13F-HR 1 w41937e13f-hr.txt FORM 13F WASLIC COMPANY II 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WASLIC Company II Address: 802 West Street Wilmington, DE 19801 Form 13F File Number: 28-04795 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel Lindley Title: President Phone: (302) 778-7500 Signature, Place, and Date of Signing: Wilmington, DE -------------------------- -------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this 2 report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-04795 ----------------------------------- 3 NAME OF REPORTING MANAGER WASLIC CO. II

----------------------------------------------------------------------------------------------------------------------------------- ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: NAME OF ISSUER TITLE OF CLASS CUSIP # SHARES FAIR MARKET VALUE ----------------------------------------------------------------------------------------------------------------------------------- WASLIC CO II AXA FINANCIAL INC Common Stock 002451102 50,364 12,~~712~~565,~~376.00~~416 ABBOTT LABS INC Common Stock 002824100 31,500 1,~~403~~498,~~718.75~~219 ALLIANT ENERGY CORP Common Stock 018802108 243,396 67,~~328~~149,~~296.00~~758 ALLTEL CORP Common Stock 020039103 73,400 43,~~546~~830,~~212.50~~563 APPLIED MATERIALS INC Common Stock 038222105 185,200 1610,~~783~~984,~~750.00~~675 BANK NEW YORK INC Common Stock 064057102 1,650,000 7692,~~725~~503,~~000.00~~125 BANKNORTH GROUP INC Common Stock 06646R107 242,500 34,~~713~~334,~~281.26~~688 BAXTER INTERNATIONAL INC Common Stock 071813109 16,800 1,~~181~~340,~~250.00~~850 ~~BELL ATLANTIC CORP Common Stock 077853109 22,900 1,163,606.25~~ BROADWING INC Common Stock 111620100 11,431,678 ~~296~~292,~~509~~222,~~148.13~~269 CMS ENERGY CORP Common Stock 125896100 97,900 2,~~166~~637,~~037.50~~181 CHASE MANHATTAN CORPORATION Common Stock 16161A108 22,200 1,~~022~~025,~~587.50~~363 CINCINNATI FINL CORP Common Stock 172062101 1,448,203 4551,~~527~~411,~~881.83~~207 CINERGY CORP Common Stock 172474108 275,000 69,~~995~~092,~~312.50~~188 CITIGROUP INC Common Stock 172967101 4965,~~350~~800 23,~~973~~557,~~337.50~~313 CONVERGYS CORPORATION Common Stock 212485106 12,431,678 ~~644~~483,~~893~~281,~~296.25~~482 EXXON MOBIL ~~CORPORATION~~CORP Common Stock 30231G102 28,600 2,~~245~~548,~~100.00~~975 FREDDIE MAC Common Stock 313400301 21,100 ~~854~~1,~~550.00~~140,719 FIFTH THIRD BANCORP Common Stock 316773100 1218,~~527~~791,~~500~~242 ~~792~~12,~~364~~378,~~375.00~~163 FIRSTAR CORP Common Stock 33763V109 16,121,084 ~~339~~360,~~550~~709,~~331.75~~255 HONEYWELL INTERNATIONAL INC Common Stock 438516106 4393,800 13,~~475~~341,~~512.50~~625 ITC DELTACOM INC Common Stock 45031T104 40,000 ~~892~~460,~~500.00~~000 INTEL CORP Common Stock 458140100 3264,000 42,~~278~~660,000~~.01~~ ~~INTERMEDIA COMMUNICATIONS Common Stock 458801107 120,000 3,570,000.00~~ IBM CORP Common Stock 459200101 4,300 ~~471~~483,~~118.75~~750 KIMBERLY CLARK Common Stock 494368103 44,500 2,~~553~~483,~~187.51~~656 LEXMARK INTERNATIONAL INC Common Stock 529771107 3772,700 2,~~535~~726,~~325.00~~250 MAGNA ~~ENTERTAINMENT-CL A Common Stock 559211107 20,140 131,224.58 MAGNA~~ INTERNATIONAL INC CL A Common Stock 559222401 100,700 4,~~758~~355,~~075.00~~275 MASCO CORP Common Stock 574599106 87,300 1,~~576~~625,~~856.25~~963 MCLEOD INC Common Stock 582266102 70,000 1,~~448~~001,~~125.00~~875 MEAD CORP Common Stock 582834107 46,400 1,~~171~~084,600~~.00~~ MIDWEST BANC HOLDINGS INC Common Stock 598251106 46,000 ~~638~~644,~~250.00~~000 NRG ENERGY INC Common Stock 629377102 30,000 ~~547~~1,~~500.00~~095,000 NISOURCE INC Common Stock 65473P105 70,000 1,~~303~~706,~~750.00~~250 NORTEL NETWORKS CORP Common Stock 656568102 38,000 2,~~593~~263,~~500.00~~375 NORTH FORK BANCORP Common Stock 659424105 38,300 ~~579~~828,~~287.50~~238 NORTHWESTERN CORP Common Stock 668074107 264,900 65,~~125~~165,~~812.50~~550 OHIO CASUALTY CORP Common Stock 677240103 928,100 95,~~861~~887,~~062.50~~634 ONLINE RESOURCES & COMM CORP Common Stock 68273G101 71,284 ~~458~~267,~~890.75~~315 PEPSICO INC Common Stock 713448108 56,600 2,~~515~~603,~~162.50~~600 PINNACLE HOLDINGS INC. Common Stock 72346N101 67,700 31,~~655~~802,~~800.00~~513 PUGET SOUND ENERGY INC Common Stock 745332106 50,000 1,~~065~~268,~~625.00~~750 ~~RALSTON-RALSTON~~SCHERING ~~PURINA~~PLOUGH ~~GROUP~~CORP Common Stock ~~751277302~~806605101 2140,~~600~~700 ~~430~~1,~~650.00~~892,550 ~~SLM~~SCHLUMBERGER ~~HOLDING~~LTD Common Stock 806857108 11,300 930,131 SPRINT CORP Common Stock ~~78442A109~~852061100 4750,~~200~~000 1,~~767~~465,~~050.01~~625 ~~SCHERING~~SUN ~~PLOUGH~~MICROSYSTEMS Common Stock 866810104 23,700 2,766,975 UGI CORP Common Stock ~~806605101~~902681105 4051,~~700~~000 1,236,750 USA EDUCATION INC Common Stock 90390U102 47,200 2,~~055~~274,~~350.00~~450

