ANESTIS ROBERT W 4
4 · GENESEE & WYOMING INC · Filed Jan 5, 2004
Insider Transaction Report
Form 4
ANESTIS ROBERT W
Director
Transactions
- Award
Phantom Stock Unit
2003-12-31+591.09→ 591.09 totalExercise: $0.00→ Class A Common Stock $.01 par value (591.09 underlying)
Holdings
- 89.71
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (89.71 underlying) - 320.73
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock $.01 par value (320.73 underlying) - 4,500
Stock Option (Right to Buy)
Exercise: $20.39Exp: 2013-05-28→ Class A Common Stock, $.01 par value (4,500 underlying) - 2,000(indirect: by HR-10 Plan)
Class A Common Stock, $.01 par value
Footnotes (4)
- [F1]These shares are held by an HR-10 Plan for the benefit of Mr. Anestis.
- [F2]This option was previously reported by Mr. Anestis. Mr. Anestis can exercise the option as follows: 1,500 shares on 5/29/04, 1,500 shares on 5/29/05 and 1,500 shares on 5/29/06.
- [F3]This Phantom Stock Unit was previously reported by Mr. Anestis. The Unit was credited to Mr. Anestis's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Anestis's prior election.
- [F4]This Phantom Stock Unit was credited to Mr. Anestis's account on 12/31/03 at $32.25 per share under the Issuer's Deferred Stock Plan for Non-Employee Directors in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Anestis's prior election.