13F-HR 1 d27336_13f.txt REPORT FOR CALENDAR YEAR OR QUARTER ENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2001 Check here if Amendment: [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report Name: Millennium Partners, L.P. Address: 666 Fifth Avenue, 8th Floor New York, NY 10103 13F File Number: 028-06317 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Williams Title: Chief Financial Officer Phone: 212-841-4100 Robert Williams, New York, New York, November 12, 2001 ------------------------------------------------------- Signature, Place, and Date of Signing Report Type (Check only one): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1648 Form 13F Information Table Value Total: $2,791,981,000 List of Other Included Managers: None

market Description type cusip value shares put/call ------------------------------------------------------------------------------------------------------------------------------------ 1838 BOND-DEBENTURE TRADING FD Stock 2825201005 296,552 15,200 0 sole 1ST UN RL EST EQ MTG & INVTS SH BEN INT Stock 3374001005 754,400 328,000 0 sole 21ST CENTURY INSURANCE GROUP Stock 90130N1003 221,340 11,900 0 sole ABERDEEN ASIA PAC PRIME INCOME FUND INC Stock 0030091007 546,219 132,900 0 sole ABERDEEN COMMONWEALTH INCOME FUND INC Stock 0030131009 528,660 59,400 0 sole ACE LTD Stock G0070K1003 1,186,460 30,352 0 sole ACM MANAGED INCOME FUND INC Stock 0009191000 825,752 177,200 0 sole ACTIVE POWER INC Stock 00504W1000 196,824 11,800 0 sole ACTUATE CORP Stock 00508B1002 300,825 31,500 0 sole ACXIOM CORP Stock 0051251009 925,463 70,700 0 sole ADAMS EXPRESS CO Stock 0062121004 553,970 31,000 0 sole ADAPTEC INC Stock 00651F1008 195,818 19,700 0 sole ADC TELECOMMUNICATIONS INC Stock 0008861001 984,826 149,216 0 sole ADELPHIA COMMUNICATIONS CORP CLASS A Stock 0068481005 699,132 17,052 0 sole ADOLPH COORS CO CL B Stock 2170161004 1,704,414 33,966 0 sole ADTRAN INC Stock 00738A1006 1,493,343 72,846 0 sole ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES INC CLASS A Stock 0079471004 249,777 287,100 0 sole ADVANCED MICRO DEVICES INC Stock 0079031007 281,869 9,760 0 sole ADVENT SOFTWARE INC Stock 0079741008 346,075 5,450 0 sole AETHER SYS INC Stock 00808V1005 150,450 17,000 0 sole AFFILIATED COMPUTER SVCS INC CL A Stock 0081901000 1,717,570 23,885 0 sole AFFUMETRIX INC Stock 00826T1008 1,657,851 75,186 0 sole AFLAC INC Stock 0010551002 1,312,094 41,667 0 sole AGENCY.COM LTD Stock 0084471004 520,352 161,600 0 sole AGILENT TECHNOLOGIES INC Stock 00846U1001 1,542,060 47,448 0 sole AIR PRODUCTS & CHEMICALS INC Stock 0091581006 2,490,035 54,427 0 sole ALBERTA ENERGY CO LTD Stock 0128731005 411,946 9,989 0 sole ALBERTO CULVER CO CLASS B Stock 0130681001 3,226,990 76,760 0 sole ALCATEL SPONSORED ADR ONE ADR REP 1/5 ORD SHARE Stock 0139043005 1,309,876 63,157 0 sole ALEXION PHARMACEUTICALS INC Stock 0153511009 205,488 8,562 0 sole ALLEGHANY CORP-NEW Stock 0171751000 1,299,200 6,400 0 sole ALLEGHENY ENERGY INC Stock 0173611006 10,818,663 224,221 0 sole ALLEGHENY TECHNOLOGIES INC Stock 01741R1002 401,417 22,190 0 sole ALLETE INC Stock 0185221002 7,646,805 339,858 0 sole ALLIANCE WORLD DOLLAR GOVT FUND II Stock 01879R1006 244,408 22,300 0 sole ALLIANT ENERGY CORP Stock 0188021008 1,200,018 41,167 0 sole ALLIED WASTE INDS INC-NEW Stock 0195893008 2,437,572 130,491 0 sole ALLMERICA SECURITIES TRUST SBI Stock 0199211005 116,144 11,200 0 sole AMB PROPERTY CORP Stock 00163T1009 490,986 19,060 0 sole AMDOCS LIMITED Stock G026021003 2,943,441 54,660 0 sole AMERICAN EAGLE OUTFITTERS NEW Stock 02553E1006 573,179 16,265 0 sole AMERICAN EXPRESS CO Stock 0258161009 24,883,526 641,328 0 sole AMERICAN GENERAL CORP Stock 0263511006 14,726,740 317,045 0 sole AMERICAN GREETINGS CORP CLASS A Stock 0263751005 210,540 19,140 0 sole AMERICAN INCOME FUND INC Stock 02672T1009 345,979 41,139 0 sole AMERICAN MANAGMENT SYSTEMS Stock 0273521003 424,847 18,002 0 sole AMERICAN NATIONAL INSURANCE Stock 0285911005 216,775 2,900 0 sole AMERICAN PWR CONVERSION CORP Stock 0290661007 922,178 58,551 0 sole AMERICAN SELECT PORTFOLIO INC Stock 0295701008 400,345 31,900 0 sole AMERICAN STANDARD COS INC -DEL Stock 0297121006 5,407,858 89,981 0 sole AMERICAN STATE WATER COMPANY Stock 0298991001 760,138 22,357 0 sole AMERICAN STRATEGIC INCOME PORTFOLIO INC Stock 0300981007 1,612,422 133,700 0 sole AMERICAN STRATEGIC INCOME PORTFOLIO INC II Stock 0300991005 282,036 22,800 0 sole AMERICAN STRATEGIC INCOME PORTFOLIO INC III Stock 03009T1001 225,380 19,100 0 sole AMERICAN TOWER CORPORATION CL A Stock 0299122001 3,466,152 167,690 0 sole AMERICAN VANTAGE COS Stock 03037B1006 200,725 114,700 0 sole AMERICREDIT CORP Stock 03060R1001 1,934,514 37,238 0 sole AMERUS GROUP CO WT A EXP 04/02/02 Stock 03072M1106 107,894 14,600 0 sole AMGEN Stock 0311621000 2,050,134 33,786 0 sole AMPHENOL CORP--NEW CLASS A Stock 0320951001 2,221,293 55,463 0 sole AMRESCO CAPITAL TRUST INC Stock 0319191003 2,214,947 265,900 0 sole AMTRAN INC Stock 03234G1006 437,800 20,000 0 sole AMYLIN PHARMACEUTICALS INC Stock 0323461008 517,500 46,000 0 sole ANACOMP INC WTS EXP 06/04/2001 Stock 0323711104 23 22,500 0 sole ANADARKO PETROLEUM CORP Stock 0325111007 1,984,954 36,738 0 sole ANALOG DEVICES INC Stock 0326541005 1,951,916 45,131 0 sole ANGLO AMERICAN SA REG ORD Stock G037649100 541,076 36,144 0 sole ANNALY MORTGAGE MGMT INC Stock 0357104009 137,100 10,000 0 sole ANNTAYLOR STORES CORP Stock 0361151003 666,990 18,631 0 sole AON CORP Stock 0373891003 1,488,025 42,515 0 sole APOGENT TECHNOLOGIES INC Stock 03760A1001 465,334 18,916 0 sole APPLERA CORP-APPLIED BIOSYSTEM GROUP Stock 0380201003 1,801,078 67,330 0 sole APPLERA CORP-CELERA GENOMICS GROUP Stock 0380202002 3,146,624 79,340 0 sole APPLIED MATERIALS INC Stock 0382221005 6,664,932 135,742 0 sole APPLIED MICRO CIRCUITS CORP Stock 03822W1009 197,903 11,506 0 sole APRIA HEALTHCARE GROUP INC Stock 0379331008 1,158,010 40,139 0 sole APTARGROUP INC Stock 0383361003 473,478 14,600 0 sole AQUILA INC Stock 03840J1006 8,408,805 341,128 0 sole ARBITRON INC Stock 03875Q1008 241,000 10,000 0 sole ARCH COAL INC Stock 0393801000 5,038,571 194,765 0 sole ARCHSTONE CMNTYS TR SH BEN INT Stock 0395811003 916,376 35,546 0 sole ARROW ELECTRONICS INC Stock 0427351000 1,269,954 52,283 0 sole ART TECHNOLOGY GROUP INC Stock 04289L1007 191,400 33,000 0 sole ARTHUR J GALLAGHER & CO Stock 3635761009 2,575,430 99,055 0 sole ASHANTI CAPITAL COMPANY GUARNT GLOBAL 5.5000% CONV UNTIL MAR 15 2003 Bond 043910AA06 5,304,139 7,037,000 0 sole ASHANTI GOLDFIELDS LTD GDP RCPT ADR Stock 0437432002 2,779,500 926,500 0 sole ASIA PACIFIC FUND INC Stock 0449011006 104,852 12,694 0 sole ASM INTERNATIONAL N.V. Stock N070451002 337,450 17,000 0 sole ASML HOLDING NV-NY REG SHS Stock N070591101 1,340,807 60,261 0 sole ASSOCIATED BANC CORP Stock 0454871005 216,804 6,024 0 sole Associates First Capital Corp Stock 0460082007 1,397 139,700 0 sole ASTRAZENCA PLC SPONS ADR EACH REPRESENTS 1 ORD Stock 0463531008 798,958 17,090 0 sole ASYST TECHNOLOGIES INC Stock 04648X1007 279,963 20,738 0 sole AT&T CORP WIRELESS GROUP Stock 0019574006 2,752,637 168,357 0 sole ATLAS AIR WORLDWIDE HLDGS INC Stock 0491641006 1,138,068 80,372 0 sole