13F-HR 1 e13015_13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager filing this Report: Name: Whitehall Asset Management, Inc. Address: 320 Park Ave 10th Floor NY, NY 10022 13F File Number: 28-_______ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc Keller Title: Chief Investment Officer Phone: 212-508-3306 Signature, Place, and Date of Signing: /s/ Marc Keller New York, NY -------------------- ------------ -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section] Form 13F File Number Name 28-__________ /s/ Marc Keller [Repeat as neccessary.] --------------- DATE: 12/31/01 PAGE 1

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ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ AMERICAN INTL GROUP INC COM 26874107 ~~55092258~~54667138 ~~706311~~688503 SH SOLE ~~449091~~441548 27826 173222 AMERICAN INTL GROUP INC COM 26874107 ~~55092258~~54667138 ~~706311~~688503 SH DEFINED ~~50477~~45276 0 631 AMERICAN WTR WKS INC COM 30411102 ~~395000~~417500 10000 SH DEFINED 10000 0 0 AMGEN INC COM 31162100 ~~16639903~~16591836 ~~283136~~293973 SH SOLE ~~116938~~119665 0 169308 AMGEN INC COM 31162100 ~~16639903~~16591836 ~~283136~~293973 SH DEFINED 5000 0 0 ANADARKO PETE CORP COM 32511107 ~~389304~~460314 8097 SH SOLE 3097 0 0 ANADARKO PETE CORP COM 32511107 ~~389304~~460314 8097 SH DEFINED 5000 0 0 APPLIED MATLS INC COM 38222105 ~~8198683~~11155900 ~~288280~~278202 SH SOLE ~~110553~~100575 0 177627 AUTOMATIC DATA PROCESSING INC COM 53015103 ~~10881011~~11832068 ~~231314~~200884 SH SOLE ~~101113~~93863 0 89571 AUTOMATIC DATA PROCESSING INC COM 53015103 ~~10881011~~11832068 ~~231314~~200884 SH DEFINED 16850 0 600 BP PLC SPONSORED ~~ADR~~ 55622104 ~~4276954~~3931630 ~~86983~~84533 SH SOLE ~~44254~~43570 0 40963 ADR BANK OF AMERICA CORPORATION COM 60505104 ~~940357~~1063981 ~~16102~~16902 SH SOLE ~~13100~~13900 0 3002 BANK NEW YORK INC COM 64057102 ~~8483370~~9508440 ~~242382~~233050 SH SOLE ~~26030~~24530 0 208520 BANK ONE CORP COM 06423A103 ~~257613~~294164 ~~8186~~7533 SH SOLE ~~653~~0 0 7533 BARRY R G CORP OHIO COM 68798107 ~~89773~~140215 22221 SH SOLE 0 0 22221 BAXTER INTL INC COM 71813109 ~~9469481~~9451751 ~~172016~~176240 SH SOLE ~~32316~~39520 0 136720 BED BATH & BEYOND INC COM 75896100 ~~500289~~313575 ~~19650~~9250 SH SOLE 1400 0 7850 BELLSOUTH CORP COM 79860102 ~~1655061~~1518790 ~~39833~~39811 SH SOLE ~~25346~~25354 448 4541 BELLSOUTH CORP COM 79860102 ~~1655061~~1518790 ~~39833~~39811 SH DEFINED ~~9408~~9378 90 0 -- --------- PAGE TOTAL 117212176 ITEM 8 VOTING AUTHORITY (SHARES) ITEM 1 (B)SHARED (C)NONE ISSUER --------------------------- --------- ------- AMERICAN INTL GROUP INC 27826 178286 AMERICAN INTL GROUP INC 0 631 AMERICAN WTR WKS INC 0 0 AMGEN INC 0 161198 AMGEN INC 0 0 ANADARKO PETE CORP 0 0 ANADARKO PETE CORP 0 0 APPLIED MATLS INC 0 177727 AUTOMATIC DATA PROCESSING INC 0 110751 AUTOMATIC DATA PROCESSING INC 0 2600 BP PLC 0 42729 BANK OF AMERICA CORPORATION 0 3002 BANK NEW YORK INC 0 216352 BANK ONE CORP 0 7533 BARRY R G CORP OHIO 0 22221 BAXTER INTL INC 0 139700 BED BATH & BEYOND INC 0 18250 BELLSOUTH CORP 448 4541 BELLSOUTH CORP 90 0121203261

DATE: 12/31/01 PAGE 3

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ BERKSHIRE HATHAWAY INC DEL CL B 84670207 ~~645410~~699425 277 SH SOLE 22 0 225 BERKSHIRE HATHAWAY INC DEL CL B 84670207 ~~645410~~699425 277 SH DEFINED 30 0 0 BIOTIME INC COM 09066L105 ~~1558837~~1236319 268765 SH SOLE 268765 0 0 BLOCK H & R INC COM 93671105 ~~616960~~715200 16000 SH SOLE 16000 0 0 BOEING CO COM 97023105 ~~699547~~809804 20882 SH SOLE 16882 0 4000 BRISTOL MYERS SQUIBB CO COM 110122108 ~~16678945~~14331459 ~~300197~~281009 SH SOLE ~~117738~~116638 0 145551 BRISTOL MYERS SQUIBB CO COM 110122108 ~~16678945~~14331459 ~~300197~~281009 SH DEFINED 18820 0 0 CVS CORP COM 126650100 ~~4391497~~2600005 ~~132274~~87838 SH SOLE ~~83518~~53350 0 24488 CVS CORP COM 126650100 ~~4391497~~2600005 ~~132274~~87838 SH DEFINED ~~11768~~10000 0 0 CANON INC ADR 138006309 ~~650400~~841440 24000 SH SOLE 24000 0 0 CARDINAL HEALTH INC COM 14149Y108 ~~14319826~~12765371 ~~193642~~197423 SH SOLE ~~98906~~100442 0 96981 CATERPILLAR INC DEL COM 149123101 ~~697088~~813010 15560 SH SOLE 14360 0 0 CATERPILLAR INC DEL COM 149123101 ~~697088~~813010 15560 SH DEFINED 1200 0 0 CELLEGY PHARMACEUTICALS INC COM 15115L103 ~~804810~~993564 115800 SH SOLE 115800 0 0 CHARTER ONE FINL INC COM 160903100 ~~800201~~542484 ~~28356~~19981 SH SOLE ~~12628~~4256 ~~CHARTER~~0 ~~ONE~~15725 ~~FINL~~CHEVRONTEXACO ~~INC~~CORP COM ~~160903100~~166764100 ~~800201~~4636511 ~~28356~~51741 SH ~~DEFINED~~SOLE 116767 ~~CHEVRON~~0 ~~CORPORATION~~9374 ~~COM~~CHEVRONTEXACO ~~166751107~~CORP ~~3225755 38062 SH SOLE 7812 CHEVRON CORPORATION~~ COM ~~166751107~~166764100 ~~3225755~~4636511 ~~38062~~51741 SH DEFINED 25600 0 0 CHILDRENS COMPREHENSIVE SVCS COM NEW 16875K202 ~~1688103~~2109244 353900 SH SOLE 353900 0 0 CHUBB CORP COM 171232101 ~~1712198~~1654413 23977 SH SOLE 432 0 1545 CHUBB CORP COM 171232101 ~~1712198~~1654413 23977 SH DEFINED 22000 --0 ~~--------~~0 ~~PAGE TOTAL 48466336 ITEM 8 VOTING AUTHORITY (SHARES) ITEM 1 (B)SHARED (C)NONE ISSUER~~ --~~-------------------------~~ --------- ~~-------~~PAGE ~~BERKSHIRE~~TOTAL HATHAWAY INC DEL 0 225 BERKSHIRE HATHAWAY INC DEL 0 0 BIOTIME INC 0 0 BLOCK H & R INC 0 0 BOEING CO 0 4000 BRISTOL MYERS SQUIBB CO 10400 153239 BRISTOL MYERS SQUIBB CO 0 0 CVS CORP 1000 35988 CVS CORP 0 0 CANON INC 0 0 CARDINAL HEALTH INC 0 94736 CATERPILLAR INC DEL 0 0 CATERPILLAR INC DEL 0 0 CELLEGY PHARMACEUTICALS INC 0 0 CHARTER ONE FINL INC 0 15727 CHARTER ONE FINL INC 0 0 CHEVRON CORPORATION 0 4650 CHEVRON CORPORATION 0 0 CHILDRENS COMPREHENSIVE SVCS 0 0 CHUBB CORP 0 1545 CHUBB CORP 0 044748249

