13F-HR 1 d27124_13f-hr.txt FORM 13F ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended September 30, 2001 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. London Pacific Advisors, Inc. -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1755 Creekside Oaks Drive, Suite 290, Sacramento CA 95833 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-06232 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: David L. Ruff Chief Investment Officer (916) 561-2434 -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ David L. Ruff ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Sacramento, CA October 12, 2001 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 76 ------------ Form 13F Information Table Value Total: $ 65,629 ------------ (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- 1. 28- 6. ------------- --------------------- ------------- --------------------- 2. 7. ------------- --------------------- ------------- --------------------- 3. 8. ------------- --------------------- ------------- --------------------- 4. 9. ------------- --------------------- ------------- --------------------- 5. 10. ------------- --------------------- ------------- --------------------- London Pacific Advisors FORM 13F LPA Managed Portfolios September 30, 2001

FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABN Amro Hldg NV ADR COM 000937102 ~~2297~~1867 ~~121338~~112343.~~226SH~~311SH SOLE ~~121338~~112343.~~226~~311 AOL Time Warner Inc COM 00184A105 ~~3039~~1726 ~~57339~~52137.768SH SOLE ~~57339~~52137.768 Alcoa Inc COM 013817101 ~~3177~~2200 ~~79430~~70946.~~630SH~~484SH SOLE ~~79430~~70946.~~630~~484 American Exp Corp COM 025816109 ~~2240~~1527 ~~57726~~52537.~~976SH~~576SH SOLE ~~57726~~52537.~~976~~576 American Home Products COM 026609107 ~~200~~238 ~~3412~~4087.000 SH SOLE ~~3412~~4087.000 American Power Conversion COM 029066107 ~~325~~204 ~~20623~~17493.000SH SOLE ~~20623~~17493.000 Anheuser Busch COM 035229103 ~~212~~258 ~~5155~~6165.000 SH SOLE ~~5155~~6165.000 Apollo Group Inc Cl A COM 037604105 ~~412~~336 ~~9712~~7997.003 SH SOLE ~~9712~~7997.003 Apple Computer Inc COM 037833100 ~~383~~278 ~~16455~~17935.000SH SOLE ~~16455~~17935.000 Applera Corp Applied Biosystem COM 038020103 ~~1532~~1311 ~~57262~~53717.~~575SH~~873SH SOLE ~~57262~~53717.~~575~~873 Astrazeneca COM 046353108 ~~222~~258 ~~4745~~5520.000 SH SOLE ~~4745~~5520.000 BJs Wholesale Club Inc COM 05548J106 ~~230~~249 ~~4315~~5235.000 SH SOLE ~~4315~~5235.000 ~~Banc One COM 059438101 228 6364.000 SH SOLE 6364.000~~ Bank of America Corp COM 060505104 ~~298~~324 ~~4960~~5540.000 SH SOLE ~~4960~~5540.000 Bank of New York Inc COM 064057102 ~~2228~~1539 ~~46422~~43982.~~362SH~~720SH SOLE ~~46422~~43982.~~362~~720 Biogen Inc COM 090597105 ~~256~~214 ~~4718~~3848.000 SH SOLE ~~4718~~3848.000 Bristol Myers Squibb COM 110122108 ~~2238~~2102 ~~42800~~37838.~~267SH~~315SH SOLE ~~42800~~37838.~~267~~315 ~~British Awys Plc ADR COM 110419306 200 4092.000 SH SOLE 4092.000~~ Capital One Finl Corp COM 14040H105 ~~376~~232 ~~6253~~5043.000 SH SOLE ~~6253~~5043.000 ~~Caterpillar Inc COM 149123101 239 4785.000 SH SOLE 4785.000~~ Citigroup COM 172967101 ~~3046~~2101 ~~57647~~51888.~~263SH~~124SH SOLE ~~57647~~51888.~~263~~124 City Natl Corp COM 178566105 ~~391~~311 ~~8822~~7207.000 SH SOLE ~~8822~~7207.000 Computer Assoc Intl Inc COM 204912109 ~~1867~~1158 ~~51854~~44981.