AUSTRALIS HLDGS PTY LTD SR DISCOUNT NOTES O% TO 11/01/00 THEREAFTER 15% EXP 11/01/2002 Bond 05258AAE05 8,745 5,000,000 0 sole AUTOMATIC DATA PROCESSING Stock 0530151003 12,189,273 245,257 0 sole AVANEX CORP Stock 05348W1009 808,010 83,300 0 sole AVANT CORP Stock 0534871004 393,826 29,611 0 sole AVISTA CORP Stock 05379B1007 399,940 20,017 0 sole AVNET INC Stock 0538071003 1,268,927 56,598 0 sole AVOCENT CORP Stock 0538931003 659,318 28,981 0 sole AXA AMERICAN DEP SHS EACH RPSTNG 1/2 ORD SHARE Stock 0545361007 399,732 14,190 0 sole AXCELIS TECHNOLOGIES INC Stock 0545401009 202,405 13,676 0 sole AXYS PHARMACEUTICALS INC -NEW Stock 0546351007 234,780 55,900 0 sole AZTAR CORP Stock 0548021003 219,978 18,180 0 sole BACOU USA INC Stock 0564391002 205,714 7,300 0 sole BANCWEST CORPORATION Stock 0597901005 9,711,120 282,300 0 sole BANDAG INC Stock 0598151000 741,304 27,154 0 sole BANK OF NEW YORK INC Stock 0640571002 12,408,864 258,518 0 sole BANK ONE CORP Stock 06423A1003 12,927,416 361,101 0 sole BANK PLUS CORP Stock 0644461007 2,127,444 312,400 0 sole BANK UNITED CORP LITIGATION CONTIGENT PMT RT TR Stock 0654161107 240,125 727,650 0 sole BANYAN STRATEGIC REALTY TRUST SBI Stock 06683M1002 101,430 96,600 0 sole BARD C R INC N J Stock 0673831009 287,085 5,041 0 sole BARNESANDNOBLE.COM INC Stock 0678461005 211,900 130,000 0 sole BARRA INC Stock 0683131005 201,623 5,150 0 sole BARRET RESOURCES CORP-NEW Stock 0684802001 4,835,463 81,957 0 sole BARRICK GOLD CORP Stock 0679011008 1,092,027 72,081 0 sole BAUSCH & LOMB INC Stock 0717071003 3,046,226 84,057 0 sole BAXTER INTERNATIONAL INC Stock 0718131009 610,246 12,454 0 sole BEA SYSTEMS INC Stock 0733251002 611,129 19,900 0 sole BEBE STORES INC Stock 0755711009 207,036 7,100 0 sole BELO CORPORATION SER A Stock 0805551005 750,793 39,851 0 sole BERGEN BRUNSWIG CORP CLASS A Stock 0837391002 3,111,718 161,900 0 sole BERKLEY W R CORPORATION Stock 0844231002 264,260 6,380 0 sole BERKSHIRE HATHAWAY INC-DEL CL A Stock 0846701008 49,621,000 715 0 sole BEVERLY ENTERPRISES INC-NEW Stock 0878513009 487,920 45,600 0 sole BIGSTAR ENTERTAINMENT INC Stock 0898961004 8,375 67,000 0 sole BIOGEN INC Stock 0905971005 11,026,437 202,841 0 sole BIOSITE DIAGNOSTICS INC Stock 0909451006 256,883 5,734 0 sole BJ SERVICES CO Stock 0554821003 1,445,450 50,932 0 sole BLACKROCK ADVANTAGE TERM TRUST Stock 09247A1001 166,891 15,700 0 sole BLOCK H & R INC Stock 0936711005 1,303,135 20,188 0 sole BLOCKBUSTER INC CL A Stock 0936791008 465,375 25,500 0 sole BLUE CHIP VALUE FUND INC Stock 0953331000 864,570 107,400 0 sole BLYTH INC Stock 09643P1008 209,485 8,148 0 sole BMC SOFTWARE INC Stock 0559211000 7,868,015 349,069 0 sole BOEING COMPANY Stock 0970231005 23,505,234 422,756 0 sole BOISE CASCADE CORP Stock 0973831003 573,974 16,320 0 sole BOSTON PROPERTIES INC Stock 1011211001 716,609 17,521 0 sole BOSTON SCIENTIFIC CORP Stock 1011371007 3,006,858 176,874 0 sole BOWATER INC Stock 1021831000 1,241,624 27,752 0 sole BP PLC SPONS ADR Stock 0556221004 589,028 11,816 0 sole BRASCAN CORP Stock 10549P6006 285,570 16,700 0 sole BRE PROPERTIES INC CLASS A Stock 05564E1006 748,440 24,701 0 sole BRISTOL MYERS SQUIBB CO Stock 1101221008 567,507 10,851 0 sole BROOKS AUTOMATION INC Stock 11434A1000 862,393 18,707 0 sole BRUSH ENGINEERED MATERIALS Stock 1174211007 170,400 10,650 0 sole BURNHAM PACIFIC PROPERTIES INC Stock 12232C1008 1,410,710 287,900 0 sole BUSINESS OBJECTS S A SPONSORED ADR Stock 12328X1007 1,142,240 48,400 0 sole CABLE & WIRELESS P L C SPONSORED ADR Stock 1268302007 356,382 19,799 0 sole CABLEVISION SYS CORP NY GROUP CLASS A Stock 12686C1009 1,221,246 20,876 0 sole CABOT CORP Stock 1270551001 1,319,233 36,625 0 sole CABOT MICROELECTRONICS CORP Stock 12709P1003 207,390 3,345 0 sole CABOT OIL & GAS CORP CLASS A Stock 1270971003 1,118,008 45,820 0 sole CADENCE DESIGN SYSTEMS INC Stock 1273871008 5,834,767 313,192 0 sole CALIFORNIA COASTAL COMM INC Stock 1299152003 311,489 66,700 0 sole CALL 1AW15 01/15/02 0020.000 FLEX OPTION ON AW BASE W/O-DIV EURO-EXCD PHYS-SETL EXER SETL PX ON CLOSE Option (Equity & Index) 995RRA9AE6 430,000 2,000 CALL sole CALL AA AH 01/19/02 0040.000 Option (Equity & Index) 0138179AH1 212,500 500 CALL sole CALL AAO JL 10/20/01 0060.000 Option (Equity & Index) 7479929JL6 1,177,500 1,500 CALL sole CALL AAO JN 10/20/01 0070.000 Option (Equity & Index) 7479929JN6 622,500 1,500 CALL sole CALL AIG AT 01/19/02 0100.000 Option (Equity & Index) 0268749AT7 487,500 3,000 CALL sole CALL AIG HQ 08/18/01 0085.000 Option (Equity & Index) 0268749HQ2 117,000 400 CALL sole CALL AOO AL 01/19/02 0060.000 Option (Equity & Index) 0239999AL5 730,000 2,000 CALL sole CALL AOO GK 07/21/01 0055.000 Option (Equity & Index) 0239999GK2 160,000 2,000 CALL sole CALL AOO GL 07/21/01 0060.000 Option (Equity & Index) 0239999GL2 10,625 850 CALL sole CALL AQP AO 01/19/02 0075.000 Option (Equity & Index) 0259929AO8 9,000 600 CALL sole CALL AQP AP 01/19/02 0080.000 Option (Equity & Index) 0259929AP8 16,800 1,120 CALL sole CALL AWE GE 07/21/01 0025.000 Option (Equity & Index) 0019929GE3 500 50 CALL sole CALL AXP AL 01/19/02 0060.000 Option (Equity & Index) 0258169AL9 26,750 1,070 CALL sole CALL AXP AM 01/19/02 0065.000 Option (Equity & Index) 0258169AM9 35,000 2,000 CALL sole CALL AXP AN 01/19/02 0070.000 Option (Equity & Index) 0258169AN9 18,000 1,200 CALL sole CALL AYH JK 10/20/01 0055.000 PKG Option (Equity & Index) 0219929JK3 23,250 300 CALL sole CALL BAC GL 07/21/01 0060.000 Option (Equity & Index) 0605059GL1 44,375 250 CALL sole CALL BAC HM 08/18/01 0065.000 Option (Equity & Index) 0605059HM9 50,625 750 CALL sole CALL BCR HK 08/18/01 0055.000 Option (Equity & Index) 0673839HK4 67,000 200 CALL sole CALL BGQ AP 01/19/02 0080.000 Option (Equity & Index) 0905979AP5 150,938 875 CALL sole CALL BGQ AS 01/19/02 0095.000 Option (Equity & Index) 0905979AS5 72,500 1,000 CALL sole CALL BIQ GI 07/21/01 0045.000 Option (Equity & Index) 0906139GI7 37,000 100 CALL sole CALL BK JL 10/20/01 0060.000 Option (Equity & Index) 0640579JL3 15,000 500 CALL sole CALL C HK 08/18/01 0055.000 Option (Equity & Index) 1729679HK6 165,000 1,500 CALL sole CALL C IM 09/22/01 0065.000 Option (Equity & Index) 1729679IM4 10,000 500 CALL sole CALL CHV LT 12/22/01 0100.000 Option (Equity & Index) 1667519LT3 556,250 2,500 CALL sole CALL CIQ GJ 07/21/01 0050.000 Option (Equity & Index) 1700409GJ6 182,500 500 CALL sole CALL CIQ GT 07/21/01 0047.500 Option (Equity & Index) 1700409GT6 271,955 499 CALL sole CALL CLS GK 07/21/01 0055.000 Option (Equity & Index) 15101Q9GK5 3,350 20 CALL sole CALL CLS GN 07/21/01 0070.000 Option (Equity & Index) 15101Q9GN5 400 20 CALL sole CALL CWY GN 07/21/01 0070.000 Option (Equity & Index) 1729929GN6 7,500 500 CALL sole CALL CYQ GE 07/21/01 0025.000 Option (Equity & Index) 17275R9GE9 400 40 CALL sole CALL CYQ GH 07/21/01 0040.000 Option (Equity & Index) 17275R9GH9 2,500 500 CALL sole CALL CYQ GY 07/21/01 0027.500 Option (Equity & Index) 17275R9GY9 400 40 CALL sole CALL DJW IL 09/22/01 0116.000 Option (Equity & Index) 12487R9IL0 160,000 4,000 CALL sole CALL DLQ AG 01/19/02 0035.000 Option (Equity & Index) 2470259AG9 140,625 1,250 CALL sole CALL DLQ AH 01/19/02 0040.000 Option (Equity & Index) 