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ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ ~~DEERE~~DARDEN &RESTAURANTS COINC COM ~~244199105~~237194105 ~~511496~~408516 ~~13600~~11540 SH SOLE ~~13600~~7540 ~~DELL~~4000 ~~COMPUTER~~0 ~~CORP~~DEERE & CO COM ~~247025109~~244199105 ~~405140~~593776 ~~21864~~13600 SH SOLE ~~8514~~13600 ~~DELL~~0 ~~COMPUTER CORP COM 247025109 405140 21864 SH DEFINED~~ 0 DISNEY WALT CO COM DISNEY 254687106 ~~2465884~~2222883 ~~132432~~107282 SH SOLE ~~59456~~48006 942 49550 DISNEY WALT CO COM DISNEY 254687106 ~~2465884~~2222883 ~~132432~~107282 SH DEFINED 8184 0 600 DOVER CORP COM 260003108 ~~2254516~~2682978 ~~74876~~72376 SH SOLE ~~55500~~53300 1200 10876 DOVER CORP COM 260003108 ~~2254516~~2682978 ~~74876~~72376 SH DEFINED ~~5400~~6200 0 800 DOW CHEM CO COM 260543103 ~~286912~~262065 ~~8758~~7758 SH SOLE 1692 0 2200 DOW CHEM CO COM 260543103 ~~286912~~262065 ~~8758~~7758 SH DEFINED 3866 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 ~~1018068~~1153466 27134 SH SOLE 19810 0 7324 DUKE ENERGY CORP COM 264399106 ~~1665400~~1817738 ~~44000~~46300 SH SOLE ~~36400~~38700 0 1600 DUKE ENERGY CORP COM 264399106 ~~1665400~~1817738 ~~44000~~46300 SH DEFINED 6000 0 0 E M C CORP MASS COM 268648102 ~~5124481~~6458068 ~~436126~~480511 SH SOLE ~~109286~~111611 E0 M368900 ~~C CORP MASS COM 268648102 5124481 436126 SH DEFINED 3000~~ EL PASO CORP COM 28336L109 ~~1173433~~1259852 28241 SH SOLE 5287 22218 0 EL PASO CORP COM 28336L109 ~~1173433~~1259852 28241 SH DEFINED 736 0 0 EMERSON ELEC CO COM 291011104 ~~11569795~~13809749 ~~245852~~241852 SH SOLE 211751 0 30101 ENERGEN CORP COM 29265N108 ~~522000~~571880 23200 SH SOLE 0 ~~ENRON~~23200 ~~CORP~~0 ~~COM 293561106 491719 18058 SH SOLE 10618~~ ENRON CORP COM 293561106 ~~491719~~30000 ~~18058~~50000 SH DEFINED ~~1000~~50000 0 0 ENZON INC COM 293904108 ~~204000~~225120 4000 SH SOLE 4000 --0 ~~--------~~0 ~~PAGE~~ESCO ~~TOTAL~~TECHNOLOGIES ~~27692844~~INC ~~ITEM~~COM 8296315104 ~~VOTING~~325068 ~~AUTHORITY~~9425 ~~(SHARES)~~SH ~~ITEM~~SOLE 19425 ~~(B)SHARED~~0 ~~(C)NONE~~0 ~~ISSUER~~ --~~-------------------------~~ --------- ~~-------~~PAGE ~~DEERE~~TOTAL & CO 0 0 DELL COMPUTER CORP 0 9900 DELL COMPUTER CORP 0 3450 DISNEY WALT CO 942 58650 DISNEY WALT CO 0 5200 DOVER CORP 1200 11976 DOVER CORP 0 800 DOW CHEM CO 0 3200 DOW CHEM CO 0 0 DU PONT E I DE NEMOURS & CO 0 7324 DUKE ENERGY CORP 0 1600 DUKE ENERGY CORP 0 0 E M C CORP MASS 0 323840 E M C CORP MASS 0 0 EL PASO CORP 22218 0 EL PASO CORP 0 0 EMERSON ELEC CO 0 34101 ENERGEN CORP 23200 0 ENRON CORP 0 6440 ENRON CORP 0 0 ENZON INC 0 031821160

