Frieberg Jacob B. 4

Accession 0000891839-21-000316

CIK 0001205922other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:22 PM ET

Size

25.5 KB

Accession

0000891839-21-000316

Form 4

Period: 2021-09-30

Director

Transactions

Award
Stock Option (Right to Buy)
2021-09-30+6,233→ 6,233 total
Exercise: $2.16From: 2021-09-30→ Common Stock (6,233 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $2.80From: 2021-06-30→ Common Stock (4,804 underlying)
4,804
Stock Option (Right to Buy)
Exercise: $2.07Exp: 2030-12-29→ Common Stock (6,545 underlying)
6,545
Common Stock
63,519
Stock Option (Right to Buy)
Exercise: $2.15From: 2022-05-11→ Common Stock (28,586 underlying)
28,586
Common Stock
(indirect: By Gee Eff Services Limited)
4,121
Stock Option (Right to Buy)
Exercise: $4.85Exp: 2029-12-28→ Common Stock (2,737 underlying)
2,737
Stock Option (Right to Buy)
Exercise: $7.78→ Common Stock (7,718 underlying)
7,718
Stock Option (Right to Buy)
Exercise: $3.61Exp: 2030-06-28→ Common Stock (3,756 underlying)
3,756
Stock Option (Right to Buy)
Exercise: $5.52Exp: 2029-06-29→ Common Stock (2,385 underlying)
2,385
Stock Option (Right to Buy)
Exercise: $1.78Exp: 2030-09-28→ Common Stock (7,626 underlying)
7,626
Stock Option (Right to Buy)
Exercise: $7.17Exp: 2029-09-27→ Common Stock (1,856 underlying)
1,856
Stock Option (Right to Buy)
Exercise: $2.98Exp: 2031-03-31→ Common Stock (4,535 underlying)
4,535
Stock Option (Right to Buy)
Exercise: $13.60Exp: 2027-09-15→ Common Stock (6,396 underlying)
6,396
Stock Option (Right to Buy)
Exercise: $5.26Exp: 2029-03-30→ Common Stock (2,501 underlying)
2,501
Common Stock
(indirect: By Benbow Estates, Ltd.)
4,420
Stock Option (Right to Buy)
Exercise: $4.00Exp: 2030-03-29→ Common Stock (3,336 underlying)
3,336
Stock Option (Right to Buy)
Exercise: $3.95→ Common Stock (15,679 underlying)
15,679

Footnotes (8)

[F1]Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F2]Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
[F3]Exercisable in full as of the date of this report.
[F4]This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
[F5]This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
[F6]This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
[F7]This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, expires on June 28, 2031.
[F8]This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, expires on September 28, 2031.

Documents

1 file

VACCINEX, INC.

CIK 0001205922

Entity typeother