2470259AH9 230,000 4,000 CALL sole CALL DLQ GY 07/21/01 0027.500 Option (Equity & Index) 2470259GY6 32,500 1,000 CALL sole CALL DT GH 07/21/01 0040.000 Option (Equity & Index) 2515669GH2 9,000 1,800 CALL sole CALL EK HJ 08/18/01 0050.000 Option (Equity & Index) 2774619HJ4 58,125 750 CALL sole CALL EMC AJ 01/19/02 0050.000 Option (Equity & Index) 2686489AJ2 100,000 1,000 CALL sole CALL EMC HF 08/18/01 0030.000 Option (Equity & Index) 2686489HF7 125,000 500 CALL sole CALL EMC JP 10/20/01 0080.000 Option (Equity & Index) 2686489JP3 20,000 1,000 CALL sole CALL EUQ JL 10/20/01 0060.000 Option (Equity & Index) 1717799JL2 326,250 1,500 CALL sole CALL EZQ IL 09/22/01 0060.000 Option (Equity & Index) 2855129IL2 588,500 1,100 CALL sole CALL F GE 07/21/01 0025.000 Option (Equity & Index) 3453709GE7 11,250 250 CALL sole CALL FQY GN 07/21/01 0022.500 Option (Equity & Index) 31787A9GN8 1,100 20 CALL sole CALL FQY IH 09/22/01 0040.000 Option (Equity & Index) 31787A9IH4 1,875 75 CALL sole CALL FRE AN 01/19/02 0070.000 Option (Equity & Index) 3134009AN3 1,020,000 1,700 CALL sole CALL FRE GM 07/21/01 0065.000 Option (Equity & Index) 3134009GM0 535,000 1,000 CALL sole CALL FRE HN 08/18/01 0070.000 Option (Equity & Index) 3134009HN8 104,000 400 CALL sole CALL GDQ GK 07/21/01 0055.000 Option (Equity & Index) 3755589GK0 12,500 20 CALL sole CALL GE GW 07/21/01 0047.500 Option (Equity & Index) 3696049GW0 30,313 125 CALL sole CALL GPS GG 07/21/01 0035.000 Option (Equity & Index) 3647609GG5 25,000 1,250 CALL sole CALL HBW JP 10/20/01 0080.000 Option (Equity & Index) 4449969JP3 415,000 1,000 CALL sole CALL HD KK 11/17/01 0055.000 Option (Equity & Index) 4370769KK0 191,250 1,500 CALL sole CALL HHA JN 10/20/01 0070.000 Option (Equity & Index) 4449999JN7 352,500 500 CALL sole CALL IBM AB 01/19/02 0110.000 Option (Equity & Index) 4592009AB1 1,435,000 1,000 CALL sole CALL IBM AF 01/19/02 0130.000 Option (Equity & Index) 4592009AF1 444,000 800 CALL sole CALL IBM AH 01/19/02 0140.000 Option (Equity & Index) 4592009AH1 660,000 2,200 CALL sole CALL IBM GC 07/21/01 0115.000 Option (Equity & Index) 4592009GC8 152,500 500 CALL sole CALL IBM GH 07/21/01 0140.000 Option (Equity & Index) 4592009GH8 10,000 1,000 CALL sole CALL IBM JD 10/20/01 0120.000 Option (Equity & Index) 4592009JD2 900,000 1,500 CALL sole CALL IBW AL 01/19/02 0160.000 Option (Equity & Index) 4599969AL4 82,500 1,000 CALL sole CALL IHD JO 10/20/01 0075.000 Option (Equity & Index) 4499959JO0 630,000 1,000 CALL sole CALL INQ AG 01/19/02 0035.000 Option (Equity & Index) 4581409AG0 735,000 3,000 CALL sole CALL INQ AH 01/19/02 0040.000 Option (Equity & Index) 4581409AH0 367,500 3,000 CALL sole CALL INQ AI 01/19/02 0045.000 Option (Equity & Index) 4581409AI0 180,000 3,000 CALL sole CALL INQ GG 07/21/01 0035.000 Option (Equity & Index) 4581409GG7 250 20 CALL sole CALL INQ GZ 07/21/01 0032.500 Option (Equity & Index) 4581409GZ7 33,750 750 CALL sole CALL INQ JG 10/20/01 0035.000 Option (Equity & Index) 4581409JG1 364,375 2,750 CALL sole CALL INQ JH 10/20/01 0040.000 Option (Equity & Index) 4581409JH1 127,500 3,000 CALL sole CALL IO HC 08/18/01 0015.000 Option (Equity & Index) 4576529HC0 2,250 100 CALL sole CALL IO HV 08/18/01 0012.500 Option (Equity & Index) 4576529HV0 4,875 50 CALL sole CALL IUW GD 07/21/01 0020.000 Option (Equity & Index) 46114T9GD9 2,000 20 CALL sole CALL IUW GW 07/21/01 0017.500 Option (Equity & Index) 46114T9GW9 4,300 20 CALL sole CALL JMR AP 01/19/02 0080.000 Option (Equity & Index) 5909999AP8 156,750 1,100 CALL sole CALL JMR AQ 01/19/02 0085.000 Option (Equity & Index) 5909999AQ8 140,000 1,600 CALL sole CALL JMR AR 01/19/02 0090.000 Option (Equity & Index) 5909999AR8 105,000 2,000 CALL sole CALL JNJ AJ 01/19/02 0050.000 Option (Equity & Index) 4781609AJ4 810,000 2,000 CALL sole CALL JNJ AK 01/19/02 0055.000 Option (Equity & Index) 4781609AK4 45,625 250 CALL sole CALL JNJ JJ 10/20/01 0050.000 Option (Equity & Index) 4781609JJ5 590,000 2,000 CALL sole CALL JPM HJ 08/18/01 0050.000 Option (Equity & Index) 46625H9HJ5 20,000 500 CALL sole CALL JUX JH 10/20/01 0040.000 Option (Equity & Index) 4829999JH0 32,500 100 CALL sole CALL KAF AN 01/17/04 0070.000 Option (Equity & Index) 27864R9AN8 2,930,000 1,000 CALL sole CALL KG AK 01/19/02 0055.000 Option (Equity & Index) 4955829AK8 429,000 600 CALL sole CALL KMB AP 01/19/02 0080.000 Option (Equity & Index) 4943689AP3 30,000 1,500 CALL sole CALL KMB GO 07/21/01 0075.000 Option (Equity & Index) 4943689GO0 5,000 500 CALL sole CALL LLQ HJ 08/18/01 0050.000 Option (Equity & Index) 5356789HJ1 146,250 500 CALL sole CALL LLY AB 01/19/02 0110.000 Option (Equity & Index) 5324579AB8 27,500 1,000 CALL sole CALL LLY AR 01/19/02 0090.000 Option (Equity & Index) 5324579AR8 81,000 400 CALL sole CALL LRQ IF 09/22/01 0030.000 Option (Equity & Index) 7595489IF3 13,500 20 CALL sole CALL LSX LB 12/20/03 0110.000 Option (Equity & Index) 7839359LB5 2,855,000 1,000 CALL sole CALL MER JM 10/20/01 0065.000 Option (Equity & Index) 5901889JM9 148,750 500 CALL sole CALL MER JN 10/20/01 0070.000 Option (Equity & Index) 5901889JN9 152,500 1,000 CALL sole CALL MFZ AB 01/19/02 0110.000 Option (Equity & Index) 6179999AB7 9,450 315 CALL sole CALL MFZ AD 01/19/02 0120.000 Option (Equity & Index) 6179999AD7 19,500 1,300 CALL sole CALL MFZ AT 01/19/02 0100.000 Option (Equity & Index) 6179999AT7 32,500 500 CALL sole CALL MFZ JN 10/20/01 0070.000 Option (Equity & Index) 6179999JN8 307,500 750 CALL sole CALL MRK AD 01/19/02 0120.000 Option (Equity & Index) 5893319AD7 30,000 1,500 CALL sole CALL MRK AT 01/19/02 0100.000 Option (Equity & Index) 5893319AT7 36,980 1,849 CALL sole CALL MSQ AO 01/19/02 0075.000 Option (Equity & Index) 5949189AO4 1,962,500 2,500 CALL sole CALL MSQ AP 01/19/02 0080.000 Option (Equity & Index) 5949189AP4 1,755,000 3,000 CALL sole CALL MSQ AQ 01/19/02 0085.000 Option (Equity & Index) 5949189AQ4 820,000 2,000 CALL sole CALL MSQ GP 07/21/01 0080.000 Option (Equity & Index) 5949189GP1 11,000 400 CALL sole CALL MSQ JN 10/20/01 0070.000 Option (Equity & Index) 5949189JN5 2,747,500 3,500 CALL sole CALL MZX GF 07/21/01 0230.000 Option (Equity & Index) 1309949GF3 12,500 500 CALL sole CALL MZX IN 09/22/01 0170.000 Option (Equity & Index) 1309949IN9 23,500 10 CALL sole CALL MZX IP 09/22/01 0180.000 Option (Equity & Index) 1309949IP9 129,750 75 CALL sole CALL NEM ID 09/22/01 0020.000 Option (Equity & Index) 6516399ID9 66,250 500 CALL sole CALL NLQ IK 09/22/01 0055.000 Option (Equity & Index) 6700089IK4 1,650,000 2,000 CALL sole CALL OGU GT 07/21/01 0025.000 Option (Equity & Index) 7393089GT1 100 20 CALL sole CALL OGU HW 08/18/01 0017.500 Option (Equity & Index) 7393089HW9 6,700 40 CALL sole CALL ONE HV 08/18/01 0042.500 Option (Equity & Index) 06423A9HV8 25,000 1,000 CALL sole CALL OUB AI 01/18/03 0045.000 Option (Equity & Index) 27876U9AI7 27,750 50 CALL sole CALL PFE IK 09/22/01 0055.000 Option (Equity & Index) 7170819IK6 20,000 2,000 CALL sole CALL PQO JI 10/20/01 0045.000 Option (Equity & Index) 7127139JI7 477,500 500 CALL sole CALL PQO JJ 10/20/01 0050.000 Option (Equity & Index) 7127139JJ7 1,087,500 1,500 CALL sole CALL QFL GF 07/21/01 0030.000 Option (Equity & Index) Y2573F9GF9 5,000 80 CALL sole CALL QFL GG 07/21/01 