DATE: 12/31/01 PAGE 6

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ ~~ESCO TECHNOLOGIES INC COM 296315104 234683 9425 SH SOLE 9425~~ EXXON MOBIL CORP COM 30231G102 ~~42136291~~42054616 ~~1069449~~1070092 SH SOLE ~~485695~~480744 14848 315322 EXXON MOBIL CORP COM 30231G102 ~~42136291~~42054616 ~~1069449~~1070092 SH DEFINED 259178 0 0 FILENET CORP COM 316869106 ~~317205~~639135 31500 SH SOLE 31500 ~~FIRST~~0 ~~DATA CORP COM 319963104 340821 5850 SH SOLE 2150 FIRST DATA CORP COM 319963104 340821 5850 SH DEFINED~~ 0 FLEMING COS INC COM 339130106 ~~21779850~~13667800 ~~738300~~738800 SH SOLE ~~556000~~556500 0 182300 FOX ENTMT GROUP INC CL A 35138T107 ~~4423942~~6125644 ~~231620~~230895 SH SOLE ~~34420~~33695 0 197200 GANNETT INC COM 364730101 ~~562269~~628869 9354 SH SOLE 5830 0 3524 GATEWAY INC COM 367626108 ~~498403~~731238 ~~91450~~90950 SH SOLE ~~38050~~37550 0 53400 GENERAL ELEC CO COM 369604103 ~~46153928~~48799003 ~~1240697~~1217540 SH SOLE ~~438461~~431391 33300 504269 GENERAL ELEC CO COM 369604103 ~~46153928~~48799003 ~~1240697~~1217540 SH DEFINED 248580 0 0 GENERAL MLS INC COM 370334104 ~~1482390~~1694486 32580 SH SOLE 24380 8000 200 GENERAL MTRS CORP COM 370442105 201447 4145 SH SOLE 2505 0 1640 GENLYTE GROUP INC COM 372302109 ~~580000~~595200 20000 SH SOLE 0 0 20000 GILLETTE CO COM 375766102 ~~1943735~~1577348 ~~65226~~47226 SH SOLE ~~20226~~20626 0 24200 GILLETTE CO COM 375766102 ~~1943735~~1577348 ~~65226~~47226 SH DEFINED ~~2700~~2400 0 0 GLAXOSMITHKLINE PLC SPONSORED ~~ADR~~ 37733W105 ~~952076~~845196 16965 SH SOLE 0 ~~HALLIBURTON~~0 CO16965 ADR GREAT PLAINS ENERGY INC COM ~~406216101~~391164100 ~~1676593~~218106 ~~74350~~8655 SH SOLE ~~13550~~8655 ~~HANSEN~~0 ~~NAT~~0 ~~CORP~~HALLIBURTON CO COM ~~411310105~~406216101 ~~960050~~1215025 ~~274300~~92750 SH SOLE ~~274300~~11950 --0 ~~---------~~80800 ~~PAGE~~HANSEN ~~TOTAL~~NAT ~~124042234~~CORP ~~ITEM~~COM 8411310105 ~~VOTING~~1152060 ~~AUTHORITY~~274300 ~~(SHARES)~~SH ~~ITEM~~SOLE 1274300 ~~(B)SHARED~~0 ~~(C)NONE~~0 ~~ISSUER~~ --~~-------------------------~~ --------- ~~-------~~PAGE ~~ESCO~~TOTAL TECHNOLOGIES INC 0 0 EXXON MOBIL CORP 14848 309728 EXXON MOBIL CORP 0 0 FILENET CORP 0 0 FIRST DATA CORP 0 2700 FIRST DATA CORP 0 1000 FLEMING COS INC 0 182300 FOX ENTMT GROUP INC 0 197200 GANNETT INC 0 3524 GATEWAY INC 0 53400 GENERAL ELEC CO 33300 518356 GENERAL ELEC CO 0 2000 GENERAL MLS INC 8000 200 GENLYTE GROUP INC 0 20000 GILLETTE CO 0 42300 GILLETTE CO 0 0 GLAXOSMITHKLINE PLC 0 16965 HALLIBURTON CO 0 60800 HANSEN NAT CORP 0 0120145174

DATE: 12/31/01 PAGE 7

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ HAWAIIAN ELEC INDUSTRIES COM 419870100 ~~649350~~670662 16650 SH SOLE 16650 0 0 HEINZ H J CO COM 423074103 ~~434524~~423906 10309 SH SOLE 900 0 9409 HERSHEY FOODS CORP COM 427866108 ~~209184~~216640 3200 SH SOLE 1200 0 0 HERSHEY FOODS CORP COM 427866108 ~~209184~~216640 3200 SH DEFINED 2000 0 0 HEWLETT PACKARD CO COM 428236103 ~~5350942~~6055028 ~~333392~~294792 SH SOLE ~~94540~~91940 0 198852 HEWLETT PACKARD CO COM 428236103 ~~5350942~~6055028 ~~333392~~294792 SH DEFINED 4000 0 0 HOME DEPOT INC COM 437076102 ~~5306801~~6624975 ~~138306~~129876 SH SOLE ~~92137~~91662 0 38214 HONEYWELL INTL INC COM 438516106 ~~2745547~~3517212 103998 SH SOLE 23206 2392 77900 HONEYWELL INTL INC COM 438516106 ~~2745547~~3517212 103998 SH DEFINED 500 0 0 HOUSEHOLD INTL INC COM 441815107 ~~7185405~~7316142 ~~127446~~126271 SH SOLE ~~42815~~41715 0 84556 IMS HEALTH INC COM 449934108 ~~356011~~277276 14212 SH SOLE 8612 5600 0 ILLINOIS TOOL WKS INC COM 452308109 ~~544563~~681534 10064 SH SOLE 0 0 10064 IMPAC MTG HLDGS INC COM 45254P102 ~~818400~~935000 110000 SH DEFINED 110000 0 0 INDUSTRIE NATUZZI SPA ADR 456478106 ~~16953885~~23749008 ~~1548300~~1622200 SH SOLE ~~1480000~~1510500 0 111700 INTEL CORP COM 458140100 ~~7140019~~10932523 ~~349316~~347616 SH SOLE ~~147024~~148224 0 196492 INTEL CORP COM 458140100 ~~7140019~~10932523 ~~349316~~347616 SH DEFINED 2900 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 ~~4807687~~6329474 ~~52417~~52327 SH SOLE ~~41395~~41305 0 6818 INTERNATIONAL BUSINESS MACHS COM 459200101 ~~4807687~~6329474 ~~52417~~52327 SH DEFINED 4204 0 0 INTERNATIONAL GAME TECHNOLOGY COM 459902102 ~~2292875~~3527695 ~~53950~~51650 SH SOLE ~~46950~~44650 --0 ~~--------~~7000 ~~PAGE TOTAL 54756824 ITEM 8 VOTING AUTHORITY (SHARES) ITEM 1 (B)SHARED (C)NONE ISSUER~~ --~~-------------------------~~ --------- ~~-------~~PAGE ~~HAWAIIAN~~TOTAL ELEC INDUSTRIES 0 0 HEINZ H J CO 0 9409 HERSHEY FOODS CORP 0 0 HERSHEY FOODS CORP 0 0 HEWLETT PACKARD CO 0 234852 HEWLETT PACKARD CO 0 0 HOME DEPOT INC 0 46169 HONEYWELL INTL INC 2392 77900 HONEYWELL INTL INC 0 0 HOUSEHOLD INTL INC 0 84631 IMS HEALTH INC 5600 0 ILLINOIS TOOL WKS INC 0 10064 IMPAC MTG HLDGS INC 0 0 INDUSTRIE NATUZZI SPA 0 68300 INTEL CORP 0 199392 INTEL CORP 0 0 INTERNATIONAL BUSINESS MACHS 0 6818 INTERNATIONAL BUSINESS MACHS 0 0 INTERNATIONAL GAME TECHNOLOGY 0 700071081876

