stock 582834107 46,400.00 1,~~084~~455,~~600~~800.00 X MIDWEST BANC HOLDINGS INC Common Stock 598251106 46,000.00 ~~644~~695,~~000~~750.00 X NRG ENERGY INC Common Stock 629377102 30,000.00 1834,~~095,000~~375.00 X NISOURCE INC Common Stock 65473P105 70,000.00 12,~~706~~152,~~250~~500.00 X NORTEL NETWORKS CORP Common Stock 656568102 38,000.00 21,~~263~~218,375.00 X NORTH FORK BANCORP Common Stock 659424105 38,300.00 ~~828~~940,~~238~~743.75 X NORTHWESTERN CORP Common Stock 668074107 264,900.00 56,~~165~~125,~~550~~812.50 X OHIO CASUALTY CORP Common Stock 677240103 928,100.00 59,~~887~~281,~~634~~000.00 X ONLINE RESOURCES & COMM CORP Common Stock 68273G101 71,284.00 ~~267~~142,~~315~~568.00 ~~PEPSICO~~X ~~INC Common Stock 713448108 56,600 2,603,600~~ PINNACLE HOLDINGS INC. Common Stock 72346N101 67,700.00 1613,~~802,513~~531.25 X PUGET SOUND ENERGY INC Common Stock 745332106 50,000.00 1,~~268~~390,~~750~~625.00 ~~SCHERING~~X ~~PLOUGH CORP Common Stock 806605101 40,700 1,892,550~~ SCHLUMBERGER LTD Common Stock 806857108 11,300.00 ~~930~~903,~~131~~293.75 X SPRINT CORP Common Stock 852061100 50,000.00 1,~~465~~015,625.00 X SUN MICROSYSTEMS Common Stock 866810104 2347,~~700~~400.00 21,~~766~~321,~~975~~275.00 X UGI CORP Common Stock 902681105 51,000.00 1,~~236~~290,~~750~~937.50 ~~USA~~X ~~EDUCATION~~US FREIGHTWAYS CORP Common Stock 916906100 8,300.00 249,648.40 X VERIZON COMMUNICATIONS Common Stock 92343V104 22,900.00 1,147,862.50 X WEATHERFORD INTL INC NEW Common Stock ~~90390U102~~947074100 4750,~~200~~000.00 2,~~274~~362,~~450~~500.00 X WORLDPAGES.COM INC Common Stock 981922107 265,000.00 712,187.51 X RSL COMMUNICATIONS LTD Common Stock G7702U102 35,000.00 5,950.00 X TOTAL 66,044,812 2,556,099,232

~~----------------------------------------------------------------------------------------------------------------------------------~~ ITEM ~~6: ITEM~~ 8: ~~INVESTMENT DISCRETION~~ VOTING AUTHORITY ~~(SHARES)~~ ITEM 1: ~~-------------------------------------~~ ITEM 7: (shares) ------------------------------------- NAME OF ISSUER ~~(a)SOLE (b) SHARED- (c) SHARED-~~ MANAGERS (a)SOLE (b) SHARED (c) NONE ~~AS DEFINED OTHER~~ SEE INSTR. V ~~IN INSTR. V~~ -------------------------------------------------------------------------------------~~---------------------------------------------~~ WASLIC CO II ~~AXA FINANCIAL INC X 50,364 ABBOTT LABS INC X 31,500~~ ALLIANT ENERGY CORP X 243,396 ~~ALLTEL CORP X 73,400~~ APPLIED MATERIALS INC ~~X 185~~41,~~200~~000 BANK NEW YORK INC X 1,~~650~~545,000 ~~BANKNORTH GROUP INC X 242,500 BAXTER INTERNATIONAL INC X 16,800~~ BROADWING INC X 11,431,678 ~~CMS ENERGY CORP X 97,900~~ CHASE MANHATTAN CORPORATION X 22,200 CINCINNATI FINL CORP X 1,~~448~~653,~~203~~729 ~~CINERGY CORP X 275,000 CITIGROUP INC X 65,800~~ CONVERGYS CORPORATION X 12,431,678 ~~EXXON MOBIL CORP X 28,600 FREDDIE MAC X 21,100~~ FIFTH THIRD BANCORP X 18,791,242 FIRSTAR CORP ~~X 16~~17,~~121~~254,~~084~~305 ~~HONEYWELL INTERNATIONAL INC X 93,800~~ ITC DELTACOM INC X 40,000 INTEL CORP X 64,000 IBM CORP X 4,300 ~~KIMBERLY CLARK X 44,500~~ LEXMARK INTERNATIONAL INC X 72,700 MAGNA INTERNATIONAL INC CL A X 100,700 MASCO CORP X 87,300 MCLEOD INC X 70,000 MEAD CORP X 46,400 MIDWEST BANC HOLDINGS INC X 46,000 NRG ENERGY INC X 30,000 NISOURCE INC X 70,000 NORTEL NETWORKS CORP X 38,000 NORTH FORK BANCORP X 38,300 NORTHWESTERN CORP X 264,900 OHIO CASUALTY CORP X 928,100 ONLINE RESOURCES & COMM CORP X 71,284 ~~PEPSICO INC X 56,600~~ PINNACLE HOLDINGS INC. X 67,700 PUGET SOUND ENERGY INC X 50,000 ~~SCHERING PLOUGH CORP X 40,700~~ SCHLUMBERGER LTD X 11,300 SPRINT CORP X 50,000 SUN MICROSYSTEMS ~~X 23~~47,~~700~~400 UGI CORP X 51,000 ~~USA~~US ~~EDUCATION~~FREIGHTWAYS CORP 8,300 VERIZON COMMUNICATIONS 22,900 WEATHERFORD INTL INC XNEW 4750,~~200~~000 WORLDPAGES.COM INC 265,000 RSL COMMUNICATIONS LTD 35,000 TOTAL 66,044,812

----------------------------------------------------------------------------------------------------------------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: NAME OF ISSUER TITLE OF CLASS CUSIP # SHARES FAIR MARKET VALUE ----------------------------------------------------------------------------------------------------------------------------------- US FREIGHTWAYS CORP Common Stock 916906100 8,300 188,306 VERIZON COMMUNICATIONS Common Stock 92343V104 22,900 1,109,219 WEATHERFORD INTL INC NEW Common Stock 947074100 50,000 2,150,000 WORLDPAGES.COM INC Common Stock 981922107 265,000 1,126,250 RSL COMMUNICATIONS LTD-CL A Common Stock G7702U102 35,000 70,000 TRANSOCEAN SEDCO FOREX INC Common Stock G90078109 32,100 1,881,863 TOTAL 66,149,429 1,405,058,742

---------------------------------------------------------------------------------------------------------------------------------- ITEM 6: ITEM 8: INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) ITEM 1: ------------------------------------- ITEM 7: --------------------------------- NAME OF ISSUER (a)SOLE (b) SHARED- (c) SHARED- MANAGERS (a)SOLE (b) SHARED (c) NONE AS DEFINED OTHER SEE INSTR. V IN INSTR. V ---------------------------------------------------------------------------------------------------------------------------------- US FREIGHTWAYS CORP X 8,300 VERIZON COMMUNICATIONS X 22,900 WEATHERFORD INTL INC NEW X 50,000 WORLDPAGES.COM INC X 265,000 RSL COMMUNICATIONS LTD-CL A X 35,000 TRANSOCEAN SEDCO FOREX INC X 32,100 TOTAL 66,149,429

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