0035.000 Option (Equity & Index) Y2573F9GG9 200 10 CALL sole CALL QIX GC 07/21/01 0015.000 Option (Equity & Index) 4588019GC4 26,875 250 CALL sole CALL QLC JN 10/20/01 0070.000 Option (Equity & Index) 7472779JN2 1,642,500 1,500 CALL sole CALL QRN GV 07/21/01 0012.500 Option (Equity & Index) 75605L9GV1 1,350 20 CALL sole CALL QXB JM 10/20/01 0065.000 Option (Equity & Index) 2786429JM4 1,792,500 1,500 CALL sole CALL RCQ HG 08/18/01 0035.000 Option (Equity & Index) 1113209HG2 103,000 100 CALL sole CALL RDZ HL 08/18/01 0060.000 Option (Equity & Index) 1119999HL3 2,300 20 CALL sole CALL RFZ GF 07/21/01 0030.000 Option (Equity & Index) 7499979GF9 2,250 20 CALL sole CALL RFZ GG 07/21/01 0035.000 Option (Equity & Index) 7499979GG9 563 15 CALL sole CALL RFZ GH 07/21/01 0040.000 Option (Equity & Index) 7499979GH9 1,125 45 CALL sole CALL RFZ HG 08/18/01 0035.000 Option (Equity & Index) 7499979HG7 3,438 25 CALL sole CALL RPV HQ 08/18/01 0085.000 Option (Equity & Index) 7439929HQ4 1,910,000 2,000 CALL sole CALL RQC GU 07/21/01 0007.500 Option (Equity & Index) 2948219GU0 10,000 1,000 CALL sole CALL RVU IT 09/22/01 0100.000 Option (Equity & Index) 6709929IT9 1,507,500 1,500 CALL sole CALL SGW GK 07/21/01 0055.000 Option (Equity & Index) 8269999GK1 1,300 20 CALL sole CALL SGW GL 07/21/01 0060.000 Option (Equity & Index) 8269999GL1 700 40 CALL sole CALL SGW GM 07/21/01 0065.000 Option (Equity & Index) 8269999GM1 300 20 CALL sole CALL SGW HK 08/18/01 0055.000 Option (Equity & Index) 8269999HK9 4,750 20 CALL sole CALL SGW HL 08/18/01 0060.000 Option (Equity & Index) 8269999HL9 2,500 20 CALL sole CALL SLB HN 08/18/01 0070.000 Option (Equity & Index) 8068579HN3 20,750 830 CALL sole CALL SUQ GE 07/21/01 0025.000 Option (Equity & Index) 8668109GE1 1,200 80 CALL sole CALL SXY GO 07/21/01 1375.000 Option (Equity & Index) 12488Y9GO8 21,875 1,250 CALL sole CALL SXZ GE 07/21/01 1425.000 Option (Equity & Index) 12486Q9GE7 6,250 250 CALL sole CALL SXZ HT 08/18/01 1400.000 Option (Equity & Index) 12486Q9HT5 23,750 500 CALL sole CALL SXZ LT 12/22/01 1400.000 Option (Equity & Index) 12486Q9LT6 158,250 150 CALL sole CALL SZP IE 09/22/01 1225.000 Option (Equity & Index) 7839819IE6 389,075 79 CALL sole CALL SZP IH 09/22/01 1240.000 Option (Equity & Index) 7839819IH6 1,356,750 335 CALL sole CALL T GG 07/21/01 0035.000 Option (Equity & Index) 0019579GG6 5,000 1,000 CALL sole CALL TNN HH 08/18/01 0040.000 Option (Equity & Index) 8969969HH0 500 20 CALL sole CALL TNZ GI 07/21/01 0045.000 Option (Equity & Index) 8829989GI4 1,500 100 CALL sole CALL TOO KF 11/17/01 0030.000 Option (Equity & Index) 8903339KF5 176,000 800 CALL sole CALL TQN GD 07/21/01 0020.000 Option (Equity & Index) 89674K9GD0 5,350 20 CALL sole CALL TQN GX 07/21/01 0022.500 Option (Equity & Index) 89674K9GX0 2,750 20 CALL sole CALL TXU AJ 01/19/02 0050.000 Option (Equity & Index) 8731689AJ8 142,500 600 CALL sole CALL UBF GJ 07/21/01 0050.000 Option (Equity & Index) 1116219GJ5 6,900 60 CALL sole CALL UBZ GL 07/21/01 0060.000 Option (Equity & Index) 1109989GL8 800 20 CALL sole CALL UBZ GY 07/21/01 0057.500 Option (Equity & Index) 1109989GY8 500 20 CALL sole CALL UEE GN 07/21/01 0070.000 Option (Equity & Index) 1719949GN3 500 20 CALL sole CALL UEE GO 07/21/01 0075.000 Option (Equity & Index) 1719949GO3 550 22 CALL sole CALL UGE GI 07/21/01 0045.000 Option (Equity & Index) 7199939GI4 750 20 CALL sole CALL UGE GJ 07/21/01 0050.000 Option (Equity & Index) 7199939GJ4 600 40 CALL sole CALL UGE GK 07/21/01 0055.000 Option (Equity & Index) 7199939GK4 500 20 CALL sole CALL UGE GL 07/21/01 0060.000 Option (Equity & Index) 7199939GL4 500 20 CALL sole CALL UJS GG 07/21/01 0035.000 Option (Equity & Index) 8359169GG4 500 20 CALL sole CALL UKM AX 01/19/02 0022.500 Option (Equity & Index) 0400269AX6 76,388 315 CALL sole CALL UMQ GI 07/21/01 0045.000 Option (Equity & Index) 2929999GI6 1,900 20 CALL sole CALL UOM GC 07/21/01 0015.000 Option (Equity & Index) 2539959GC1 49,000 1,400 CALL sole CALL UPY GU 07/21/01 0007.500 Option (Equity & Index) 6966429GU4 625 50 CALL sole CALL UQD GB 07/21/01 0010.000 Option (Equity & Index) 46612J9GB8 100,500 300 CALL sole CALL UUW GF 07/21/01 0030.000 Option (Equity & Index) 9479969GF1 600 20 CALL sole CALL VAA AG 01/18/03 0035.000 Option (Equity & Index) 0378379AG1 1,037,500 2,500 CALL sole CALL VAM AP 01/18/03 0080.000 Option (Equity & Index) 0311659AP3 748,125 875 CALL sole CALL VAN AM 01/18/03 0065.000 Option (Equity & Index) 0239309AM0 486,500 700 CALL sole CALL VAN AN 01/18/03 0070.000 Option (Equity & Index) 0239309AN0 2,452,500 4,500 CALL sole CALL VAN AO 01/18/03 0075.000 Option (Equity & Index) 0239309AO0 652,500 1,500 CALL sole CALL VAX AL 01/18/03 0060.000 Option (Equity & Index) 02581J9AL1 913,500 4,200 CALL sole CALL VFN AS 01/18/03 0095.000 Option (Equity & Index) 31358V9AS4 472,500 500 CALL sole CALL VFN AT 01/18/03 0100.000 Option (Equity & Index) 31358V9AT4 1,132,500 1,500 CALL sole CALL VIB AD 01/18/03 0120.000 Option (Equity & Index) 4589469AD0 3,339,000 1,800 CALL sole CALL VIB AF 01/18/03 0130.000 Option (Equity & Index) 4589469AF0 1,758,000 1,200 CALL sole CALL VIB AT 01/18/03 0100.000 Option (Equity & Index) 4589469AT0 2,910,000 1,000 CALL sole CALL VJN AY 01/18/03 0057.500 Option (Equity & Index) 47816M9AY6 395,000 1,000 CALL sole CALL VJN AZ 01/18/03 0062.500 Option (Equity & Index) 47816M9AZ6 260,000 1,000 CALL sole CALL VKD AJ 01/18/03 0050.000 Option (Equity & Index) 58505N9AJ7 222,000 300 CALL sole CALL VMB GK 07/21/01 0055.000 Option (Equity & Index) 9259999GK1 1,500 40 CALL sole CALL VMB GL 07/21/01 0060.000 Option (Equity & Index) 9259999GL1 2,000 80 CALL sole CALL VMB LL 12/22/01 0060.000 Option (Equity & Index) 9259999LL0 222,500 1,000 CALL sole CALL VME AK 01/18/03 0055.000 Option (Equity & Index) 59018V9AK7 1,053,500 700 CALL sole CALL VMF AR 01/18/03 0090.000 Option (Equity & Index) 5949359AR8 1,810,000 2,000 CALL sole CALL VMF AS 01/18/03 0095.000 Option (Equity & Index) 5949359AS8 3,000,000 4,000 CALL sole CALL VNG AP 01/18/03 0080.000 Option (Equity & Index) 0909409AP7 874,500 1,100 CALL sole CALL VOK AE 01/18/03 0025.000 Option (Equity & Index) 6549119AE6 1,138,500 2,300 CALL sole CALL VOK AF 01/18/03 0030.000 Option (Equity & Index) 6549119AF6 350,000 1,000 CALL sole CALL VOK AG 01/18/03 0035.000 Option (Equity & Index) 6549119AG6 475,000 2,000 CALL sole CALL VOK AZ 01/18/03 0032.500 Option (Equity & Index) 6549119AZ6 305,000 1,000 CALL sole CALL VPE AI 01/18/03 0045.000 Option (Equity & Index) 7170869AI2 495,000 1,000 CALL sole CALL VPE AJ 01/18/03 0050.000 Option (Equity & Index) 7170869AJ2 670,000 2,000 CALL sole CALL VPE AK 01/18/03 0055.000 Option (Equity & Index) 7170869AK2 256,250 1,250 CALL sole CALL VPE AL 01/18/03 0060.000 Option (Equity & Index) 7170869AL2 250,000 2,000 CALL sole CALL VQT GH 07/21/01 0040.000 Option (Equity & Index) 9284979GH3 500 20 CALL sole CALL VRB AI 01/18/03 0045.000 Option (Equity & Index) 6299239AI3 322,500 500 CALL sole CALL VRN AM 01/18/03 0065.000 Option (Equity & Index) 1729729AM1 1,348,500 2,900 CALL sole CALL VRN AN 01/18/03 0070.000 Option (Equity & Index) 1729729AN1 975,000 3,000 CALL sole CALL VUH AK 01/18/03 0055.000 Option (Equity & Index) 