DATE: 12/31/01 PAGE 8

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ INTL PAPER CO COM 460146103 ~~576219~~667349 16539 SH SOLE 13339 0 0 INTL PAPER CO COM 460146103 ~~576219~~667349 16539 SH DEFINED 3200 0 0 J P MORGAN CHASE & CO COM 46625H100 ~~897599~~957423 ~~26284~~26339 SH SOLE ~~2400~~2455 0 23884 JABIL CIRCUIT INC COM 466313103 ~~270290~~340800 ~~15100~~15000 SH SOLE ~~15100~~15000 0 0 JAPAN OTC EQUITY FD INC COM 471091108 ~~315000~~336600 60000 SH SOLE 60000 0 0 JOHNSON & JOHNSON COM 478160104 ~~14304945~~14926414 ~~258212~~252562 SH SOLE ~~104100~~100000 0 54412 JOHNSON & JOHNSON COM 478160104 ~~14304945~~14926414 ~~258212~~252562 SH DEFINED ~~97900~~98150 0 0 JONES APPAREL GROUP INC COM 480074103 ~~2184493~~2693404 ~~85700~~81200 SH SOLE ~~77800~~77300 ~~KANSAS~~0 ~~CITY~~3900 ~~PWR & LT CO COM 485134100 225809 8655 SH SOLE 8655~~ KAYDON CORP COM 486587108 ~~791510~~828500 ~~37817~~36530 SH SOLE 0 0 36530 KIMBERLY CLARK CORP COM 494368103 ~~7221140~~6486506 ~~116470~~108470 SH SOLE ~~70190~~68740 0 39730 KROGER CO COM 501044101 ~~9646437~~7742770 ~~391495~~371000 SH SOLE ~~186295~~170800 ~~LAUDER ESTEE COS INC CL A 518439104 359678 10850 SH SOLE 3300 LAUDER ESTEE COS INC CL A 518439104 359678 10850 SH DEFINED~~ 0 200200 LEHMAN BROS HLDGS INC COM 524908100 ~~1086176~~1276281 19106 SH SOLE 400 0 18706 LIBERTY MEDIA CORP NEW COM SER A 530718105 ~~4348455~~5123762 ~~342398~~365983 SH SOLE ~~46127~~47902 0 318081 LILLY ELI & CO COM 532457108 ~~1866995~~1846083 ~~23135~~23505 SH SOLE ~~11665~~12035 0 9670 LILLY ELI & CO COM 532457108 ~~1866995~~1846083 ~~23135~~23505 SH DEFINED 1800 0 0 LINEAR TECHNOLOGY CORP COM 535678106 ~~1132748~~980685 ~~34535~~25120 SH SOLE ~~16000~~13875 ~~-- -------- PAGE TOTAL 45214746 ITEM 8 VOTING AUTHORITY (SHARES) ITEM 1 (B)SHARED (C)NONE ISSUER --------------------------- --------- ------- INTL PAPER CO~~ 0 011245 ~~INTL~~LOEWS PAPER CO 0 0 J P MORGAN CHASE & CO 0 23884 JABIL CIRCUIT INC 0 0 JAPAN OTC EQUITY FD INC 0 0 JOHNSON & JOHNSON 0 53812 JOHNSON & JOHNSON 0 2400 JONES APPAREL GROUP INC 0 7900 KANSAS CITY PWR & LT CO 0 0 KAYDON CORP 0COM ~~37817~~540424108 ~~KIMBERLY~~1604359 ~~CLARK~~28970 ~~CORP~~SH 0SOLE ~~46280~~28970 ~~KROGER CO~~ 0 ~~205200 LAUDER ESTEE COS INC~~ 0 ~~6300~~MBIA ~~LAUDER ESTEE COS~~ INC 0COM ~~1250~~55262C100 ~~LEHMAN~~1194608 ~~BROS~~22275 ~~HLDGS~~SH ~~INC~~SOLE 06675 ~~18706 LIBERTY MEDIA CORP NEW~~ 0 ~~296271~~15600 ~~LILLY~~-- ~~ELI~~--------- &PAGE COTOTAL ~~0 9670 LILLY ELI & CO 0 0 LINEAR TECHNOLOGY CORP 0 18535~~47005543

DATE: 12/31/01 PAGE 9

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ ~~LOEWS CORP COM 540424108 1340732 28970 SH SOLE 28970 MBIA INC COM 55262C100 1113750 22275 SH SOLE 6675~~ MBNA CORP COM 55262L100 ~~325557~~401210 ~~10748~~11398 SH SOLE ~~9000~~9650 0 1748 MARSH & MCLENNAN COS INC COM 571748102 ~~290100~~322350 3000 SH SOLE 0 ~~MARRIOTT INTL INC NEW CL A 571903202 417500 12500 SH SOLE 4800 MARRIOTT INTL INC NEW CL A 571903202 417500 12500 SH DEFINED~~ 0 3000 MASCO CORP COM 574599106 ~~393674~~471870 19260 SH SOLE 13000 0 0 MASCO CORP COM 574599106 ~~393674~~471870 19260 SH DEFINED 6260 0 0 MATRIA HEALTHCARE INC COM NEW 576817209 ~~2324079~~3334003 96275 SH SOLE 96275 0 0 MATTEL INC COM 577081102 ~~262947~~288805 16791 SH SOLE 0 0 15000 MATTEL INC COM 577081102 ~~262947~~288805 16791 SH DEFINED 0 1791 0 MAXIM INTEGRATED PRODS INC COM 57772K101 ~~10306601~~15355499 ~~294980~~292430 SH SOLE ~~76680~~77130 0 215300 MAY DEPT STORES CO COM 577778103 ~~609420~~776580 21000 SH SOLE 21000 0 0 MCDONALDS CORP COM 580135101 ~~7590244~~7620978 ~~279670~~287910 SH SOLE ~~79870~~89210 0 197700 MCDONALDS CORP COM 580135101 ~~7590244~~7620978 ~~279670~~287910 SH DEFINED 1000 0 0 MELLON FINL CORP COM 58551A108 ~~377000~~438687 11661 SH SOLE 11341 0 320 MENTOR CORP MINN COM 587188103 ~~1824130~~2059176 72100 SH SOLE 72100 0 0 MERCK & CO INC COM 589331107 ~~12630890~~10187512 ~~189653~~173257 SH SOLE ~~43550~~40500 0 112057 MERCK & CO INC COM 589331107 ~~12630890~~10187512 ~~189653~~173257 SH DEFINED 20700 ~~-- -------- PAGE TOTAL 39771683 ITEM 8 VOTING AUTHORITY (SHARES) ITEM 1 (B)SHARED (C)NONE ISSUER --------------------------- --------- ------- LOEWS CORP~~ 0 0 ~~MBIA~~MERRILL ~~INC~~LYNCH ~~0 15600 MBNA CORP 0 1748 MARSH~~ & ~~MCLENNAN~~CO ~~COS~~ INC 0COM ~~3000~~590188108 ~~MARRIOTT~~8006049 ~~INTL~~153608 ~~INC~~SH ~~NEW~~SOLE 058608 ~~5900 MARRIOTT INTL INC NEW~~ 0 ~~1800~~95000 ~~MASCO~~METROMEDIA ~~CORP~~FIBER 0NETWORK ~~0 MASCO CORP 0 0 MATRIA HEALTHCARE~~ INC 0CL 0A ~~MATTEL~~591689104 ~~INC~~10450616 023751400 ~~15000~~SH ~~MATTEL~~SOLE ~~INC~~23751400 ~~1791~~ 0 ~~MAXIM INTEGRATED PRODS INC~~ 0 ~~218300~~MICROSOFT ~~MAY~~CORP ~~DEPT~~COM ~~STORES~~594918104 CO6616851 099877 0SH ~~MCDONALDS~~SOLE ~~CORP~~18422 0 ~~198800~~70570 ~~MCDONALDS~~MICROSOFT CORP 0COM 0594918104 ~~MELLON~~6616851 ~~FINL~~99877 ~~CORP~~SH 0DEFINED ~~320~~10885 ~~MENTOR CORP MINN~~ 0 0 ~~MERCK~~-- &--------- COPAGE ~~INC~~TOTAL ~~500 123353 MERCK & CO INC 0 1550~~66183470

