13F-HR 1 s11-8124_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Austin Investment Management Inc ------------------------------------- Address: 520 Madison Avenue, 28th Floor ------------------------------------- New York, NY 10022 ------------------------------------- Form 13F File Number: 28-11945 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rheema Pike -------------------------------- Title: Chief Compliance Officer -------------------------------- Phone: 212-888-9292 -------------------------------- Signature, Place, and Date of Signing: s/ Rheema Pike New York, NY January 31, 2008 ---------------- -------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 119 ---------------- Form 13F Information Table Value Total: $207,449 ---------------- (thousands) List of Other Included Managers: None ---------------- Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.]

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- --------- -------- -------- -------- ---------- -------- -------- Value SHRS OR SH/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP (x1000) PRN AMT PRN Discretion Managers Sole Shared None -------------- -------------- --------- ------- ------- --- --------- --------- ------- ------- ----- ~~1/100 Berk Hath CL A CL A 084990175 4904 4500 SH SOLE X~~ 3m Co. ~~Com~~ COM 88579Y101 ~~989~~1075 ~~12950~~12750 SH SOLE X AT&T, Inc. COM 00206R102 ~~1014~~1048 ~~25738~~25240 SHSOLE X Abb Ltd. SPONSORED ADR 000375204 251 8700 SOLE X Abbott Laboratories COM 002824100 ~~1999~~2043 ~~35826~~36401 SHSOLE X Altria Group Inc COM 02209S103 5943 78635 SOLE X American Express Co COM 025816109 ~~2859~~2533 ~~50700~~48700 SHSOLE X American Intl. Group COM 026874107 209 3591 SOLE X Ameron International Corp COM 030710107 4414 47905 SOLE X Anadarko Petroleum COM 032511107 169 2575 SOLE X Apple Computer Inc. COM 037833100 ~~102~~198 ~~1100~~1000 SH SOLE X Applied Materials Inc. COM 038222105 ~~320~~168 ~~17500~~9500 SH SOLE X Applied Materials Inc. COM 038222105 ~~586~~781 ~~32000~~44000 SH SHARED-DEFINED X Aqua America Inc. COM 03836W103 ~~978~~877 ~~43573~~41392 SHSOLE X Arch Coal Inc COM 039380100 251 5600 SOLE X Avx Corp New ~~Com~~ COM 002444107 ~~1364~~1065 ~~89800~~79400 SH SOLE X Avx Corp New ~~Com~~ COM 002444107 ~~608~~537 40000 SH SHARED-DEFINED X BP Plc-Spons Adr SPONSORED ADR 055622104 163 2234 SOLE X Baker Hughes Inc. COM 057224107 ~~7176~~8757 ~~108525~~107982 SH SOLE X Bank Of America Corp. COM 060505104 ~~1103~~847 ~~21630~~20530 SH SOLE X Bank Ofof NY CoMellon ~~Inc~~Corp. ~~- W/Rts~~ COM ~~064057102~~064058100 ~~216~~313 ~~5336~~6435 SH SOLE X ~~Bausch~~Berkshire &Hathaway ~~Lomb~~Inc. ~~COM~~CL ~~071707103~~A ~~204~~084990175 ~~4000~~6372 SH45 ~~SHARED-DEFINED~~SOLE X ~~Boston~~Berkshire ~~Scientific~~Hathaway ~~COM~~Inc. ~~101137103~~CL ~~727~~B ~~50000~~084670207 SH118 ~~SHARED-DEFINED~~25 SOLE X ~~Boswell~~Boston JScientific GCorp CO COM ~~101205102~~101137107 ~~235~~116 ~~334~~10000 ~~SH SOLE X Bp Amoco Plc~~SHARED-~~Spons~~DEFINED ~~Adr SPONSORED ADR 055622104 209 3234 SH SOLE~~ X Bristol