91058J9AK8 335,000 200 CALL sole CALL VUX AF 01/18/03 0030.000 Option (Equity & Index) 92857R9AF1 133,750 500 CALL sole CALL VWF AK 01/18/03 0055.000 Option (Equity & Index) 9497419AK2 365,000 1,000 CALL sole CALL VWT AL 01/18/03 0060.000 Option (Equity & Index) 9309019AL3 227,500 500 CALL sole CALL VWT AN 01/18/03 0070.000 Option (Equity & Index) 9309019AN3 166,250 700 CALL sole CALL VWW AG 01/18/03 0035.000 Option (Equity & Index) 74913B9AG6 1,128,000 1,600 CALL sole CALL VYS AW 01/18/03 0017.500 Option (Equity & Index) 8069069AW3 375,000 1,000 CALL sole CALL VZQ AH 01/18/03 0060.000 Option (Equity & Index) 6309069AH5 3,937,500 7,500 CALL sole CALL VZQ AM 01/18/03 0065.000 Option (Equity & Index) 6309069AM5 3,280,000 8,000 CALL sole CALL VZQ AR 01/18/03 0070.000 Option (Equity & Index) 6309069AR5 3,025,000 10,000 CALL sole CALL WAT HG 08/18/01 0035.000 Option (Equity & Index) 9418489HG8 1,250 20 CALL sole CALL WAT HL 08/18/01 0060.000 Option (Equity & Index) 9418489HL8 500 20 CALL sole CALL WB GN 07/21/01 0070.000 Option (Equity & Index) 9297719GN0 20,000 100 CALL sole CALL WBM AL 01/19/02 0060.000 Option (Equity & Index) 1101259AL1 190,000 1,000 CALL sole CALL WCG HD 08/18/01 0020.000 Option (Equity & Index) 9694559HD9 1,250 50 CALL sole CALL WCH AS 01/19/02 0095.000 Option (Equity & Index) 16675G9AS4 127,500 300 CALL sole CALL WD AV 01/19/02 0048.000 Option (Equity & Index) 6309029AV4 500,000 1,000 CALL sole CALL WEP AK 01/19/02 0055.000 Option (Equity & Index) 8799569AK0 31,750 1,270 CALL sole CALL WEP AL 01/19/02 0060.000 Option (Equity & Index) 8799569AL0 69,375 2,775 CALL sole CALL WFC AK 01/19/02 0055.000 Option (Equity & Index) 9497469AK1 117,000 1,200 CALL sole CALL WFC AL 01/19/02 0060.000 Option (Equity & Index) 9497469AL1 86,600 2,165 CALL sole CALL WFC GK 07/21/01 0055.000 Option (Equity & Index) 9497469GK8 2,250 450 CALL sole CALL WFC GL 07/21/01 0060.000 Option (Equity & Index) 9497469GL8 5,000 1,000 CALL sole CALL WFN AR 01/19/02 0090.000 Option (Equity & Index) 31358W9AR2 1,590,000 3,000 CALL sole CALL WFN AS 01/19/02 0095.000 Option (Equity & Index) 31358W9AS2 340,000 1,000 CALL sole CALL WFN AT 01/19/02 0100.000 Option (Equity & Index) 31358W9AT2 382,500 1,800 CALL sole CALL WPE AI 01/19/02 0045.000 Option (Equity & Index) 7170859AI4 210,000 1,000 CALL sole CALL WPE AJ 01/19/02 0050.000 Option (Equity & Index) 7170859AJ4 218,750 2,500 CALL sole CALL WPE AK 01/19/02 0055.000 Option (Equity & Index) 7170859AK4 17,875 650 CALL sole CALL WPE AL 01/19/02 0060.000 Option (Equity & Index) 7170859AL4 30,000 2,000 CALL sole CALL WRR AJ 01/19/02 0050.000 Option (Equity & Index) 7181579AJ0 424,000 800 CALL sole CALL WRV AK 01/19/02 0055.000 Option (Equity & Index) 1729689AK9 1,960,000 4,900 CALL sole CALL WRV AL 01/19/02 0060.000 Option (Equity & 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JL 10/20/01 0060.000 none 0 0 0 CALL AAO JN 10/20/01 0070.000 none 0 0 0 CALL AIG AT 01/19/02 0100.000 none 0 0 0 CALL AIG HQ 08/18/01 0085.000 none 0 0 0 CALL AOO AL 01/19/02 0060.000 none 0 0 0 CALL AOO GK 07/21/01 0055.000 none 0 0 0 CALL AOO GL 07/21/01 0060.000 none 0 0 0 CALL AQP AO 01/19/02 0075.000 none 0 0 0 CALL AQP AP 01/19/02 0080.000 none 0 0 0 CALL AWE GE 07/21/01 0025.000 none 0 0 0 CALL AXP AL 01/19/02 0060.000 none 0 0 0 CALL AXP AM 01/19/02 0065.000 none 0 0 0 CALL AXP AN 01/19/02 0070.000 none 0 0 0 CALL AYH JK 10/20/01 0055.000 PKG none 0 0 0 CALL BAC GL 07/21/01 0060.000 none 0 0 0 CALL BAC HM 08/18/01 0065.000 none 0 0 0 CALL BCR HK 08/18/01 0055.000 none 0 0 0 CALL BGQ AP 01/19/02 0080.000 none 0 0 0 CALL BGQ AS 01/19/02 0095.000 none 0 0 0 CALL BIQ GI 07/21/01 0045.000 none 0 0 0 CALL BK JL 10/20/01 0060.000 none 0 0 0 CALL C HK 08/18/01 0055.000 none 0 0 0 CALL C IM 09/22/01 0065.000 none 0 0 0 CALL CHV LT 12/22/01 0100.000 none 0 0 0 CALL CIQ GJ 07/21/01 0050.000 none 0 0 0 CALL CIQ GT 07/21/01 0047.500 none 0 0 0 CALL CLS GK 07/21/01 0055.000 none 0 0 0 CALL CLS GN 07/21/01 0070.000 none 0 0 0 CALL CWY GN 07/21/01 0070.000 none 0 0 0 CALL CYQ GE 07/21/01 0025.000 none 0 0 0 CALL CYQ GH 07/21/01 0040.000 none 0 0 0 CALL CYQ GY 07/21/01 0027.500 none 0 0 0 CALL DJW IL 09/22/01 0116.000 none 0 0 0 CALL DLQ AG 01/19/02 0035.000 none 0 0 0 CALL DLQ AH 01/19/02 0040.000 none 0 0 0 CALL DLQ GY 07/21/01 0027.500 none 0 0 0 CALL DT GH 07/21/01 0040.000 none 0 0 0 CALL EK HJ 08/18/01 0050.000 none 0 0 0 CALL EMC AJ 01/19/02 0050.000 none 0 0 0 CALL EMC HF 08/18/01 0030.000 none 0 0 0 CALL EMC JP 10/20/01 0080.000 none 0 0 0 CALL EUQ JL 10/20/01 0060.000 none 0 0 0 CALL EZQ IL 09/22/01 0060.000 none 0 0 0 CALL F GE 07/21/01 0025.000 none 0 0 0 CALL FQY GN 07/21/01 0022.500 none 0 0 0 CALL FQY IH 09/22/01 0040.000 none 0 0 0 CALL FRE AN 01/19/02 0070.000 none 0 0 0 CALL FRE GM 07/21/01 0065.000 none 0 0 0 CALL FRE HN 08/18/01 0070.000 none 0 0 0 CALL GDQ GK 07/21/01 0055.000 none 0 0 0 CALL GE GW 07/21/01 0047.500 none 0 0 0 CALL GPS GG 07/21/01 0035.000 none 0 0 0 CALL HBW JP 10/20/01 0080.000 none 0 0 0 CALL HD KK 11/17/01 0055.000 none 0 0 0 CALL HHA JN 10/20/01 0070.000 none 0 0 0 CALL IBM AB 01/19/02 0110.000 none 0 0 0 CALL IBM AF 01/19/02 0130.000 none 0 0 0 CALL IBM AH 01/19/02 0140.000 none 0 0 0 CALL IBM GC 07/21/01 0115.000 none 0 0 0 CALL IBM GH 07/21/01 0140.000 none 0 0 0 CALL IBM JD 10/20/01 0120.000 none 0 0 0 CALL IBW AL 01/19/02 0160.000 none 0 0 0 CALL IHD JO 10/20/01 0075.000 none 0 0 0 CALL INQ AG 01/19/02 0035.000 none 0 0 0 CALL INQ AH 01/19/02 0040.000 none 0 0 0 CALL INQ AI 01/19/02 0045.000 none 0 0 0 CALL INQ GG 07/21/01 0035.000 none 0 0 0 CALL INQ GZ 07/21/01 0032.500 none 0 0 0 CALL INQ JG 10/20/01 0035.000 none 0 0 0 CALL INQ JH 10/20/01 0040.000 none 0 0 0 CALL IO HC 08/18/01 0015.000 none 0 0 0 CALL IO HV 08/18/01 0012.500 none 0 0 0 CALL IUW GD 07/21/01 0020.000 none 0 0 0 CALL IUW GW 07/21/01 0017.500 none 0 0 0 CALL JMR AP 01/19/02 0080.000 none 0 0 0 CALL JMR AQ 01/19/02 0085.000 none 0 0 0 CALL JMR AR 01/19/02 0090.000 none 0 0 0 CALL JNJ AJ 01/19/02 0050.000 none 0 0 0 CALL JNJ AK 01/19/02 0055.000 none 0 0 0 CALL JNJ JJ 10/20/01 0050.000 none 0 0 0 CALL JPM HJ 08/18/01 0050.000 none 0 0 0 CALL JUX JH 10/20/01 0040.000 none 0 0 0 CALL KAF AN 01/17/04 0070.000 none 0 0 0 CALL KG AK 01/19/02 0055.000 none 0 0 0 CALL KMB AP 01/19/02 0080.000 none 0 0 0 CALL KMB GO 07/21/01 0075.000 none 0 0 0 CALL LLQ HJ 08/18/01 0050.000 none 0 0 0 CALL LLY AB 01/19/02 0110.000 none 0 0 0 CALL LLY AR 01/19/02 0090.000 none 0 0 0 CALL LRQ IF 09/22/01 0030.000 none 0 0 0 CALL LSX LB 12/20/03 0110.000 none 0 0 0 CALL MER JM 10/20/01 0065.000 none 0 0 0 CALL MER JN 10/20/01 0070.000 none 0 0 0 CALL MFZ AB 01/19/02 0110.000 none 0 0 0 CALL MFZ AD 01/19/02 0120.000 none 0 0 0 CALL MFZ AT 01/19/02 0100.000 none 0 0 0 CALL MFZ JN 10/20/01 0070.000 none 0 0 0 CALL MRK AD 01/19/02 0120.000 none 0 0 0 CALL MRK AT 01/19/02 0100.000 none 0 0 0 CALL MSQ AO 01/19/02 0075.000 none 0 0 0 CALL MSQ AP 01/19/02 0080.000 none 0 0 0 CALL MSQ AQ 01/19/02 0085.000 none 0 0 0 CALL MSQ GP 07/21/01 0080.000 none 0 0 0 CALL MSQ JN 10/20/01 0070.000 none 0 0 0 CALL MZX GF 07/21/01 0230.000 none 0 0 0 CALL MZX IN 09/22/01 0170.000 none 0 0 0 CALL MZX IP 09/22/01 