~~369SH~~523SH SOLE ~~51854~~44981.~~369~~523 ~~Conoco Inc Cl A COM 208251306 224 7935.000 SH SOLE 7935.000 Cooper Industries Inc COM 216669101 225 5685.000 SH SOLE 5685.000~~ Corning Inc COM 219350105 ~~1608~~700 ~~96211~~79400.863SH SOLE ~~96211~~79400.863 Costco Co Inc COM 22160Q102 ~~2963~~2259 ~~72134~~63536.000SH SOLE ~~72134~~63536.000 Dana Corp COM 235811106 ~~277~~209 ~~11875~~13415.000SH SOLE ~~11875~~13415.000 Dave & Busters, Inc. COM 23833n104 ~~182~~136 ~~21690~~23030.000SH SOLE ~~21690~~23030.000 Dell Computer Corp COM 247025109 ~~2244~~1395 ~~85807~~75306.000SH SOLE ~~85807~~75306.000 Diageo Plc Spons Adr New COM 25243Q205 ~~240~~201 ~~5461~~4851.000 SH SOLE ~~5461~~4851.000 ~~Drexler~~Dow ~~Technology~~Chemical ~~COM~~Co ~~261876106 224 18665.000SH SOLE 18665.000 Duke Energy Corp~~ COM ~~264399106~~260543103 ~~208~~228 ~~5330~~6960.000 SH SOLE ~~5330~~6960.000 ~~Eastman~~Drexler ~~Kodak~~Technology COM ~~277461109~~261876102 ~~221~~333 ~~4740~~21465.~~000~~000SH SH SOLE ~~4740~~21465.000 Ericsson L M Tel Co ADR Cl B COM 294821400 ~~136~~61 ~~25045~~17340.000SH SOLE ~~25045~~17340.000 Estee Lauder COM 518439104 ~~2753~~1954 ~~63874~~58938.~~417SH~~591SH SOLE ~~63874~~58938.~~417~~591 Exxon Mobil Corp COM 30231G102 ~~2622~~2164 ~~30012~~54919.~~745SH~~324SH SOLE ~~30012~~54919.~~745~~324 FYI Inc. COM 302712104 289 7715.000 SH SOLE 7715.000 Fleet Boston Finl Corp COM 339030108 ~~247~~206 ~~6269~~5594.000 SH SOLE ~~6269~~5594.000 Flextronics Intl LTD Ord COM Y2573F102 ~~247~~196 ~~9452~~11847.~~000~~000SH SH SOLE ~~9452~~11847.000 Gehl Co COM 368483103 ~~293~~248 ~~16282~~18467.000SH SOLE ~~16282~~18467.000 General Electric Co COM 369604103 ~~559~~407 ~~11412~~10952.000SH SOLE ~~11412~~10952.000 ~~General Motors Corp COM 370442105 210 3260.000 SH SOLE 3260.000 H J Heinz Co COM 423074103 221 5407.000 SH SOLE 5407.000~~ HSBC Hldgs Plc Spons ADR COM 404280406 ~~2008~~1534 ~~33525~~28564.000SH SOLE ~~33525~~28564.000 Ims Health COM 449934108 ~~442~~324 ~~15508~~12938.000SH SOLE ~~15508~~12938.000 Intel Corp COM 458140100 ~~2409~~1510 ~~82366~~73894.~~003SH~~228SH SOLE ~~82366~~73894.~~003~~228 ~~JP Morgan Chase & Co COM 46625H100 226 5068.132 SH SOLE 5068.132~~ Koninklijke Ahold NV COM 500467303 ~~2719~~2146 ~~86459~~76960.175SH SOLE ~~86459~~76960.175 Martin Marietta Materials COM 573284106 ~~342~~223 ~~6917~~5692.000 SH SOLE ~~6917~~5692.000 ~~Maytag Corp COM 578592107 244 8335.000 SH SOLE 8335.000~~ McCormick & Co Inc Non-Vote COM 579780206 ~~374~~338 ~~8895~~7390.000 SH SOLE ~~8895~~7390.000 ~~Mellon Bank Corp COM 585509102 231 5145.000 SH SOLE 5145.000~~ Merck & Co Inc COM 589331107 ~~2124~~1973 ~~33233~~29625.~~197SH~~128SH SOLE ~~33233~~29625.~~197~~128 ~~Mercury Interactive Corp COM 589405109 206 3433.000 SH SOLE 3433.000~~ Merrill Lynch Company Inc COM 590188108 ~~1927~~488 ~~32524~~12015.~~943SH~~119SH SOLE ~~32524~~12015.~~943~~119 Microsoft Corp COM 594918104 ~~2923~~1747 ~~40042~~34136.000SH SOLE ~~40042~~34136.000 ~~Minnesota~~Morgan ~~Mng~~Stanley &Dean ~~Mfg~~Witter Co COM ~~604059105~~617446448 ~~220~~1178 ~~1927~~25422.~~000~~000SH SH SOLE ~~1927~~25422.000 ~~Morgan~~Nestle ~~Stanley~~S ~~Dean~~A ~~Witter~~Spons Adr COM ~~617446448~~641069406 ~~290~~2572 ~~4512~~48202.