DATE: 12/31/01 PAGE 10

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ MERRILL LYNCH & CO INC COM 590188108 6193043 152538 SH SOLE 59638 METROMEDIA FIBER NETWORK INC CL A 591689104 9023226 26538900 SH SOLE 26538900 MICROSOFT CORP COM 594918104 4977255 97269 SH SOLE 20957 MICROSOFT CORP COM 594918104 4977255 97269 SH DEFINED 10885 MICRON TECHNOLOGY INC COM 595112103 ~~4010131~~6415915 ~~212965~~206965 SH SOLE ~~108365~~106365 0 100600 MINNESOTA MNG & MFG CO COM 604059105 ~~1010273~~1223710 ~~10267~~10352 SH SOLE ~~9257~~9342 0 1010 MIRANT CORP COM 604675108 ~~256218~~187425 11699 SH SOLE 1421 0 278 MIRANT CORP COM 604675108 ~~256218~~187425 11699 SH DEFINED 10000 0 0 MOLEX INC COM 608554101 ~~7807356~~8405153 ~~277743~~271572 SH SOLE ~~112384~~111213 0 156699 MOLEX INC COM 608554101 ~~7807356~~8405153 ~~277743~~271572 SH DEFINED 3660 0 0 MOLEX INC CL A 608554200 ~~708467~~779175 ~~29155~~28805 SH SOLE ~~16780~~16430 0 12375 MOODYS CORP COM 615369105 ~~203722~~219469 5506 SH SOLE 2706 2800 0 MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 ~~260765~~359470 ~~5626~~6426 SH SOLE 2930 0 3096 MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 ~~260765~~359470 ~~5626~~6426 SH DEFINED 400 ~~NEW~~0 ~~YORK TIMES CO CL A 650111107 442991 11350 SH SOLE 4350 NEW YORK TIMES CO CL A 650111107 442991 11350 SH DEFINED~~ 0 ~~NOKIA~~NOVELLUS ~~CORP~~SYS ~~SPONSORED~~INC ~~ADR~~COM ~~654902204~~670008101 ~~347430~~11703434 ~~22200~~296665 SH SOLE ~~11750~~132065 ~~NOKIA CORP SPONSORED ADR 654902204 347430 22200 SH DEFINED~~ 0 ~~NORTHERN~~164600 TRNUCOR CORP COM ~~665859104~~670346105 ~~288640~~285560 ~~5500~~5392 SH SOLE ~~1850~~200 ~~NORTHERN TR CORP COM 665859104 288640 5500 SH DEFINED~~ 0 --5192 ~~--------~~OMNICOM ~~PAGE~~GROUP ~~TOTAL~~INC ~~35493696~~COM ~~ITEM~~681919106 8991785 ~~VOTING~~11100 ~~AUTHORITY~~SH ~~(SHARES)~~SOLE ~~ITEM~~2500 ~~1 (B)SHARED (C)NONE ISSUER --------------------------- --------- ------- MERRILL LYNCH & CO INC~~ 0 ~~92900~~8600 ~~METROMEDIA~~PAYCHEX ~~FIBER NETWORK~~ INC 0COM 0704326107 ~~MICROSOFT~~2155821 ~~CORP~~61860 0SH ~~64127~~SOLE ~~MICROSOFT~~6034 ~~CORP~~ 0 ~~1300~~55826 ~~MICRON~~PEPSICO ~~TECHNOLOGY~~ INC 0COM ~~104600~~713448108 ~~MINNESOTA~~16878681 ~~MNG~~346656 &SH ~~MFG~~SOLE CO132545 0 ~~1010~~199011 ~~MIRANT~~PEPSICO ~~CORP~~INC 0COM ~~278~~713448108 ~~MIRANT~~16878681 ~~CORP~~346656 0SH 0DEFINED ~~MOLEX~~8700 ~~INC~~6400 0 ~~161699~~PER-SE ~~MOLEX~~TECHNOLOGIES INC 0COM 0NEW ~~MOLEX~~713569309 ~~INC~~29724922 02765109 ~~12375~~SH ~~MOODYS~~SOLE ~~CORP~~1567835 ~~2800~~ 0 ~~MORGAN~~1197274 ~~STANLEY~~PEREGRINE ~~DEAN~~SYSTEMS ~~WITTER&CO~~INC 0COM ~~2296~~71366Q101 ~~MORGAN~~222450 ~~STANLEY~~15000 ~~DEAN~~SH ~~WITTER&CO~~SOLE 15000 0 0 ~~NEW~~PFIZER ~~YORK~~INC ~~TIMES~~COM CO717081103 023363417 ~~5400~~586284 ~~NEW~~SH ~~YORK~~SOLE ~~TIMES~~292680 CO8700 0263254 ~~1600~~PFIZER ~~NOKIA~~INC ~~CORP~~COM 0717081103 ~~7800~~23363417 ~~NOKIA~~586284 ~~CORP~~SH 0DEFINED ~~2650~~18050 ~~NORTHERN TR CORP~~ 0 ~~2650~~3600 ~~NORTHERN~~-- TR--------- ~~CORP~~PAGE 0TOTAL ~~1000~~102850538