0180.000 none 0 0 0 CALL NEM ID 09/22/01 0020.000 none 0 0 0 CALL NLQ IK 09/22/01 0055.000 none 0 0 0 CALL OGU GT 07/21/01 0025.000 none 0 0 0 CALL OGU HW 08/18/01 0017.500 none 0 0 0 CALL ONE HV 08/18/01 0042.500 none 0 0 0 CALL OUB AI 01/18/03 0045.000 none 0 0 0 CALL PFE IK 09/22/01 0055.000 none 0 0 0 CALL PQO JI 10/20/01 0045.000 none 0 0 0 CALL PQO JJ 10/20/01 0050.000 none 0 0 0 CALL QFL GF 07/21/01 0030.000 none 0 0 0 CALL QFL GG 07/21/01 0035.000 none 0 0 0 CALL QIX GC 07/21/01 0015.000 none 0 0 0 CALL QLC JN 10/20/01 0070.000 none 0 0 0 CALL QRN GV 07/21/01 0012.500 none 0 0 0 CALL QXB JM 10/20/01 0065.000 none 0 0 0 CALL RCQ HG 08/18/01 0035.000 none 0 0 0 CALL RDZ HL 08/18/01 0060.000 none 0 0 0 CALL RFZ GF 07/21/01 0030.000 none 0 0 0 CALL RFZ GG 07/21/01 0035.000 none 0 0 0 CALL RFZ GH 07/21/01 0040.000 none 0 0 0 CALL RFZ HG 08/18/01 0035.000 none 0 0 0 CALL RPV HQ 08/18/01 0085.000 none 0 0 0 CALL RQC GU 07/21/01 0007.500 none 0 0 0 CALL RVU IT 09/22/01 0100.000 none 0 0 0 CALL SGW GK 07/21/01 0055.000 none 0 0 0 CALL SGW GL 07/21/01 0060.000 none 0 0 0 CALL SGW GM 07/21/01 0065.000 none 0 0 0 CALL SGW HK 08/18/01 0055.000 none 0 0 0 CALL SGW HL 08/18/01 0060.000 none 0 0 0 CALL SLB HN 08/18/01 0070.000 none 0 0 0 CALL SUQ GE 07/21/01 0025.000 none 0 0 0 CALL SXY GO 07/21/01 1375.000 none 0 0 0 CALL SXZ GE 07/21/01 1425.000 none 0 0 0 CALL SXZ HT 08/18/01 1400.000 none 0 0 0 CALL SXZ LT 12/22/01 1400.000 none 0 0 0 CALL SZP IE 09/22/01 1225.000 none 0 0 0 CALL SZP IH 09/22/01 1240.000 none 0 0 0 CALL T GG 07/21/01 0035.000 none 0 0 0 CALL TNN HH 08/18/01 0040.000 none 0 0 0 CALL TNZ GI 07/21/01 0045.000 none 0 0 0 CALL TOO KF 11/17/01 0030.000 none 0 0 0 CALL TQN GD 07/21/01 0020.000 none 0 0 0 CALL TQN GX 07/21/01 0022.500 none 0 0 0 CALL TXU AJ 01/19/02 0050.000 none 0 0 0 CALL UBF GJ 07/21/01 0050.000 none 0 0 0 CALL UBZ GL 07/21/01 0060.000 none 0 0 0 CALL UBZ GY 07/21/01 0057.500 none 0 0 0 CALL UEE GN 07/21/01 0070.000 none 0 0 0 CALL UEE GO 07/21/01 0075.000 none 0 0 0 CALL UGE GI 07/21/01 0045.000 none 0 0 0 CALL UGE GJ 07/21/01 0050.000 none 0 0 0 CALL UGE GK 07/21/01 0055.000 none 0 0 0 CALL UGE GL 07/21/01 0060.000 none 0 0 0 CALL UJS GG 07/21/01 0035.000 none 0 0 0 CALL UKM AX 01/19/02 0022.500 none 0 0 0 CALL UMQ GI 07/21/01 0045.000 none 0 0 0 CALL UOM GC 07/21/01 0015.000 none 0 0 0 CALL UPY GU 07/21/01 0007.500 none 0 0 0 CALL UQD GB 07/21/01 0010.000 none 0 0 0 CALL UUW GF 07/21/01 0030.000 none 0 0 0 CALL VAA AG 01/18/03 0035.000 none 0 0 0 CALL VAM AP 01/18/03 0080.000 none 0 0 0 CALL VAN AM 01/18/03 0065.000 none 0 0 0 CALL VAN AN 01/18/03 0070.000 none 0 0 0 CALL VAN AO 01/18/03 0075.000 none 0 0 0 CALL VAX AL 01/18/03 0060.000 none 0 0 0 CALL VFN AS 01/18/03 0095.000 none 0 0 0 CALL VFN AT 01/18/03 0100.000 none 0 0 0 CALL VIB AD 01/18/03 0120.000 none 0 0 0 CALL VIB AF 01/18/03 0130.000 none 0 0 0 CALL VIB AT 01/18/03 0100.000 none 0 0 0 CALL VJN AY 01/18/03 0057.500 none 0 0 0 CALL VJN AZ 01/18/03 0062.500 none 0 0 0 CALL VKD AJ 01/18/03 0050.000 none 0 0 0 CALL VMB GK 07/21/01 0055.000 none 0 0 0 CALL VMB GL 07/21/01 0060.000 none 0 0 0 CALL VMB LL 12/22/01 0060.000 none 0 0 0 CALL VME AK 01/18/03 0055.000 none 0 0 0 CALL VMF AR 01/18/03 0090.000 none 0 0 0 CALL VMF AS 01/18/03 0095.000 none 0 0 0 CALL VNG AP 01/18/03 0080.000 none 0 0 0 CALL VOK AE 01/18/03 0025.000 none 0 0 0 CALL VOK AF 01/18/03 0030.000 none 0 0 0 CALL VOK AG 01/18/03 0035.000 none 0 0 0 CALL VOK AZ 01/18/03 0032.500 none 0 0 0 CALL VPE AI 01/18/03 0045.000 none 0 0 0 CALL VPE AJ 01/18/03 0050.000 none 0 0 0 CALL VPE AK 01/18/03 0055.000 none 0 0 0 CALL VPE AL 01/18/03 0060.000 none 0 0 0 CALL VQT GH 07/21/01 0040.000 none 0 0 0 CALL VRB AI 01/18/03 0045.000 none 0 0 0 CALL VRN AM 01/18/03 0065.000 none 0 0 0 CALL VRN AN 01/18/03 0070.000 none 0 0 0 CALL VUH AK 01/18/03 0055.000 none 0 0 0 CALL VUX AF 01/18/03 0030.000 none 0 0 0 CALL VWF AK 01/18/03 0055.000 none 0 0 0 CALL VWT AL 01/18/03 0060.000 none 0 0 0 CALL VWT AN 01/18/03 0070.000 none 0 0 0 CALL VWW AG 01/18/03 0035.000 none 0 0 0 CALL VYS AW 01/18/03 0017.500 none 0 0 0 CALL VZQ AH 01/18/03 0060.000 none 0 0 0 CALL VZQ AM 01/18/03 0065.000 none 0 0 0 CALL VZQ AR 01/18/03 0070.000 none 0 0 0 CALL WAT HG 08/18/01 0035.000 none 0 0 0 CALL WAT HL 08/18/01 0060.000 none 0 0 0 CALL WB GN 07/21/01 0070.000 none 0 0 0 CALL WBM AL 01/19/02 0060.000 none 0 0 0 CALL WCG HD 08/18/01 0020.000 none 0 0 0 CALL WCH AS 01/19/02 0095.000 none 0 0 0 CALL WD AV 01/19/02 0048.000 none 0 0 0 CALL WEP AK 01/19/02 0055.000 none 0 0 0 CALL WEP AL 01/19/02 0060.000 none 0 0 0 CALL WFC AK 01/19/02 0055.000 none 0 0 0 CALL WFC AL 01/19/02 0060.000 none 0 0 0 CALL WFC GK 07/21/01 0055.000 none 0 0 0 CALL WFC GL 07/21/01 0060.000 none 0 0 0 CALL WFN AR 01/19/02 0090.000 none 0 0 0 CALL WFN AS 01/19/02 0095.000 none 0 0 0 CALL WFN AT 01/19/02 0100.000 none 0 0 0 CALL WPE AI 01/19/02 0045.000 none 0 0 0 CALL WPE AJ 01/19/02 0050.000 none 0 0 0 CALL WPE AK 01/19/02 0055.000 none 0 0 0 CALL WPE AL 01/19/02 0060.000 none 0 0 0 CALL WRR AJ 01/19/02 0050.000 none 0 0 0 CALL WRV AK 01/19/02 0055.000 none 0 0 0 CALL WRV AL 01/19/02 0060.000 none 0 0 0 CALL WRV AM 01/19/02 0065.000 none 0 0 0 CALL WRV AN 01/19/02 0070.000 none 0 0 0 CALL WUG AH 01/19/02 0086.000 none 0 0 0 CALL WVM AL 01/19/02 0060.000 none 0 0 0 CALL WWT AM 01/19/02 0065.000 none 0 0 0 CALL XLQ IH 09/22/01 0040.000 none 0 0 0 CALL XLQ II 09/22/01 0045.000 none 0 0 0 CALL XSQ IF 09/22/01 0030.000 none 0 0 0 CALL YAA AR 01/19/02 0090.000 none 0 0 0 CALL YAA GM 07/21/01 0065.000 none 0 0 0 CALL YAA GN 07/21/01 0070.000 none 0 0 0 CALL YAA GO 07/21/01 0075.000 none 0 0 0 CALL YAA JN 10/20/01 0070.000 none 0 0 0 CALL YAA JP 10/20/01 0080.000 none 0 0 0 CALLAWAY GOLF CO none 112,829 0 0 CALPINE CORP. none 144,653 0 0 CAMPBELL RESOURCES INC none 19,660 0 0 CAMPBELL SOUP COMPANY none 369,187 0 0 CANADIAN NATIONAL RAILWAY CO none 36,164 0 0 CANON INC SPON ADR none 19,700 0 0 CAPITAL ONE FINANCIAL CORP none 130,759 0 0 CARDINAL HEALTH INC none 58,411 0 0 CAREMARK RX INC none 93,830 0 0 CARLISLE COMPANIES INC none 30,425 0 0 CARPENTER TECHNOLOGY CORP none 22,011 0 0 CARTER WALLACE INC none 68,700 0 0 CASCASDE CORP none 10,600 0 0 CASINO DATA SYSTEMS none 125,500 0 0 CATALINA MARKETING CORP none 78,691 0 0 CATERPILLAR INC none 236,056 0 0 CELL THERAPEUTICS INC none 7,600 0 0 CENDANT CORP none 129,454 0 0 CERIDIAN CORP NEW none 44,289 0 0 CERNER CORP none 32,813 0 0 CH ENERGY GROUP INC none 56,697 0 0 CHAMPION ENTERPRISES INC none 22,128 0 0 CHARLES RIVER LABS INTL none 11,600 0 0 CHARLES SCHWAB CORP-NEW none 199,459 0 0 CHARTER ONE FINANCIAL INC none 40,876 0 0 CHARTERED SEMICONDUCTOR MFG ADR none 39,100 0 0 CHECKFREE CORP none 25,957 0 0 CHESAPEAKE ENERGY CORP none 107,700 0 0 CHRISTOPHER & BANKS CORP none 7,500 0 0 CHUBB CORP none 3,445 0 0 CHURCH & DWIGHT INC none 16,688 0 0 CIA ANONIMA TELEF DE VEN -ADR none 20,371 0 0 CIENA CORP none 343,618 0 0 CIGNA CORPORATION none 32,110 0 0 CIGNA INVESTMENT SECS INC none 49,400 0 0 CIMA LABS INC none 3,200 0 0 CINCINNATI FINANCIAL CORP none 26,659 0 0 CISCO SYSTEMS INC none 77,030 0 0 CITIZENS COMMUNICATIONS CO none 43,396 0 0 CLARENT