13F-HR 1 ubs_pb4qtr04.txt United States Securities and Exchange Commission Washington, DC 20549 FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2004 Check here if Amendment []; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: UBS AG, New York Branch Address: 101 Park Avenue New York, New York 10178 13F File Number: 28-7344 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Name: Alan Griffin Title: Executive Director Phone: (212) 916-2132 New York, N.Y. February 15, 2005 Signature, Place, and Date of Signing: Name: Joan DaPonte Title: Director Phone: (212) 916-2134 New York, N.Y. February 15, 2005 Signature, Place, and Date of Signing: Report Type (Check only one): [x] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 97 Form 13F Information Table Value Total: 314,411 (thousands)

Shrs or Investment Other Voting Authority Name of Issuer Title of Class CUSIP Value (x$1000) prn amt SH/PRPRN ~~Investment~~Discretion ~~Other~~Managers ~~Voting~~None ~~Author~~ABERCROMBIE ~~(x$1000)~~& ~~Discretion~~FITCH ~~Managers~~CO. CLASSA 2896207 260 5,530 SH Sole None 5,530 ADOBE SYSTEMS INC COM 00724F101 ~~276~~341 75,~~035~~435 SH Sole None 75,~~035~~435 AFLAC INCORPORATED COM 001055102 6,~~047~~146 ~~150~~61,~~649~~051 SH Sole None ~~150~~161,~~649~~051 ALBERTSONS INC. COM 13104104 578 24,215 SH Sole None 24,215 ALLERGAN INC COM 018490102 10,~~190~~218 ~~121~~126,~~082~~044SH Sole None 126,044 ALLSTATE CORP. COM 20002101 801 15,480 SH Sole None ~~121~~15,~~082~~480 ALTRIA GROUP INC COM 02209S103 78,~~502~~972 ~~137~~146,~~786~~846 SH Sole None ~~137~~146,~~786~~846 AMERICAN ELECTRIC PWR INC COM 025537101 1,~~018~~037 30,~~925~~185 SH Sole None 30,~~925~~185 AMERICAN EXPRESS CO COM 025816109 18944 16,~~690~~755 ~~969~~ SH Sole None 1816,~~690~~755 AMERICAN INTL GROUP INC COM 026874107 108,~~066~~977 ~~141~~136,~~080~~700 SH Sole None ~~141~~136,~~080~~700 ~~ANALOG~~AVAYA ~~DEVICES COM 032654105 4,675 224 SH Sole None 4,675 ANTHEM~~ INC. COM ~~03674B104~~53499109 ~~364~~176 410,~~015~~210 SH Sole None 410,~~015~~210 BEST BUY CO INC. COM 08616101 ~~260~~247 54,~~128~~163 SH Sole None 54,~~128~~163 BOEING CO COM 097023105 ~~998~~572 2411,~~290~~057 SH Sole None 2411,~~290~~057 ~~BOSTON SCIENTIFIC CORP COM 101137107 247 5,820 SH Sole None 5,820~~ BRISTOL MYERS SQUIBB CO COM 110122108 1,~~344~~238 5548,~~460~~315 SH Sole None 5548,~~460~~315 BURLINGTON NORTHERN SANTA FE CORP COM 12189T104 59,~~969~~292 ~~189~~196,~~485~~401 SH Sole None ~~189~~196,~~485~~401 CANON INC ADR 138006309 ~~442 8~~4,~~540~~680 ~~SH Sole None 8~~86,~~540~~245 ~~CARDINAL HEALTH INC COM 14149Y108 764 11,090~~ SH Sole None 1186,~~090~~245 CEPHALON INC COM 156708109 5,~~422~~156 94101,~~582~~334 SH Sole None 94101,~~582~~334 CISCO SYSTEMS COM 17275R102 ~~1,063~~312 4516,~~110~~135 SH Sole None 4516,~~110~~135 ~~CITIGROUP~~CIT GROUP INC. COM ~~172967101~~125581108 ~~16,163~~231 ~~312~~5,~~624~~040 SH Sole None ~~312~~5,~~624~~040 ~~COACH~~CITIGROUP INC COM ~~189754104~~172967101 ~~225~~16,492 5342,~~495~~294 SH Sole None 5342,~~495~~294 COSTCO WHOLESALE CORP COM 22160K105 69,~~530~~493 ~~173~~196,~~629~~101 SH Sole None ~~173~~196,~~629~~101 ~~COUNTRYWIDE FINANCIAL CORP COM 