~~000~~000SH SH SOLE ~~4512~~48202.000 ~~Nestle~~NetBank SInc. ~~A Spons Adr~~ COM ~~641069406~~640933107 ~~2809~~178 ~~52867~~21225.000SH SOLE ~~52867~~21225.000 Nokia Corp Adr COM 654902204 ~~1703~~1180 ~~77260~~75424.533SH SOLE ~~77260~~75424.533 Oracle Corp COM 68389X105 ~~1891~~1144 ~~99515~~90965.000SH SOLE ~~99515~~90965.000 Oxford Health Plans COM 691471106 ~~369~~376 ~~12917~~13234.000SH SOLE ~~12917~~13234.000 ~~Paychex Inc COM 704326107 220 5510.000 SH SOLE 5510.000~~ Pfizer Inc COM 717081103 ~~4421~~3178 ~~110374~~79244.~~883SH~~085SH SOLE ~~110374~~79244.~~883~~085 Platforms Wireless COM 72765a101 2 16900.000SH SOLE 16900.000 Ppg Industries COM 693506107 ~~210~~214 ~~4003~~4678.000 SH SOLE ~~4003~~4678.000 Procter & Gamble COM 742718109 ~~2336~~2310 ~~36607~~31729.890SH SOLE ~~36607~~31729.890 Progress Software COM 743312100 ~~300~~276 ~~18525~~19720.000SH SOLE ~~18525~~19720.000 Regions Financial Corp COM 758940100 ~~262~~214 ~~8200~~7400.000 SH SOLE ~~8200~~7400.000 Repsol Sa Ads COM 76026T205 ~~182~~180 ~~10905~~12395.000SH SOLE ~~10905~~12395.000 Rio Tinto Plc Spons Adr COM 767204100 ~~208~~207 ~~2860~~3291.000 SH SOLE ~~2860~~3291.000 Russell 2000 iShares COM 464287655 ~~444~~631 ~~4355~~7867.000 SH SOLE ~~4355~~7867.000 S & P ~~Mid Cap 400~~ Dep ~~Rcpts COM 595635103 655 6872.000 SH SOLE 6872.000 S&P Dep~~ Rec Unit Ser 1 COM 78462F103 ~~377~~253 ~~3073~~2424.~~883~~593 SH SOLE ~~3073~~2424.~~883~~593 ~~Sabre Grp Hldgs COM 785905100 475 9497.000 SH SOLE 9497.000~~ Siemens AG - Unsponsored ADR COM 826197402 ~~2293~~1300 ~~37053~~33867.001SH SOLE ~~37053~~33867.001 Sony Corp Adr COM 835699307 ~~1988~~1016 ~~30219~~30605.290SH SOLE ~~30219~~30605.290 Southwest Airlines Co COM 844741108 ~~358~~297 ~~19337~~20011.005SH SOLE ~~19337~~20011.005 Sungard Data Sys Inc COM 867363103 ~~416~~266 ~~13859~~11384.000SH SOLE ~~13859~~11384.000 Synopsys Inc COM 871607107 ~~329~~220 ~~6807~~5487.000 SH SOLE ~~6807~~5487.000 T Rowe Price Group COM 74144T108 ~~290~~242 ~~7745~~8265.000 SH SOLE ~~7745~~8265.000 Tiffany & Co COM 886547108 ~~323~~212 ~~8915~~9805.000 SH SOLE ~~8915~~9805.000 ~~Varco~~Transwitch ~~International~~Corp COM ~~922126107~~109 ~~318 17074~~35595.~~001SH~~000SH SOLE ~~17074~~35595.~~001~~000 ~~Verizon~~Varco ~~Communications~~International COM ~~92343v104~~922126107 ~~204~~225 ~~3816~~18656.~~000~~002SH SH SOLE ~~3816~~18656.~~000~~002 Visx Intl COM 92844s105 ~~228~~188 ~~11766~~14241.000SH SOLE ~~11766~~14241.000 ~~Vitesse Semicondutor COM 928497106 289 13720.000SH SOLE 13720.000~~ Vivendi Universal COM 92851S204 ~~1984~~1527 ~~34200~~32942.000SH SOLE ~~34200~~32942.000 Vodafone Grp Plc Adr COM 92857T107 ~~1692~~1562 ~~75709~~71147.~~631SH~~530SH SOLE ~~75709~~71147.~~631~~530 Wal-Mart Stores COM 931142103 ~~2812~~2555 ~~57631~~51622.~~954SH~~384SH SOLE ~~57631~~51622.~~954~~384 ~~Worldcom~~WorldCom Inc-WorldCom Group COM 98157d106 ~~1882~~1892 ~~132529~~125785.000SH SOLE ~~132529~~125785.000 XL Capital Ltd COM ~~G3242A102~~G98255105 ~~245~~219 ~~2985~~2770.000 SH SOLE ~~2985~~2770.000 REPORT SUMMARY 76 DATA RECORDS 65629 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

The information contained in this report should not be used for tax purposes. The cost basis should be independently verified.

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