CRAFT BREW ALLIANCE, INC. 4

Accession 0000892222-14-000031

CIK 0000892222operating

View on SEC.gov Company Profile

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 5:15 PM ET

Size

42.6 KB

Accession

0000892222-14-000031

Insider Transaction Report

Form 4

Period: 2014-11-12

CRAFT BREW ALLIANCE, INC.BREW

Moreland Mark D

Chief Financial Officer

Transactions

Sale
Common Stock
2014-11-13$13.64/sh−5,244$71,528→ 1,656 total
Exercise/Conversion
Common Stock
2014-11-13$7.63/sh+513$3,914→ 18,556 total
Sale
Common Stock
2014-11-13$13.64/sh−16,900$230,516→ 1,656 total
Exercise/Conversion
Common Stock
2014-11-14$7.54/sh+2,369$17,862→ 7,856 total
Exercise/Conversion
Employee Stock Option
2014-11-12−6,765→ 0 total
Exercise: $1.25From: 2013-02-11Exp: 2019-02-11→ Common Stock (6,765 underlying)
Exercise/Conversion
Employee Stock Option
2014-11-12−7,953→ 0 total
Exercise: $2.39From: 2014-04-01Exp: 2020-04-01→ Common Stock (7,953 underlying)
Exercise/Conversion
Employee Stock Option
2014-11-13−10,927→ 0 total
Exercise: $2.39From: 2014-04-01Exp: 2020-04-01→ Common Stock (10,927 underlying)
Sale
Common Stock
2014-11-12$13.64/sh−15,504$211,475→ 6,900 total
Exercise/Conversion
Common Stock
2014-11-12$2.39/sh+7,953$19,008→ 21,618 total
Exercise/Conversion
Common Stock
2014-11-12$1.25/sh+6,765$8,456→ 13,665 total
Exercise/Conversion
Common Stock
2014-11-13$2.39/sh+10,927$26,116→ 12,583 total
Sale
Common Stock
2014-11-12$13.63/sh−14,718$200,606→ 6,900 total
Exercise/Conversion
Common Stock
2014-11-13$6.88/sh+5,460$37,565→ 18,043 total
Exercise/Conversion
Common Stock
2014-11-14$7.63/sh+3,831$29,231→ 5,487 total
Sale
Common Stock
2014-11-14$13.83/sh−6,200$85,746→ 1,656 total
Exercise/Conversion
Employee Stock Option
2014-11-14−2,369→ 0 total
Exercise: $7.54From: 2014-05-22Exp: 2023-05-22→ Common Stock (2,369 underlying)
Exercise/Conversion
Employee Stock Option
2014-11-13−5,460→ 0 total
Exercise: $6.88From: 2013-12-07Exp: 2020-12-07→ Common Stock (5,460 underlying)
Exercise/Conversion
Employee Stock Option
2014-11-13−513→ 0 total
Exercise: $7.63From: 2014-05-14Exp: 2022-05-14→ Common Stock (513 underlying)
Exercise/Conversion
Employee Stock Option
2014-11-14−3,831→ 0 total
Exercise: $7.63From: 2014-05-14Exp: 2022-05-14→ Common Stock (3,831 underlying)

Footnotes (10)

[F1]The price in column 4 is a weighted average sales price. The prices actually received range from $13.54 to $13.75. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
[F10]Options were granted on 05/22/2013 under the 2010 Stock Incentive Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.
[F2]The price in column 4 is a weighted average sales price. The prices actually received range from $13.51 to $13.71. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
[F3]The price in column 4 is a weighted average sales price. The prices actually received range from $13.60 to $13.68. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
[F4]The price in column 4 is a weighted average sales price. The prices actually received range from $13.57 to $13.70. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
[F5]The price in column 4 is a weighted average sales price. The prices actually received range from $13.70 to $13.98. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
[F6]Options were granted on 02/11/2009 under the 2002 Stock Option Plan and become exercisable for 20% of the Shares on each of the first four anniversaries of the grant date.
[F7]Options were granted on 04/01/2010 under the 2002 Stock Option Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.
[F8]Options were granted on 12/07/2010 under the 2010 Stock Incentive Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.
[F9]Options were granted on 05/14/2012 under the 2010 Stock Incentive Plan and become exercisable for 20% of the Shares on each of the first five anniversaries of the grant date.

Documents

2 files

Issuer

CRAFT BREW ALLIANCE, INC.

CIK 0000892222

→

Entity typeoperating

IncorporatedWA

Related Parties

filerCIK 0000892222

Filing Metadata

Form type: 4
Filed: Nov 13, 7:00 PM ET
Accepted: Nov 14, 5:15 PM ET
Size: 42.6 KB

View on SEC.gov