CORP none 14,000 0 0 CLARION COMMERCIAL HOLDINGS none 402,000 0 0 CLOROX CO none 179,238 0 0 CMI CORP-NEW VOTING CLASS A none 10,000 0 0 CMS ENERGY CORP none 251,910 0 0 CNF INC none 86,375 0 0 COBALT GROUP INC none 248,300 0 0 COCA COLA CO none 273,307 0 0 COCA COLA ENTERPRISES INC none 61,129 0 0 COLONIAL HIGH INCOME MUN TRUST SBI none 29,800 0 0 COLONIAL INTERMARKET INCOME TRUST 1 SBI none 22,000 0 0 COMMERCIAL FEDERAL CORP none 23,405 0 0 COMMUNITY FINCL CORP none 14,100 0 0 COMPUTER SCIENCES CORP none 282,914 0 0 COMVERSE TECHNOLOGY INC-NEW none 47,449 0 0 CONAGRA FOODS INC none 210,268 0 0 CONSECO INC none 327,754 0 0 CONSECO STRATEGIC INCOME none 140,800 0 0 CONSOL ENERGY INC none 48,100 0 0 CONVERGYS CORPORATION none 47,791 0 0 COOPER CAMERON CORP none 20,869 0 0 COOPER TIRE & RUBBER CO none 26,424 0 0 CORE INC -NEW none 229,600 0 0 COUNTRYWIDE CREDIT INDS INC none 28,446 0 0 CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC none 61,615 0 0 CREDIT SUISSE FIRST BOSTON INC CSFBDIRECT none 88,100 0 0 CRESCENT REAL ESTATE EQUITIES none 84,287 0 0 CROWN CASTLE INTL CORP none 15,600 0 0 CSG SYSTEMS INTL INC none 25,907 0 0 CULLEN FROST BANKERS INC none 14,195 0 0 CUMMINS INC none 72,607 0 0 CURRENT INCOME SHS INC none 42,100 0 0 CURTIS INTL LTD none 14,200 0 0 CVS CORP none 74,976 0 0 CYMER INC none 16,971 0 0 CYTYC CORP none 34,984 0 0 DAIMLER CHRYSLER AG ORD SHARES none 54,857 0 0 DANAHER CORP none 126,683 0 0 DEBT STRATEGIES FUND INC none 27,500 0 0 DEL VALLE TEX INDPT SCH DIST PSF GTD BOOK ENTRY FED TAX EXEMPT 5.000% 02/01/2021 none 4,345,000 0 0 DEL VALLE TEX INDPT SCH DIST PSF GTD FED TAX-EXEMPT 5.000% 02/01/2020 none 3,100,000 0 0 DELL COMPUTER CORP none 146,228 0 0 DENDRITE INTERNATIONAL INC none 14,700 0 0 DENTAL MEDICAL DIAGNOSTIC WTS EXP 05/08/2002 none 103,000 0 0 DENTSPLY INTERNATIONAL INC none 4,852 0 0 DEPARTMENT 56 INC none 10,100 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 1 ADR REPRESENT 1 ORD SH none 229,789 0 0 DIAGNOSTIC PRODUCTS CORP none 13,882 0 0 DIAL CORP-NEW none 32,450 0 0 DIAMONDCLUSTER INTL INC CL A none 13,500 0 0 DIANON SYSTEMS INC none 4,600 0 0 DIEBOLD INC none 48,275 0 0 DIGEX INC CL A none 15,000 0 0 DIGITAL ISLAND INC CONV BONDS 6.000% 02/15/2005 none 6,500,000 0 0 DILLIARDS INC CLASS A-NEW none 112,115 0 0 DIME BANCORP INC LITIGATION WT EXP 11/22/05 none 1,636,529 0 0 DIME BANCORP INC -NEW none 150,100 0 0 DOCUMENTUM INC none 38,209 0 0 DOMINION RESOURCES INC VA NEW none 231,213 0 0 DONCASTERS PLC -SPONSORED ADR- 1 ADR REPRESENTS 2 ORD SHARES none 209,900 0 0 DOVER CORP none 226,354 0 0 DOW CHEMICAL CO none 43,776 0 0 DRESDNER RCM GLOBAL STRATEGIC INCOME FD none 77,700 0 0 DREYERS GRAND ICE CREAM none 16,518 0 0 DREYFUS CALIFORNIA MUNICIPAL INCOME INC none 17,500 0 0 DST SYSTEMS INC none 37,284 0 0 DTM CORP none 141,500 0 0 DUCK HEAD APPAREL CO none 15,200 0 0 DUFF & PHELPS UTILITIES INCOME INC none 10,400 0 0 DUKE ENERGY CORP none 543,853 0 0 DUNDEE PRECIOUS METALS WTS EXP 02/22/2004 none 33,900 0 0 DURAMED PHARMACEUTICALS INC none 39,000 0 0 EA INDUSTRIES INC-NEW none 656,700 0 0 EAGLE SUPPLY GROUP WT EXP 03/12/2004 none 65,000 0 0 EARTHLINK INC (DE) none 10,257 0 0 EASTMAN CHEMICAL CO none 96,569 0 0 EASTMAN KODAK CO none 155,937 0 0 EATON CORP none 131,059 0 0 EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST SHRS BEN INT none 32,000 0 0 EATON VANCE CORP none 10,295 0 0 EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST SHRS BEN INT none 33,300 0 0 EBT INTERNATIONAL INC none 1,025,400 0 0 ECHO BAY MINES LTD none 40,000 0 0 ECHOSTAR COMMUNATIONS CONV SUB NOTES 4.8750% JAN 01 2007 none 500,000 0 0 ECUADORIAN MINERALS CORP none 117,800 0 0 EFUNDS CORP none 10,900 0 0 EGL INC none 24,742 0 0 EL PASO CORP none 321,284 0 0 ELAN CORP PLC CONTINGENT VALUE RTS 3/31/2003 none 115,267 0 0 ELAN CORPORATION PLC WTS 08/31/2005 none 11,800 0 0 ELECTRONICS FOR IMAGING INC none 9,193 0 0 EMB CORP NEW none 62,965 0 0 EMC CORP-MASS none 197,739 0 0 EMERSON ELECTRIC CO none 140,653 0 0 EMMIS COMMUNICATIONS CORP CLASS A none 17,230 0 0 ENCORE MEDICAL CORP WTS EXP 03/08/2002 none 471,500 0 0 ENERGEN CORP none 43,695 0 0 ENERGIZER HOLDINGS INC (MISSOURI) none 19,094 0 0 ENGELHARD CORP none 104,843 0 0 ENSCO INTERNATIONAL INC none 186,163 0 0 ENTERCOM COMMUNICATIONS CORP CL A none 4,752 0 0 ENZON INC none 39,346 0 0 EOG RESOURCES INC none 248,029 0 0 EQUITABLE RESOURCES INC none 33,438 0 0 EQUITY INCOME FUND UNIT 1ST EXCHANGE SERIES- A T & T SHARES none 3,400 0 0 ERIE INDEMNITY CO CL A none 8,100 0 0 ESC MEDICAL SYSTEMS LTD -ORD- none 12,400 0 0 ETHAN ALLEN INTERIORS INC none 47,325 0 0 EVERGREEN RESOURCES INC none 8,240 0 0 EXAR CORP none 16,501 0 0 EXELON CORPORATION none 293,986 0 0 EXFO ELECTRO-OPTICAL ENGINRG SUB VOTING SHS none 17,000 0 0 EXIDE CORP none 11,500 0 0 EXPRESS SCRIPTS INC none 5,426 0 0 EXTENDED STAY AMERICA INC none 45,879 0 0 EXTREME NETWORKS INC none 32,400 0 0 F & M NATIONAL CORP none 9,390 0 0 FACTSET RESEARCH SYSTEMS INC none 22,872 0 0 FAMILY DOLLAR STORES INC none 131,525 0 0 FARMSTEAD TELEPHONE GROUP INC WT CL B EXP 08/12/2001 none 50,000 0 0 FAYETTE AL WTR WKS BRD WTR REV OID AMBAC 5.20% 10/01/2026 none 640,000 0 0 FEDERATED DEPT STORES INC DEL-NEW none 51,203 0 0 FEDERATED PURCHASER INC none 10,000 0 0 FELCOR LODGING TRUST INC none 52,264 0 0 FIRST AMERICAN CORP none 104,881 0 0 FIRST DATA CORP none 156,204 0 0 FIRST HEALTH GROUP CORP none 27,258 0 0 FIRST INDUSTRIAL REALTY TR INC none 20,320 0 0 FIRST TENNESSEE NATIONAL CRP none 56,749 0 0 FIRSTENERGY CORPORATION none 218,493 0 0 FLEETBOSTON FINANCIAL CORP none 96,209 0 0 FLUOR CORP none 37,283 0 0 FMC CORP-NEW none 37,371 0 0 FORD MOTOR CO NEW none 361,265 0 0 FOREST LABS INC none 3,316 0 0 FORTIS SECURITIES INC none 13,300 0 0 FORWARD AIR CORPORATIION none 13,400 0 0 FOSSIL INC none 11,800 0 0 FOUR SEASONS HOTELS INC SUB VTG SH none 6,840 0 0 FOX ENTERTAINMENT GROUP INC CL A none 21,920 0 0 FRANCHISE FINANCE CORP OF AM MARYLAND none 84,300 0 0 FRANKLIN MULTI INCOME TRUST SBI none 60,300 0 0 FREEPORT MCMORAN COPPER & GOLD CL B none 215,158 0 0 FRONTIER AIRLINES INC none 17,500 0 0 GALILEO INTL INC none 71,000 0 0 GAP INC none 326,808 0 0 GARDEN.COM INC (DUE BILLS) none 153,200 0 0 GATX CORP none 23,849 0 0 GEMINI GENOMICS PLC ADR none 61,000 0 0 GENERAL MOTOR-CLASS H -NEW none 112,650 0 0 GENERAL MOTORS CORP none 39,794 0 0 GENTEX CORP none 40,174 0 0 GEORGIA GULF CORP-NEW none 18,374 0 0 GLOBAL CROSSING LTD none 210,882 0 0 GLOBAL HIGH INCOME DOLLAR FUND none 36,300 0 0 GLOBAL INCOME FUND INC none 39,900 0 0 GLOBAL MARINE INC-NEW none 398,691 0 0 GOLD FIELDS LTD NEW SPONS ADR none 305,200 0 0 GOLDEN QUEENS MINES LTD SEDOL #2376464 none 18,800 0 0 GOLDEN STATE BANCORP WT EXP 01/01/2010 none 696,400 0 0 GOLDEN WEST FINL CORP-DEL none 56,278 0 0 GOLDMAN SACHS GROUP INC none 96,870 0 0 GOLF TRUST OF AMERICA INC none 31,600 0 0 GOODRICH CORPORATION none 19,962 0 0 GOODYEAR TIRE & RUBBER CO none 183,089 0 0 GOTO.COM INC none 29,100 0 0 GPU INC none 108,310 0 0 GRANT PRIDECO INC none 23,886 0 0 GREAT LAKES CHEMICAL CORP none 115,366 0 0 GREATER BAY BANCORP none 56,493 0 0 GREENPOINT FINANCIAL CORP none 65,681 0 0 GRUPO FINANCIERO BANAMEX NEW SER