ERBEY WILLIAM C 4
4 · OCWEN FINANCIAL CORP · Filed Jan 23, 2018
Insider Transaction Report
Form 4
ERBEY WILLIAM C
DirectorChairman & CEO10% Owner
Transactions
- Exercise of In-Money
Call Options (obligation to sell)
2018-01-19−20,000→ 0 total(indirect: By Munus, L.P.)Exercise: $3.00From: 2017-05-15Exp: 2018-01-19→ Common Stock (2,000,000 underlying) - Exercise of In-Money
Call Options (obligation to sell)
2018-01-19−40,000→ 0 total(indirect: By Partnership)Exercise: $3.00From: 2016-06-06Exp: 2018-01-19→ Common Stock (4,000,000 underlying) - Exercise of In-Money
Call Options (obligation to sell)
2018-01-19−39,552→ 0 total(indirect: By Partnership)Exercise: $2.50From: 2016-07-20Exp: 2018-01-19→ Common Stock (3,955,200 underlying) - Expiration
Call Options (obligation to sell)
2018-01-19−10,000→ 0 total(indirect: By Partnership)Exercise: $5.00From: 2016-04-13Exp: 2018-01-19→ Common Stock (1,000,000 underlying) - Exercise of In-Money
Common Stock
2018-01-19$3.00/sh−2,000,000$6,000,000→ 5,849,704 total(indirect: By Munus, L.P.) - Exercise of In-Money
Common Stock
2018-01-19$3.00/sh−4,000,000$12,000,000→ 4,976,052 total(indirect: By Partnership) - Exercise of In-Money
Common Stock
2018-01-19$2.50/sh−3,955,200$9,888,000→ 1,020,852 total(indirect: By Partnership)
Holdings
- 69,805
Common Stock
Footnotes (3)
- [F1]On January 19, 2018, call options previously written by Munus, L.P. were exercised.
- [F2]On January 19, 2018, call options previously written by Tribue Limited Partnership were exercised.
- [F3]On January 19, 2018, call options previously written by Tribue Limited Partnership expired out of the money.