DATE: 12/31/01 PAGE 11

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ ~~NOVELLUS~~PHARMACIA ~~SYS INC COM 670008101 8215712 287665 SH SOLE 134065 NUCOR~~ CORP COM ~~670346105~~71713U102 ~~253762~~1074524 ~~6392~~25194 SH SOLE ~~200~~14400 ~~OMNICOM~~0 ~~GROUP~~7294 ~~INC~~PHARMACIA CORP COM ~~681919106~~71713U102 ~~272580~~1074524 ~~4200~~25194 SH ~~SOLE~~DEFINED ~~1400~~3500 ~~OMNICOM~~0 ~~GROUP~~0 ~~INC~~PHILIP ~~COM~~MORRIS ~~681919106~~COS ~~272580 4200 SH DEFINED 0 PAYCHEX~~ INC COM ~~704326107~~718154107 ~~2515821~~589402 ~~79842~~12855 SH SOLE ~~8909~~12055 ~~PEPSICO~~0 ~~INC~~800 ~~COM~~PHILLIPS ~~713448108~~PETE ~~16862529~~CO ~~347681 SH SOLE 128070 PEPSICO INC~~ COM ~~713448108~~718507106 ~~16862529~~632188 ~~347681~~10491 SH ~~DEFINED~~SOLE ~~6200~~8055 ~~PER-SE~~0 ~~TECHNOLOGIES~~2436 ~~INC~~POLYMEDICA CORP COM ~~NEW~~731738100 ~~713569309~~1713120 ~~21443836~~103200 ~~2700735~~ SH SOLE ~~1562835~~103200 ~~PEREGRINE~~0 ~~SYSTEMS~~0 PRINTRONIX INC COM ~~71366Q101~~742578107 ~~252600~~2797704 ~~20000~~298900 SH SOLE ~~20000~~298900 ~~PFIZER~~0 ~~INC~~0 ~~COM~~PROCTER ~~717081103~~& ~~24599786~~GAMBLE ~~613461~~CO ~~SH SOLE 296231 PFIZER INC~~ COM ~~717081103~~742718109 ~~24599786~~2355067 ~~613461~~29762 SH ~~DEFINED~~SOLE ~~18050~~11276 ~~PHARMACIA~~0 ~~CORP~~15486 ~~COM~~PROCTER ~~71713U102~~& ~~1013757~~GAMBLE ~~24994~~CO ~~SH SOLE 14200 PHARMACIA CORP~~ COM ~~71713U102~~742718109 ~~1013757~~2355067 ~~24994~~29762 SH DEFINED ~~3500~~3000 ~~PHILIP~~0 ~~MORRIS~~0 ~~COS~~PROGRESS ENERGY INC COM ~~718154107~~743263105 ~~591794~~1610273 ~~12255~~35760 SH SOLE ~~11455~~13960 ~~PHILLIPS~~1600 ~~PETE~~200 COPROGRESS ENERGY INC COM ~~718507106~~743263105 ~~680777~~1610273 ~~12621~~35760 SH ~~SOLE~~DEFINED ~~7855~~20000 ~~POLYMEDICA~~0 ~~CORP~~0 ~~COM~~PROGRESSIVE ~~731738100~~CORP ~~1453704~~OHIO ~~95200 SH SOLE 95200 PRINTRONIX INC~~ COM ~~742578107~~743315103 ~~1898015~~373250 ~~298900~~2500 SH SOLE ~~298900~~1500 ~~PROCTER~~0 &250 ~~GAMBLE~~PROGRESSIVE COCORP OHIO COM ~~742718109~~743315103 ~~2175475~~373250 ~~29887~~2500 SH ~~SOLE~~DEFINED ~~11201~~750 ~~PROCTER~~0 &0 ~~GAMBLE~~QRS COCORP COM ~~742718109~~74726X105 ~~2175475~~492090 ~~29887~~34900 SH ~~DEFINED~~SOLE ~~3000~~34900 --0 ~~--------~~0 ~~PAGE~~QUALITY ~~TOTAL~~SYS ~~82167908~~INC ~~ITEM~~COM 8747582104 ~~VOTING~~1074829 ~~AUTHORITY~~65900 ~~(SHARES)~~SH ~~ITEM~~SOLE 165900 ~~(B)SHARED~~0 ~~(C)NONE~~0 ~~ISSUER~~QUESTCOR ~~---------------------------~~PHARMACEUTICALS ~~---------~~INC ~~-------~~COM ~~NOVELLUS~~74835Y101 ~~SYS~~205050 ~~INC~~98110 0SH ~~153600~~SOLE ~~NUCOR~~98110 ~~CORP~~0 0 ~~6192~~QWEST ~~OMNICOM~~COMMUNICATIONS ~~GROUP~~INTL INC 0COM ~~2200~~749121109 ~~OMNICOM~~196803 ~~GROUP~~13928 ~~INC~~SH 0SOLE ~~600~~13396 ~~PAYCHEX INC~~ 0 ~~70933~~532 ~~PEPSICO~~ROBERT ~~INC~~HALF 0INTL ~~207011 PEPSICO~~ INC ~~6400~~COM 0770323103 ~~PER-SE~~498756 ~~TECHNOLOGIES~~18680 ~~INC~~SH 0SOLE ~~1137900~~18680 ~~PEREGRINE SYSTEMS INC~~ 0 0 ~~PFIZER~~ROHM ~~INC~~& ~~8700~~HAAS ~~285080~~CO ~~PFIZER~~COM ~~INC~~775371107 01496328 ~~5400~~43209 ~~PHARMACIA~~SH ~~CORP~~SOLE 01111 ~~7294 PHARMACIA CORP~~ 0 042098 ~~PHILIP~~ROYAL ~~MORRIS~~DUTCH ~~COS INC 0 800 PHILLIPS~~ PETE CO 0NY ~~4766~~REG ~~POLYMEDICA~~780257804 ~~CORP~~242649 04950 0SH ~~PRINTRONIX~~SOLE ~~INC~~4950 0 0 ~~PROCTER~~GLD1.25 &-- ~~GAMBLE~~--------- COPAGE 0TOTAL ~~15686 PROCTER & GAMBLE CO 0 0~~15352032

DATE: 12/31/01 PAGE 12

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ ~~PROGRESS~~SBC ~~ENERGY~~COMMUNICATIONS INC COM ~~743263105~~78387G103 ~~1537322~~3407281 ~~35760~~86987 SH SOLE ~~13960~~60966 ~~PROGRESS~~689 ~~ENERGY~~10378 SBC COMMUNICATIONS INC COM ~~743263105~~78387G103 ~~1537322~~3407281 ~~35760~~86987 SH DEFINED ~~20000~~14797 ~~PROGRESSIVE~~157 ~~CORP~~0 ~~OHIO~~SPX CORP COM ~~743315103~~784635104 ~~368225~~2794677 ~~2750~~20414 SH SOLE ~~1500~~20414 ~~PROGRESSIVE~~0 ~~CORP~~0 ~~OHIO~~SAFECO ~~COM 743315103 368225 2750 SH DEFINED 1000 QRS~~ CORP COM ~~74726X105~~786429100 ~~293160~~369314 ~~34900~~11856 SH SOLE ~~34900~~11856 ~~QUALITY~~0 ~~SYS~~0 ~~INC~~SANMINA SCI CORP COM ~~747582104~~800907107 ~~688655~~2290251 ~~65900~~115088 SH SOLE ~~65900~~102408 ~~QUESTCOR~~0 ~~PHARMACEUTICALS~~12680 ~~INC~~SCHERING PLOUGH CORP COM ~~74835Y101~~806605101 ~~96148~~775609 ~~98110~~21659 SH SOLE ~~98110~~1052 ~~QWEST~~0 ~~COMMUNICATIONS~~20607 ~~INTL~~SCHLUMBERGER ~~INC~~LTD COM ~~749121109~~806857108 ~~235353~~885574 ~~14093~~16116 SH SOLE ~~13396~~1226 ~~QWEST~~0 ~~COMMUNICATIONS~~10090 ~~INTL~~SCHLUMBERGER ~~INC~~LTD COM ~~749121109~~806857108 ~~235353~~885574 ~~14093~~16116 SH DEFINED ~~165~~4800 ~~ROBERT~~0 ~~HALF~~0 ~~INTL~~SCIENTIFIC ~~INC~~GAMES ~~COM~~CORP ~~770323103~~CL ~~373787~~A ~~18680~~80874P109 SH648646 ~~SOLE~~74131 ~~18680 ROHM & HAAS CO COM 775371107 1415527 43209~~ SH SOLE ~~1111~~74131 ~~ROYAL~~0 ~~DUTCH~~0 ~~PETE~~SEALED COAIR NYCORP ~~REG~~NEW ~~GLD1.25 780257804 291450 5800 SH SOLE 5800 SBC COMMUNICATIONS INC~~ COM ~~78387G103~~81211K100 ~~4211162~~500861 ~~89371~~12270 SH SOLE ~~63330~~0 ~~SBC~~0 ~~COMMUNICATIONS~~12270 ~~INC~~SIEBEL ~~COM 78387G103 4211162 89371 SH DEFINED 14797 SCI~~ SYS INC COM ~~783890106~~826170102 ~~1542600~~391720 ~~85700~~14000 SH SOLE ~~77700~~14000 ~~SPX~~0 ~~CORP~~0 ~~COM~~SOLECTRON ~~784635104 1833251 22114 SH SOLE 22114 SAFECO~~ CORP COM ~~786429100~~834182107 ~~359592~~387378 ~~11856~~34342 SH SOLE ~~11856~~9750 ~~SCHERING~~0 ~~PLOUGH~~24592 ~~CORP~~SOUTHERN CO COM ~~806605101~~842587107 ~~818389~~1223847 ~~22059~~48278 SH SOLE ~~1052~~3578 ~~SCHLUMBERGER~~0 ~~LTD~~700 ~~COM~~SOUTHERN ~~806857108~~CO ~~805051 17616 SH SOLE 1226 SCHLUMBERGER LTD~~ COM ~~806857108~~842587107 ~~805051~~1223847 ~~17616~~48278 SH DEFINED ~~4800~~44000 ~~-- -------- PAGE TOTAL 14869672 ITEM 8 VOTING AUTHORITY (SHARES) ITEM 1 (B)SHARED (C)NONE ISSUER --------------------------- --------- ------- PROGRESS ENERGY INC 1600 200 PROGRESS ENERGY INC~~ 0 0 ~~PROGRESSIVE~~SOUTHERN ~~CORP~~UN ~~OHIO~~CO 0NEW ~~250~~COM ~~PROGRESSIVE~~844030106 ~~CORP~~479968 ~~OHIO~~25449 0SH 0SOLE ~~QRS CORP~~ 0 025449 ~~QUALITY SYS INC~~ 0 0SPRINT ~~QUESTCOR~~CORP ~~PHARMACEUTICALS~~COM ~~INC~~FON 0852061100 01919648 ~~QWEST~~95600 ~~COMMUNICATIONS~~SH ~~INTL~~SOLE ~~INC~~31300 0 ~~532~~62300 ~~QWEST~~GROUP ~~COMMUNICATIONS~~SPRINT ~~INTL~~CORP ~~INC~~COM 0FON 0852061100 ~~ROBERT~~1919648 ~~HALF~~95600 ~~INTL~~SH ~~INC~~DEFINED 02000 0 ~~ROHM & HAAS CO~~ 0 ~~42098~~GROUP ~~ROYAL~~SPRINT ~~DUTCH~~CORP ~~PETE~~PCS COCOM 0852061506 01294584 ~~SBC~~53035 ~~COMMUNICATIONS~~SH ~~INC~~SOLE ~~689~~20335 ~~10398 SBC COMMUNICATIONS INC 157~~ 0 ~~SCI~~31700 ~~SYS~~SER ~~INC~~1 0SPRINT ~~8000 SPX~~ CORP 0PCS 0COM ~~SAFECO~~852061506 ~~CORP~~1294584 053035 0SH ~~SCHERING~~DEFINED ~~PLOUGH~~1000 ~~CORP~~0 0 ~~21007~~SER ~~SCHLUMBERGER~~1 ~~LTD~~-- 0--------- ~~11590~~PAGE ~~SCHLUMBERGER~~TOTAL ~~LTD 0 0~~17369359