Myers Squibb Co COM 110122108 ~~4321~~4051 ~~155685~~152760 SH SOLE X Bristol Myers Squibb Co COM 110122108 ~~971~~1074 ~~35000~~40500 SH SHARED-DEFINED X ~~Broadcom~~Burlington ~~Corp~~Northern Inc. ~~Cl A~~ COM ~~111320107~~12189T104 ~~160~~5068 ~~5000~~60895 SH SOLE X Burlington Northern Inc. COM 12189T104 ~~4664~~208 ~~58000~~2500 SHSHARED-DEFINED ~~SOLE~~ X ~~Cali~~California Wtr Svc Grp ~~Com~~ COM 130788102 ~~149~~144 3900 SH SOLE X ~~Cedar~~Cameron ~~Fair~~International LCorp.P.COM ~~DEPOSITORY~~13342B105 ~~UNIT~~134 ~~150185106~~2800 ~~102 3600 SH~~ SOLE X Chevron Corp ~~Com~~New COM 166764100 ~~5917~~7003 ~~80010~~75042 SH SOLE X ~~Chic~~Chicago ~~Brdg~~ Bdge& Iron NY Reg. Sh NY REGISTRY ~~SHS~~SH 167250109 ~~5649~~11175 ~~183725~~184900 SH SOLE X ~~Chic~~Chicago ~~Brdg~~ Bdge& Iron NY Reg. Sh NY REGISTRY ~~SHS~~SH 167250109 ~~215~~604 ~~7000~~10000 SH SHARED-DEFINED X Cincinnati Financial Corp COM 172062101 ~~116~~108 2756 SH SOLE X Cisco Systems COM 17275R102 ~~5024~~5231 ~~196816~~193264 SH SOLE X ~~Citigroup Inc. COM 172967101 532 10375 SH SOLE X Coherent Inc. COM 192479103 158 5000 SH SHARED-DEFINED X~~ Colgate Palmolive Co COM 194162103 ~~386~~420 ~~5780~~5393 SH SOLE X ~~Commscope Inc COM 203372107 386 9000 SH SHARED-DEFINED X~~ Conocophillips ~~Com~~ COM 20825C104 ~~1811~~2389 ~~26504~~27059 SH SOLE X Consolidated Edison Inc . COM 209115104 ~~1619~~1501 ~~31725~~30725 SH SOLE X Corning Inc. ~~CALL~~COM 219350105 ~~486~~349 ~~21400~~14550 SH SOLE X Costco Wholesale Corp. COM 22160K105 ~~409~~460 ~~7600~~6600 SH SOLE X Covanta Holding Corp. COM 22282E102 ~~218~~272 9847 SHSOLE X Devon Energy Corp New COM 25179M103 114 1290 SOLE X Diageo ~~Plc-ADR~~PLC SPONSORED ADR ~~NEW~~ 25243Q205 ~~809~~1029 ~~10000~~12000 SH SHARED-DEFINED X Duke ~~Energy~~Power ~~Corp.~~Co New COM 26441C105 ~~3479~~3092 ~~171473~~153298 SH SOLE X East Group Properties Inc COM 277276101 ~~438~~293 ~~8600~~7000 SH SOLE X ~~Eli~~EasyLink ~~Lilly~~Svcs &Intl CoCorp ~~COM~~CL ~~532457108~~A ~~1435~~277858106 ~~26728~~1789 SH582930 SOLE X Encana Corp. COM 292505104 ~~8895~~11635 ~~175704~~171204 SH SOLE X Encana Corp. COM 292505104 ~~1772~~2650 ~~35000~~39000 SH SHARED-DEFINED X Essex Ppty Tr Inc ~~Com~~ COM 297178105 ~~427~~312 ~~3300~~3200 SH SOLE X Exelon Corp. COM 30161N101 ~~251~~298 3654 SH SOLE X Exxon Mobil Corp. COM 30231G102 ~~3344~~4308 ~~44330~~45990 SH SOLE X Fairfax Financial Holdings SUB VTG 303901102 858 3000 SHARED-DEFINED X Finisar Corp COM 31787A101 ~~280~~172 ~~80000~~118800 SH SOLE X Fording Canadian Coal Tr TR UNIT 345425102 ~~132~~510 ~~6000~~13200 SH SOLE X Fording Canadian Coal Tr TR UNIT 345425102 ~~552~~1216 ~~25000~~31500 SHSOLE ~~SHARED-DEFINED~~ X Fpl Group Inc. COM 302571104 ~~318~~361 ~~5200~~5320 SHSHARED-DEFINED ~~SOLE~~ X General Electric Co COM 369604103 ~~302~~226 ~~8550~~6100 SH SOLE X ~~Golar~~General ~~Lng~~Electric ~~Ltd~~Co ~~SHS~~COM ~~G9456A100~~369604103 ~~611~~667 ~~45000~~18000 SH SHARED-DEFINED X ~~Grant~~Golar ~~Prideco~~Lng ~~Inc.