222372104 229 3,265 SH Sole None 3,265~~ DELL INC COM 24702R101 ~~735~~336 217,~~860~~980 SH Sole None 217,~~860~~980 DU PONT E I DE NEMOURS & CO COM 263534109 ~~827~~899 1918,~~580~~332 SH Sole None 1918,~~580~~332 EBAY INC COM 278642103 ~~311~~491 4,~~490~~220 SH Sole None 4,~~490~~220 ~~EMERSON~~ELECTRONIC ~~ELEC~~ARTS COCOMMON COM ~~291011104~~285512109 ~~550~~242 93,~~180~~920 SH Sole None 93,~~180~~920 EXELON CORPORATION COM 30161N101 230 5,230 SH Sole None 5,230 EXXON MOBIL ~~CORP~~CORPORATION COM 30231G102 3,~~034~~567 7269,~~939~~591 SH Sole None 7269,~~939~~591 FEDEX ~~CORP~~CORPORATION COM 31428X106 ~~643~~699 87,~~550~~095 SH Sole None 87,~~550~~095 FEDERAL HOME LN MTG ~~CORP~~CORPCOM ~~COM~~ 313400301 79,~~152~~528 ~~121~~129,~~097~~279SH SH Sole None ~~121~~129,~~097~~279 ~~FIRST~~FIRSTENERGY ~~DATA~~ CORP. COM ~~319963104~~337932107 ~~659~~1,552 1539,~~628~~286 SH Sole None 1539,~~628~~286 ~~FIRSTENERGY~~FOREST ~~CORP.~~LABS INC COM ~~337932107~~345838106 ~~1,609~~342 417,~~176~~617 SH Sole None 417,~~176~~617 ~~FOREST~~FOX ~~LABS~~ENTERTAINMENT ~~COM~~GROUP ~~345838106~~INC.CLASS ~~301~~A 435138T107 207 6,~~200~~610 SH Sole None 46,~~200~~610 FUJI PHOTO FILM CO LTD UNSPON ADR 359586302 67,~~574~~911 ~~207~~213,~~497~~922 SH Sole None ~~207~~213,~~497~~922 GANNETT ~~INC~~INCORPORATED COM 364730101 ~~491~~407 54,~~575~~980 SH Sole None 54,~~575~~980 GENERAL AMERICAN INVESTORS COM 368802104 304 9,709 SH Sole None 9,709 GENERAL ELECTRIC CORP COM 369604103 1,~~531~~447 5039,~~170~~640 SH Sole None 5039,~~170~~640 GENZYME CORP COM 372917104 ~~385~~1,188 820,~~230~~455 SH Sole None 820,~~230~~455 GILEAD SCIENCES INC COM 375558103 ~~290~~266 57,~~230~~610 SH Sole None 57,~~230~~610 GILETTE CO COM 375766102 ~~453~~706 1015,~~685~~765 SH Sole None 1015,~~685~~765 GOLDMAN SACHS GROUP INC COM 38141G104 ~~274~~256 2,~~630~~465 SH Sole None 2,~~630~~465 GOOGLE INC. CLA 38259P508 266 1,380 SH Sole None 1,380 GUIDANT CORP COM 401698105 ~~373~~ 5,~~880~~324 73,840 SH Sole None 573,~~880~~840 HARTFORD FINANCIAL SVCS GROUP COM 416515104 ~~678~~688 109,~~650~~925 SH Sole None 109,~~650~~925 HEALTH CARE SELECT SECTORCOM 81369Y209 1,476 48,902 SH Sole None 48,902 HEWLETT PACKARD CO COM 428236103 54,~~271~~648 ~~230~~221,~~785~~646 SH Sole None ~~230~~221,~~785~~646 HONDA MOTOR CO LTD COM 438128308 79,~~726~~324 ~~333~~357,~~862~~794 SH Sole None ~~333~~357,~~862~~794 ILLINOIS TOOL WORKS INC COM 452308109 911,~~525~~977 ~~120~~129,~~217~~235SH SH Sole None ~~120~~129,~~217~~235 INGERSOLL-RAND CO LTD CL A G47766G1015 ~~397~~240 52,~~818~~983 SH Sole None 52,~~818~~983 INTEL CORP COM 458140100 ~~591~~278 2111,~~725~~905 SH Sole None 2111,~~725~~905 INTERNATIONAL ~~BUSINESS~~GAME TECHNOLOGY COM ~~459200101~~459902101 ~~884~~256 97,~~625~~455 SH Sole None 97,~~625~~455 INTERNATIONAL PAPER CO COM 460146103 ~~522~~455 1210,~~350~~835 SH Sole None 1210,~~350~~835 I-SHARES MSCI JAPAN INDEX COM 464286848 ~~458~~288 4226,~~125~~400 SH Sole None 4226,~~125~~400 I-SHARES UTD KINGD MSCI 464286699 ~~224~~245 13,~~850~~535 SH Sole None 13,~~850~~535 ISHARES TR RUSL 2000 VALUE 464287630 4,~~368~~288 2522,~~519~~221 SH Sole None 2522,~~519~~221 JOHNSON & JOHNSON COM 478160104 