O none 1,500,000 0 0 GTECH HOLDINGS CORP none 49,383 0 0 GUCCI GROUP N V none 3,881 0 0 GUIDANT CORP none 111,024 0 0 GULF CANADA RESOURCES LTD ORD none 177,700 0 0 H D VEST INC none 32,000 0 0 H J HEINZ CO none 146,974 0 0 HAEMONETICS CORP-MASS none 19,735 0 0 HAIN CELESTIAL GROUP INC none 19,645 0 0 HALLIBURTON COMPANY none 186,048 0 0 HARCOURT GENERAL INC none 67,700 0 0 HARLEY DAVIDSON INC none 55,751 0 0 HARRAHS ENTERTAINMENT INC none 192,810 0 0 HARRIS CORP -DELAWARE none 40,373 0 0 HARSCO CORP none 44,191 0 0 HARVEY ELECTRONICS INC WTS EXP 12/31/2003 none 95,000 0 0 HAVAS ADVERTISING -ADR none 21,499 0 0 HCA-THE HEALTHCARE CO none 71,154 0 0 HCC INSURANCE HOLDINGS INC none 77,994 0 0 HEALTH CARE PROPERTY INVESTORS INC none 75,583 0 0 HEALTH NET INC none 135,370 0 0 HEARTS-ARGYLE TELEVISION INC none 23,275 0 0 HEIDRICK & STRUGGLES INTL INC none 20,897 0 0 HELMERICH & PAYNE INC none 144,663 0 0 HENRY SCHEIN INC none 13,373 0 0 HERALD RESOURCES LTD none 300,000 0 0 HERCULES INC none 56,247 0 0 HERSHEY FOODS CORP none 7,890 0 0 HIGH INCOME OPPORTUNITY FD INC none 16,000 0 0 HILTON HOTELS CORP none 136,112 0 0 HNC SOFTWARE INC none 34,828 0 0 HOLLINGER INTL INC CL A none 47,168 0 0 HOME DEPOT INC none 394,570 0 0 HOMESTAKE MINING CO none 133,628 0 0 HON 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INC none 11,800 0 0 TARGET CORP none 44,281 0 0 TD WATERHOUSE GROUP INC none 156,554 0 0 TECHNE CORP none 30,446 0 0 TECO ENERGY INC none 414,760 0 0 TEEKAY SHIPPING CORP none 59,709 0 0 TEKELEC none 40,477 0 0 TELECOM ARGENTINA STET FRANCE S A SPONSORED ADR SHARES ADR REPSTNG 5 CL B ORD SHS none 11,600 0 0 TELEDYNE TECH INC none 12,429 0 0 TELEFLEX INC none 52,798 0 0 TELEFONICA S.A SPONSORED ADR FRENCH none 12,285 0 0 TELESP CELULAR PARTICIPACOES S A SPONS ADR 1 ADR REPSTG 2,500 PFD SHS none 14,900 0 0 TELESYSTEM INTL WIRELESS SR DISCOUNT NTS SER B 13.25% JUN 30 2007 none 500,000 0 0 TELLABS INC none 382,955 0 0 TEMPLETON EMERGING MKTS APPRECIATION FUND INC none 470,700 0 0 TEMPLETON VIETNAM & SOUTHEAST FUND INC none 15,500 0 0 TENET HEALTHCARE CORP none 58,491 0 0 TERADYNE INC none 188,935 0 0 TERRA NETWORKS SA SPON ADR none 13,700 0 0 TETRA TECHNOLOGIES INC none 15,700 0 0 TEXACO INC none 96,989 0 0 TEXAS INSTRUMENTS INC none 334,478 0 0 TEXTRON INC none 46,590 0 0 THAKRAL CORP SINGAPORE EXCHANGE none 330,000 0 0 THE LIMITED INCORPORATED none 73,038 0 0 THERMO ELECTRON CORP none 290,767 0 0 TIBCO SOFTWARE INC none 35,600 0 0 TIDEWATER INC none 96,089 0 0 TIMBERLAND CO CLASS A none 36,220 0 0 TIMKEN CO none 39,923 0 0 TJX COS INC-NEW none 161,794 0 0 TOOTSIE ROLL INDS INC none 59,157 0 0 TOSCO CORP-NEW none 323,740 0 0 TOTAL SYSTEMS SERVICES INC none 17,508 0 0 TOYS R US none 325,042 0 0 TRANSKARYOTIC THERAPIES INC - none 7,700 0 0 TRANSMETA CORP none 75,300 0 0 TRANSWITCH CORP none 148,200 0 0 TRAVELERS CORP LOAN FUND INC none 117,900 0 0 TRAVELSHOP LTD none 44,342 0 0 TREX CO INC none 12,520 0 0 TRIAD HOSPS INC none 27,843 0 0 TRIBUNE CO-NEW none 133,976 0 0 TRICON GLOBAL RESTAURANTS INC none 194,932 0 0 TRIDENT MICROSYSTEMS INC none 420,800 0 0 TRINITY INDUSTRIES INC none 51,894 0 0 TRUSTMARK CORP none 25,200 0 0 TRW INC none 20,580 0 0 TUPPERWARE CORP none 14,413 0 0 TV AZTECA S.A. SPONSORED ADR EACH RPSTNG 16 ORD PARTICPTG C none 14,400 0 0 TXU CORP none 156,367 0 0 TYCO INTERNATIONAL LTD -NEW- none 33,770 0 0 U.S. ENERGY SYSTEMS INC WTS EXP 12/02/2001 none 113,200 0 0 U.S. TREASURY BILL DTD 06/28/01 DUE 12/27/01 none 200,000 0 0 U.S.TREASURY BILL DTD 02/15/01 DUE 08/16/01 none 400,000 0 0 UBS AG REG none 18,410 0 0 UCAR INTERNATIONAL INC none 20,010 0 0 UIL HOLDINGS CORP none 77,757 0 0 ULTRARMAR DIAMOND SHAMROCK CORP none 40,300 0 0 UNIONBANCAL CORP none 17,317 0 0 UNISOURCE ENERGY CORP (HOLDING COMPANY) none 37,941 0 0 UNIT CORP none 27,990 0 0 UNITED GLOBAL.COM INC none 60,900 0 0 UNITED TECHNOLOGIES CORP none 70,770 0 0 UNITEDHEALTH GROUP INC none 156,260 0 0 UNITRIN INC none 6,211 0 0 UNIVERSAL HEALTH SERVICES INC- CL B none 28,559 0 0 UNOCAL CORP none 9,617 0 0 UNUMPROVIDENT CORP none 27,734 0 0 USLIFE INCOME FD INC none 14,700 0 0 UST INC none 7,855 0 0 USX-MARATHON GROUP none 75,957 0 0 V F CORP none 75,566 0 0 VALASSIS COMMUNICATIONS INC none 20,298 0 0 VALERO ENERGY CORP-NEW none 72,553 0 0 VAN KAMPEN AMERICAN CAPITAL SENIOR INCOME TRUST none 377,100 0 0 VAN KAMPEN CALIFORNIA MUNICIPAL TRUST none 47,500 0 0 VAN KAMPEN MERRITT CALIF QUALITY MUN TR none 26,700 0 0 VAN KAMPEN MERRITT FLA QUALITY MUN TR none 29,100 0 0 VAN KAMPEN MERRITT INVT GRADE MUNICIPAL TRUST none 38,000 0 0 VAN KAMPEN MERRITT MUN TR none 84,000 0 0 VAN KAMPEN MERRITT MUNICIPAL OPPORTUNITY TRUST II none 12,800 0 0 VAN KAMPEN MERRITT MUNICIPAL OPPORTUNITY TRUST SBI none 15,000 0 0 VAN KAMPEN MERRITT N Y VALUE MUNI INCOME TRUST none 13,400 0 0 VAN KAMPEN MERRITT STRATEGIC SECTOR MUNICIPAL TR none 13,300 0 0 VAN KAMPEN MERRITT TR INVT GRADE FLA MUNS none 10,800 0 0 VAN KAMPEN MERRITT TR INVT GRADE N J MUNS none 23,241 0 0 VAN KAMPEN MERRITT TR INVT GRADE PA MUNS none 14,500 0 0 VAN KAMPEN MERRITT TRUST INVESTMENT GRADE MUNICIPALS none 36,800 0 0 VAN KAMPEN MERRITT VALUE MUNI INCOME TR none 19,900 0 0 VAN KAMPEN SELECTOR SECTOR MUNI TR SBI none 19,800 0 0 VECTREN CORP none 136,094 0 0 VEECO INSTRUMENTS INC none 14,704 0 0 VERITAS DGC INC none 11,660 0 0 VERITAS SOFTWARE CORP none 24,755 0 0 VERIZON COMMUNICATIONS none 27,454 0 0 VIACOM INC CLASS A none 7,590 0 0 VIACOM INC CLASS B none 134,681 0 0 VIDEO NETWORK COMMUNICATIONS WTS EXP 06/15/2004 none 645,500 0 0 VIDESH SANCHAR NIGAM ADR none 19,175 0 0 VIVENDI UNIVERSAL ADR none 39,500 0 0 VODAFONE GROUP PLC SPON ADR none 63,913 0 0 VORNADO REALTY TRUST SBI none 20,752 0 0 W W GRAINGER INC none 36,267 0 0 WADDELL & REED FINANCIAL INC CL A none 65,263 0 0 WAL MART STORES INC none 142,508 0 0 WALGREEN COMPANY none 53,516 0 0 WALLACE COMPUTER SERVICES none 36,545 0 0 WALT DISNEY COMPANY none 423,159 0 0 WASHINGTON POST CO CLASS B none 768 0 0 WATERPUR INTERNATIONAL INC none 50,000 0 0 WATERS CORP none 137,191 0 0 WEB STREET INC none 67,300 0 0 WEBMETHODS INC none 55,600 0 0 WEBSTER FINANCIAL CORP -WATERBURY CONN none 9,924 0 0 WEINGARTEN REALTY INVESTORS SBI none 20,200 0 0 WELLS FARGO & CO NEW none 147,448 0 0 WENDYS INTERNATIONAL INC none 55,053 0 0 WESTAMERICA BANCORPORATION none 7,172 0 0 WESTERN GAS RESOURCES INC none 10,222 0 0 WESTERN RESOURCES INC none 63,300 0 0 WESTVACO CORP none 114,880 0 0 WEYERHAEUSER CO none 4,512 0 0 WILLAMETTE INDUSTRIES INC none 55,602 0 0 WILLIAMS COMMUNICATIONS GROUP none 311,152 0 0 WILLIAMS COS none 507,593 0 0 WILMINGTON TRUST CORP-NEW none 11,761 0 0 WIND RIVER SYSTEMS INC none 65,046 0 0 WINN DIXIE STORES INC none 124,176 0 0 WISCONSIN CENTRAL TRANSN CORP none 25,000 0 0 WISCONSIN ENERGY CORP none 151,364 0 0 WOLVERINE TUBE INC none 11,950 0 0 WORLDCOM INC -WORLDCOM GROUP none 330,190 0 0 WORLDPAGES.COM INC none 1,117,400 0 0 WRIGLEY WM JR CO none 75,828 0 0 XILINX CORP none 105,373 0 0 XL CAPTIAL LTD CL A none 6,454 0 0 XTO ENERGY INC none 98,760 0 0 YAHOO INC none 38,290 0 0 ZALE CORP-NEW none 18,183 0 0 ZI CORP none 11,200 0 0 ZYGO CORP none 26,713 0 0

Filing Compare · MILLENNIUM PARTNERS, L.P.