---------------------------------------------------------------------------------------------------------------------------------- ITEM 86: ITEM 68: ~~VOTING AUTHORITY~~ INVESTMENT DISCRETION VOTING AUTHORITY (~~shares~~SHARES) ITEM 1: ------------------------------------- ITEM 7: ---------------------------------- NAME OF ISSUER (a)SOLE (b) SHARED- (c) SHARED- MANAGERS (a)SOLE (b) SHARED (c) NONE AS DEFINED OTHER SEE INSTR. V IN INSTR. V ---------------------------------------------------------------------------------------------------------------------------------- WASLIC CO II AXA FINANCIAL INC X 50,364 ABBOTT LABS INC X 31,500 ALLIANT ENERGY CORP X 243,396 ALLTEL CORP X 73,400 APPLIED MATERIALS INC X 185,200 BANK NEW YORK INC X 1,650,000 BANKNORTH GROUP INC X 242,500 BAXTER INTERNATIONAL INC X 16,800 ~~BELL ATLANTIC CORP X 22,900~~ BROADWING INC X 11,431,678 CMS ENERGY CORP X 97,900 CHASE MANHATTAN CORPORATION X 22,200 CINCINNATI FINL CORP X 1,448,203 CINERGY CORP X 275,000 CITIGROUP INC X 4965,~~350~~800 CONVERGYS CORPORATION X 12,431,678 EXXON MOBIL ~~CORPORATION~~CORP X 28,600 FREDDIE MAC X 21,100 FIFTH THIRD BANCORP X 1218,~~527~~791,~~500~~242 FIRSTAR CORP X 16,121,084 HONEYWELL INTERNATIONAL INC X 4393,800 ITC DELTACOM INC X 40,000 INTEL CORP X 3264,000 ~~INTERMEDIA COMMUNICATIONS X 120,000~~ IBM CORP X 4,300 KIMBERLY CLARK X 44,500 LEXMARK INTERNATIONAL INC X 3772,700 MAGNA ~~ENTERTAINMENT-CL A X 20,140 MAGNA~~ INTERNATIONAL INC CL A X 100,700 MASCO CORP X 87,300 MCLEOD INC X 70,000 MEAD CORP X 46,400 MIDWEST BANC HOLDINGS INC X 46,000 NRG ENERGY INC X 30,000 NISOURCE INC X 70,000 NORTEL NETWORKS CORP X 38,000 NORTH FORK BANCORP X 38,300 NORTHWESTERN CORP X 264,900 OHIO CASUALTY CORP X 928,100 ONLINE RESOURCES & COMM CORP X 71,284 PEPSICO INC X 56,600 PINNACLE HOLDINGS INC. X 67,700 PUGET SOUND ENERGY INC X 50,000 ~~RALSTON-RALSTON~~SCHERING ~~PURINA~~PLOUGH ~~GROUP~~CORP X 2140,~~600~~700 ~~SLM~~SCHLUMBERGER ~~HOLDING~~LTD X 11,300 SPRINT CORP X 4750,~~200~~000 ~~SCHERING~~SUN ~~PLOUGH~~MICROSYSTEMS X 23,700 UGI CORP X 4051,~~700~~000 USA EDUCATION INC X 47,200

Page 1 of 2 4

Filing Compare · WASLIC CO II