~~Ltd ~~COM~~SHS ~~38821G101~~G9456A100 ~~2813~~885 ~~56450~~40000 SHSHARED-DEFINED ~~SOLE~~ X Home Depot COM 437076102 ~~1136~~829 ~~30925~~30775 SH SOLE X ~~Home Depot COM 437076102 551 15000 SH SHARED-DEFINED X~~ Honeywell Inc COM 438516106 ~~6257~~7667 ~~135850~~124530 SH SOLE X IBM Corp COM 459200101 ~~1491~~6399 ~~15825~~59202 SH SOLE X ~~IDT~~Intel Corp CL. BCOM CL458140100 B130 ~~448947309~~4885 ~~340 30000 SH SHARED-DEFINED X Infineon Tech - Adr SPONSORED ADR 45662N103 546 35100 SH~~ SOLE X Intel Corp. COM 458140100 ~~573~~1066 ~~30000~~40000 SH SHARED-DEFINED X ~~Internet Commerce Cl A CL A 46059F109 817 344930 SH SOLE X~~ Johnson & Johnson COM 478160104 ~~1502~~1676 ~~24930~~25130 SH SOLE X ~~Lehman~~LMI ~~Bro~~Aerospace ~~Holdings~~ Inc. COM ~~524908100~~502079106 ~~113~~159 ~~1616~~6000 SH SOLE X Level 3 Communications COM 52729N100 ~~734~~477 ~~120400~~157100 SH SOLE X ~~Mcgrath~~Liberty ~~Rentcorp~~Media-Interactive ~~Com~~ COM ~~580589109~~53071M104 ~~158~~286 ~~5000~~15000 ~~SH SOLE X Mellon Financial Corp. COM 58551A108 5250 121714 SH SOLE X Mellon Financial Corp. COM 58551A108 345 8000 SH~~ SHARED-DEFINED X Merck & Co Inc. COM 589331107 ~~176~~232 4000 SH SOLE X Microsoft Corp. COM 594918104 ~~570~~6916 ~~20480~~19429 SH SOLE X ~~Millea Holdings Inc Adr ADR 60032R106 184 5000 SH SOLE X~~ Mueller Water Products COM SER A 624758108 ~~414~~286 30000 SH SHARED-DEFINED X Nabors Industries Inc. SHS G6359F103 ~~272~~197 ~~9200~~7200 SH SOLE X ~~Nat~~Nexen Inc. ~~Semiconductor Corp~~ COM ~~637640103~~65334H102 ~~164~~904 ~~6800~~28000 SH SOLE X News ~~Corporation~~Corp. CL A ~~CL A~~ 65248E104 ~~832~~615 ~~36000~~30000 SH SHARED-DEFINED X ~~Nexen Inc. COM 65334H102 858 14000 SH SOLE X~~ Noble Corporation ~~Shs~~ SHS G65422100 ~~5329~~7526 ~~67740~~133180 SH SOLE X Novell Inc. COM 670006105 ~~602~~568 ~~83400~~82800 SH SOLE X Oneok Partners LP UNIT LTD PARTN 68268N103 ~~3879~~3622 ~~57475~~59150 SH SOLE X Oracle Systems Corp COM 68389X105 ~~1829~~1129 ~~100900~~50000 SHSOLE X PPL Corporation COM 69351T106 104 2000 SOLE X Peabody Energy Corp. COM 704549104 351 5700 SOLE X Pepsico, Inc. COM 713448108 ~~1051~~1256 ~~16550~~16558 SH SOLE X Pfizer Inc COM 717081103 ~~1077~~512 ~~42671~~22561 SH SOLE X Pinnacle West Capital Corp. COM 723484101 ~~125~~106 ~~2600~~2500 SH SOLE X Procter & Gamble Co. COM 742718109 ~~1269~~1522 ~~20102~~20739 SH SOLE X ~~Qualcomm Inc. COM 747525103 102 2400 SH SOLE X~~ Reading ~~Internat~~International ~~Class~~CL A ~~COM~~ 755408101 ~~443~~485 ~~52000~~48600 SH SOLE X Rio Tinto ~~Plc~~PLC Sp SPONSORED ADR 767204100 ~~341~~630 1500 SH SHARED-DEFINED X ~~Rohm~~Rockwell &Automation ~~Haas Co~~Inc. COM ~~775371107~~773903109 ~~982~~289 ~~19000~~4200 SH SOLE X Schering Plough Corp- W/Rts COM 806605101 ~~8255~~8340 ~~323625~~313100 SH SOLE X Schering Plough Corp- W/Rts COM 806605101 ~~1071~~1172 ~~42000~~44000 SH SHARED-DEFINED X Schlumberger Ltd COM 806857108 ~~2249~~3387 ~~32550~~34441 SH SOLE X ~~Six~~Spectra ~~Flags~~Energy ~~Inc~~Corp. COM ~~83001P109~~847560109 ~~582~~2464 ~~96900~~95442 SH SOLE X Spectra Energy Corp. COM 847560109 ~~3096~~904 ~~117880~~35000 SHSHARED-DEFINED ~~SOLE~~ X Spectra Energy ~~Corp.