DATE: 12/31/01 PAGE 13

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ ~~SCIENTIFIC~~STAAR ~~GAMES~~SURGICAL ~~CORP~~CO CLCOM APAR ~~80874P109~~852312305 ~~292817~~2942940 ~~74131~~764400 SH SOLE ~~74131~~764400 ~~SEALED~~0 ~~AIR~~0 ~~CORP NEW COM 81211K100 447732 12270 SH SOLE~~ $0.01 ~~SIEBEL~~STILWELL ~~SYS~~FINL INC COM ~~826170102~~860831106 ~~182140~~408300 ~~14000~~15000 SH SOLE ~~14000~~15000 ~~SOLECTRON~~0 ~~CORP~~0 ~~COM~~SUN ~~834182107~~MICROSYSTEMS ~~534525~~INC ~~45882 SH SOLE 11040 SOUTHERN CO~~ COM ~~842587107~~866810104 ~~1109746~~712232 ~~46278~~57905 SH SOLE ~~3578~~51115 ~~SOUTHERN~~0 CO6790 ~~COM~~SUREWEST ~~842587107~~COMMUNICATIONS ~~1109746 46278 SH DEFINED 42000 SOUTHERN UN CO NEW~~ COM ~~844030106~~868733106 ~~559280~~1109850 ~~26721~~22650 SH SOLE 22650 0 ~~SPRINT~~0 SYSCO CORP COM ~~FON~~871829107 ~~GROUP~~4664433 ~~852061100~~177896 ~~2362584 98400~~ SH SOLE ~~33900~~101900 ~~SPRINT~~0 69996 SYSCO CORP COM ~~FON~~871829107 ~~GROUP~~4664433 ~~852061100~~177896 ~~2362584 98400~~ SH DEFINED ~~2000~~6000 ~~SPRINT~~0 ~~CORP~~0 ~~PCS~~TJX ~~COM~~COS ~~SER~~INC 1NEW ~~852061506~~COM ~~1396919~~872540109 ~~53135~~462376 11600 SH SOLE ~~20435~~0 ~~SPRINT~~0 ~~CORP~~11600 ~~PCS~~TARGET CORP COM ~~SER~~8.76E+110 1344820 ~~852061506~~8400 ~~1396919 53135~~ SH ~~DEFINED~~SOLE ~~1000~~8400 ~~STAAR~~0 ~~SURGICAL CO COM PAR $~~0~~.01~~ ~~852312305~~TELETECH ~~1472520~~HOLDINGS ~~701200~~INC ~~SH SOLE 701200 STARBUCKS CORP~~ COM ~~855244109~~879939106 ~~351837~~1387144 ~~23550~~96800 SH SOLE ~~8450~~96800 ~~STARBUCKS~~0 ~~CORP COM 855244109 351837 23550 SH DEFINED~~ 0 ~~STATE~~TEXAS ~~STR~~INSTRS ~~CORP~~INC COM ~~857477103~~882508104 ~~336700~~3066896 ~~7400~~109532 SH SOLE ~~3800~~24332 ~~STATE~~0 ~~STR~~82800 ~~CORP~~TEXAS INSTRS INC COM ~~857477103~~882508104 ~~336700~~3066896 ~~7400~~109532 SH DEFINED 2400 0 ~~STILWELL~~0 ~~FINL~~TIDEWATER INC COM ~~860831106~~886423102 ~~292500~~474600 ~~15000~~14000 SH SOLE ~~15000~~14000 ~~SUN~~0 ~~MICROSYSTEMS~~0 ~~INC~~TRIBUNE ~~COM~~CO ~~866810104~~NEW ~~473912 57305 SH SOLE 50515 SUREWEST COMMUNICATIONS~~ COM ~~868733106~~896047107 ~~1021515~~1988843 ~~22650~~53135 SH SOLE ~~22650~~52635 --0 ~~--------~~500 ~~PAGE~~US ~~TOTAL~~BANCORP ~~10834729~~DEL ~~ITEM~~COM 8NEW ~~VOTING~~902973304 ~~AUTHORITY~~458116 ~~(SHARES)~~21888 ~~ITEM~~SH 1SOLE ~~(B)SHARED (C)NONE ISSUER --------------------------- --------- ------- SCIENTIFIC GAMES CORP~~ 0 0 ~~SEALED~~21888 ~~AIR~~UNION ~~CORP~~PAC ~~NEW 0 12270 SIEBEL SYS INC 0 0 SOLECTRON~~ CORP 0COM ~~34842~~907818108 ~~SOUTHERN~~1299714 CO22802 0SH ~~700~~SOLE ~~SOUTHERN~~13202 CO 0 0600 ~~SOUTHERN~~UNION UNPAC ~~CO NEW 26721 0 SPRINT~~ CORP 0COM ~~62500~~907818108 ~~SPRINT~~1299714 ~~CORP~~22802 0SH 0DEFINED ~~SPRINT~~9000 ~~CORP~~ 0 ~~31700 SPRINT CORP~~ 0 0UNITED ~~STAAR~~PARCEL ~~SURGICAL~~SERVICE COINC 0CL 0B ~~STARBUCKS~~911312106 ~~CORP~~4060250 074500 ~~11850~~SH ~~STARBUCKS~~SOLE ~~CORP~~69500 0 ~~3250~~5000 ~~STATE~~UNITED ~~STR~~TECHNOLOGIES CORP 0COM ~~2700~~913017109 ~~STATE~~3424614 ~~STR~~52988 ~~CORP~~SH 0SOLE ~~900~~47368 ~~STILWELL FINL INC~~ 0 05620 ~~SUN~~-- ~~MICROSYSTEMS~~--------- ~~INC~~PAGE 0TOTAL ~~6790 SUREWEST COMMUNICATIONS 0 0~~26805128