~~Partners LP COM ~~847560109~~84756N109 ~~525~~362 ~~20000~~15140 SHSOLE ~~SHARED-DEFINED~~ X St. Joe Company COM 790148100 ~~2084~~1381 ~~39850~~38900 SH SOLE X St. Joe Company COM 790148100 ~~471~~176 ~~9000~~5000 SH SHARED-DEFINED X ~~Sycamore~~Suncor ~~Networks~~Energy ~~Inc.~~ COM ~~871206108~~867229106 ~~280~~794 ~~75000~~7300 SH SHARED-DEFINED X ~~TXU Corp. COM 873168108 2966 46275 SH SOLE X~~ Tejon Ranch Co. COM 879080109 ~~5114~~2670 ~~108125~~65375 SH SOLE X Tejon Ranch Co. COM 879080109 ~~525~~306 ~~20000~~7500 SH SHARED-DEFINED X ~~Tellabs Inc COM 879664100 1263 127630 SH SOLE X Tellabs Inc COM 879664100 495 50000 SH SHARED-DEFINED X~~ Texas Instruments COM 882508104 ~~240~~267 8000 SH SOLE X Textron Inc. COM 883203101 ~~960~~1946 ~~10700~~27300 SH SOLE X Time Warner Inc. COM 887317105 ~~986~~5531 ~~50000~~335 SHSOLE ~~SHARED-DEFINED~~ X ~~Travelers~~Time ~~Companies~~Warner Inc. ~~COM~~CL ~~89417E109~~B ~~103~~887317105 ~~2000~~991 SH60000 ~~SOLE~~SHARED-DEFINED X U S G Corp. ~~Com New~~ COM NEW 903293405 ~~3881~~292 ~~83155~~8175 SH SOLE X United ~~Parcel~~Technologies ~~Service Inc~~Corp. COM ~~911312106~~913017109 ~~140~~1013 ~~2000~~13240 SHSOLE ~~SHARED-DEFINED~~ X United ~~Technologies~~Parcel ~~Corp~~Service Inc. COM ~~913017109~~911312106 ~~585~~495 ~~9000~~7000 SH SOLE X United ~~Utlities~~Refining ~~Plc~~Energy ~~SPONSORED~~Cp. ~~ADR~~UNIT ~~91311Q105~~911360204 ~~2081~~554 ~~70100~~56000 SH SOLE X Universal Display Corp. COM 91347P105 ~~377~~516 25000 SH SOLE X Verizon Communications COM 92343V104 ~~238~~275 ~~6296~~6301 SH SOLE X Vornado Rlty Tr ~~Sh Ben Int~~ SH BEN INT 929042109 ~~2530~~1759 ~~21200~~20000 SH SOLE X ~~WCI Communities Inc. COM 92923C104 320 15000 SH SOLE X~~ Walgreen Co COM 931422109 ~~2528~~2082 ~~55100~~54700 SH SOLE X Wal-Mart Stores COM ~~931142103~~942749102 ~~1267~~1236 ~~27000~~26000 SH SHARED-DEFINED X ~~Wash~~Waters ~~Real~~Corp. ~~Est~~COM ~~Invt~~941848103 ~~Trust~~213 SH2700 ~~BEN~~SOLE ~~INT~~X ~~939653101~~Watts ~~355~~Water ~~9500~~Technology SHCL ~~SOLE~~A 942749102 298 10000 SHARED-DEFINED X ~~Waters~~White ~~Corp~~Mtns Ins. ~~COM~~Grp ~~941848103~~Ltd ~~156~~COM ~~2700~~G9618E107 SH817 1591 SOLE X ~~Watts~~Woodward ~~Water~~Governor ~~Tech~~Co. ~~Inc-CL~~COM A980745103 CL3590 A52840 ~~942749102~~SOLE ~~3240~~X ~~85200~~Wrigley SHWm ~~SOLE~~Jr XCo ~~Watts~~COM ~~Water~~982526105 ~~Tech~~1319 ~~Inc-CL~~22536 ASOLE CLX AWynn ~~942749102~~Resorts ~~380~~Ltd. ~~10000~~COM SH983134107 ~~SHARED-DEFINED~~269 X2400 ~~White~~SOLE ~~Mtns~~X ~~Ins~~Wynn ~~Group~~Resorts Ltd. COM ~~G9618E107~~983134107 ~~986~~347 ~~1741~~3100 SHSHARED-DEFINED ~~SOLE~~ X ~~Wrigley~~Xerox WmCorp Jr- CoW/Rts COM ~~982526105~~984121103 ~~1179~~6698 ~~23150~~413716 SH SOLE X ~~Wyeth~~Xerox ~~Com~~Corp ~~COM~~- ~~983024100~~W/Rts ~~565~~COM ~~11300~~984121103 SH192 ~~SOLE~~11876 SHARED-DEFINED X ~~Total~~-------------------------------- TOTAL: ~~177129~~207449 --------------------------------

Filing Compare · Austin Investment Management Inc.