DATE: 12/31/01 PAGE 14

ITEM 61 ITEM 42 ~~INVESTMENT~~ITEM ~~FAIR~~3 ITEM 54 ~~DISCRETION~~ITEM 5 ITEM 16 ITEM 27 ITEM 38 VOTING AUTHORITY FAIR INVESTMENT (SHARES) MARKET SH/PRN SH/~~PRN~~ PUT/~~CALL~~ ~~TYPE~~DISCRETION ~~ITEM~~(A) 7(B) (AC)~~SOLE~~ ISSUER CLASS SECID VALUE AMOUNT PRN CALL TYPE MGRS SOLE SHARED NONE ---------------------------- ------- ----- ----- ------ --- ----~~---~~ ------ ---- ---- ----~~------~~ ------ ----~~---~~ ~~SYSCO~~UNIVERSAL ~~CORP~~COMPRESSION HLDGS COM ~~871829107~~913431102 ~~4819296~~2219948 ~~188696~~75278 SH SOLE ~~112700~~75278 ~~SYSCO~~0 0 UNOCAL CORP COM ~~871829107~~915289102 ~~4819296~~458269 ~~188696~~12705 SH ~~DEFINED~~SOLE ~~6000~~4155 ~~TJX~~0 ~~COS~~6000 ~~INC~~UNOCAL ~~NEW~~CORP COM ~~872540109~~915289102 ~~381640~~458269 ~~11600~~12705 SH ~~SOLE~~DEFINED 2550 0 ~~TARGET~~0 ~~CORP~~VERIZON COMMUNICATIONS COM ~~8.76E+110~~92343V104 ~~266700~~2137314 ~~8400~~45034 SH SOLE ~~8400~~30708 ~~TELETECH~~200 ~~HOLDINGS~~3776 ~~INC~~VERIZON COMMUNICATIONS COM ~~879939106~~92343V104 ~~756008~~2137314 ~~96800~~45034 SH ~~SOLE~~DEFINED ~~96800~~10280 ~~TEXACO~~70 0 VIACOM INC ~~COM~~CL ~~881694103~~A ~~1239160~~925524100 ~~19064~~3699300 83600 SH SOLE ~~11630~~7000 ~~TEXAS~~0 ~~INSTRS~~76600 VIACOM INC ~~COM~~CL ~~882508104~~B ~~2800433~~925524308 ~~112107~~781014 17690 SH SOLE ~~26907~~10850 ~~TEXAS~~0 ~~INSTRS~~6840 VIRAGEN INC COM ~~882508104~~927638106 ~~2800433~~13530 ~~112107~~11000 SH DEFINED ~~2400~~11000 ~~TIDEWATER~~0 ~~INC~~0 ~~COM~~WACHOVIA ~~886423102~~CORP ~~373660~~2ND ~~14000 SH SOLE 14000 TRIBUNE CO~~ NEW COM ~~896047107~~929903102 ~~1668439~~754428 ~~53135~~24057 SH SOLE ~~52635~~3700 US0 ~~BANCORP~~20357 ~~DEL~~WAL ~~COM~~MART ~~NEW~~STORES ~~902973304~~INC ~~485476 21888 SH SOLE 0 UNION PAC CORP~~ COM ~~907818108~~931142103 ~~1069414~~7928088 ~~22802~~137760 SH SOLE ~~13202~~33610 ~~UNION~~15400 ~~PAC~~88750 ~~CORP~~WELLS ~~COM~~FARGO ~~907818108~~& ~~1069414~~CO ~~22802~~NEW ~~SH DEFINED 9000 UNITED PARCEL SERVICE INC CL B 911312106 4173994 80300 SH SOLE 71300 UNITED TECHNOLOGIES CORP~~ COM ~~913017109~~949746101 ~~2673936~~11008908 ~~57504~~253253 SH SOLE ~~48684~~80981 ~~UNOCAL~~0 ~~CORP~~151772 ~~COM~~WELLS ~~915289102~~FARGO ~~412913~~& ~~12705~~CO SHNEW ~~SOLE 4155 UNOCAL CORP~~ COM ~~915289102~~949746101 ~~412913~~11008908 ~~12705~~253253 SH DEFINED ~~2550~~20500 ~~VERIZON~~0 ~~COMMUNICATIONS~~0 ~~COM~~WISCONSIN ~~92343V104~~ENERGY ~~2469256~~CORP ~~45634 SH SOLE 31308 VERIZON COMMUNICATIONS~~ COM ~~92343V104~~976657106 ~~2469256~~224449 ~~45634~~9949 SH ~~DEFINED~~SOLE ~~10280~~7699 --0 ~~--------~~2250 ~~PAGE~~XILINX ~~TOTAL~~INC ~~23590324~~COM ~~ITEM~~983919101 814849934 ~~VOTING~~380280 ~~AUTHORITY~~SH ~~(SHARES)~~SOLE ~~ITEM~~145530 10 ~~(B)SHARED~~234750 ~~(C)NONE~~ZEBRA ~~ISSUER~~TECHNOLOGIES ~~--------------------------- --------- ------- SYSCO~~ CORP 0CL ~~69996~~A ~~SYSCO~~989207105 ~~CORP~~1804075 032500 0SH ~~TJX~~SOLE ~~COS~~32500 ~~INC NEW~~ 0 ~~11600 TARGET CORP~~ 0 0ZIMMER ~~TELETECH~~HLDGS ~~HOLDINGS~~ INC 0COM 098956P102 ~~TEXACO~~314776 ~~INC~~10307 0SH ~~7434~~SOLE ~~TEXAS~~3774 ~~INSTRS INC~~ 0 ~~82800~~6241 ~~TEXAS~~ZIMMER ~~INSTRS~~HLDGS INC 0COM 098956P102 ~~TIDEWATER~~314776 ~~INC~~10307 0SH 0DEFINED ~~TRIBUNE~~292 ~~CO NEW~~ 0 ~~500 US BANCORP DEL~~ 0 ~~21888~~HILFIGER ~~UNION~~TOMMY ~~PAC~~ CORP 0ORD ~~600~~G8915Z102 ~~UNION~~7559750 ~~PAC~~549800 ~~CORP~~SH 0SOLE 549800 0 ~~UNITED PARCEL SERVICE INC~~ 0 ~~9000~~XL ~~UNITED~~CAP ~~TECHNOLOGIES~~LTD ~~CORP~~CL 0A ~~8820~~G98255105 ~~UNOCAL~~365440 ~~CORP~~4000 0SH ~~6000~~SOLE ~~UNOCAL CORP~~ 0 0 ~~VERIZON~~4000 ~~COMMUNICATIONS~~-- ~~200~~--------- ~~3776~~PAGE ~~VERIZON~~TOTAL ~~COMMUNICATIONS 70 0~~53988917

DATE: 12/31/01 PAGE 15

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