710,~~090~~343 ~~139~~163,~~787~~082SH SH Sole None ~~139~~163,~~787~~082 J.P. MORGAN CHASE & CO COM 46625H100 56,~~746~~662 ~~136~~170,~~979~~784SH SH Sole None ~~136~~170,~~979~~784 KIMBERLY CLARK CORP COM 494368103 ~~826~~805 1312,~~095~~230 SH Sole None 1312,~~095~~230 KOHLS CORP COM 500255104 ~~938~~1,041 1921,~~400~~180 SH Sole None 1921,~~400~~180 ~~LILY~~LUCENT ~~ELI~~TECHNOLOGIES &INC CO COM ~~532457108~~549463107 ~~596~~513 8136,~~525~~312 SH Sole None 8136,~~525~~312 ~~LUCENT~~MASCO ~~TECHNOLOGIES~~CORP ~~INC~~ COM ~~549463107~~574599106 ~~737~~11,005 ~~179~~301,~~300~~261SH SH Sole None ~~179~~301,~~300~~261 ~~MASCO~~MEDIMMUNE ~~CORP~~INC COM ~~574599106~~584699102 ~~8,863~~338 ~~291~~12,~~176~~455 SH Sole None ~~291~~12,~~176~~455 ~~MEDIMMUNE~~MEDTRONIC, INC. COM ~~584699102~~585055106 ~~236~~738 1014,~~215~~850 SH Sole None 1014,~~215~~850 MELLON FINANCIAL CORP COM 58551A108 13,~~179~~692 37118,~~685~~664SH SH Sole None 37118,~~685~~664 MICROSOFT ~~CORP~~CORPORATION COM 594918104 14,~~106~~467 ~~565~~541,~~840~~429SH SH Sole None ~~565~~541,~~840~~429 MITSUBISHI TOKYO FNL ~~GROUP~~GROUPSPONS ~~SPONS~~ADR 606816106 ~~501~~527 2120,~~090~~285 SH Sole None 2120,~~090~~285 MORGAN STANLEY COM NEW 617446448 910,~~583~~558 ~~167~~190,~~243~~171SH SH Sole None ~~167~~190,~~243~~171 MYLAN LABORATORIES INC COM 628530107 ~~237~~1,620 1091,~~411~~962 SH Sole None 1091,~~411~~962 NEXTEL COMMUNICATIONS INC. CL A COM 65332V103 1316,~~126~~664 ~~532~~555,~~284~~269SH SH Sole None ~~532~~555,~~284~~269 ~~NIPPON~~NIKE ~~TELEGRAPH&TELE~~INC. ~~SPONS~~CLB ~~ADR~~654106103 ~~654624105~~202 42,~~696~~225 ~~165,704~~ SH Sole None ~~165~~2,~~704~~225 NOMURA HOLDINGS INC ADR 65535H208 54,~~792~~831 ~~317~~331,~~557~~766SH SHSole None 331,766 NTT DOCOMO INC SPDR 62942M291 3,988 214,192SH Sole None ~~317~~214,~~557~~192 ~~OMNICOM~~MNICOM GROUP COM 681919106 47,~~229~~869 5293,~~698~~328 SH Sole None 5293,~~698~~328 ORACLE CORP. COM 68389X105 597 43,545 SH Sole None 43,545 PFIZER INC COM 717081103 ~~1,348~~629 3823,~~470~~391 SH Sole None 3823,~~470~~391 PNC FINANCIAL SERVICES GROUP COM 693475105 ~~647~~635 11,~~681~~051 SH Sole None 11,~~681~~051 PROCTER & GAMBLE CO COM 742718109 ~~905~~1,053 819,~~630~~114 SH Sole None 819,~~630~~114 PULTE ~~HOMES~~CORP ~~INC~~ COM 745867101 ~~209~~290 4,~~020~~545 SH Sole None 4,~~020~~545 ~~ROSS STORES COM 778296103 302 9,865 SH Sole None 9,865~~ SPDR TR ~~UNIT~~COM ~~SER 1~~ 78462F103 37,~~820~~083 3358,~~775~~599 SH Sole None 3358,~~775~~599 SBC COMMUNICATION INC COM 78387G103 ~~745~~743 3028,~~347~~847 SH Sole None 3028,~~347~~847 SCHERING PLOUGH CORP COM 806605101 ~~570~~205 359,~~135~~815 SH Sole None 359,~~135~~815 ~~SHERWIN~~SYMANTEC ~~WILLIAMS~~CORP CO COM ~~824348106~~871503108 ~~260~~300 611,~~262~~660 SH Sole None 611,~~262~~660 ~~SIEBEL~~TECHNOLOGY ~~SYSTEMS~~SELECT ~~COM~~SECT ~~826170102~~SPDR ~~174~~81369Y803 151,~~080~~739 ~~SH Sole None 15~~82,~~080~~375 ~~SYMANTEC CORP COM 871503108 383 8,280~~ SH Sole None 882,~~280~~375 TIME WARNER INC COM 887317105 1,~~017~~230 6063,~~305~~250 SH Sole None 6063,~~305~~250 UNITED TECHNOLOGIES CORP COM 913017109 1,~~729~~004 209,~~035~~717 SH Sole None 209,~~035~~717 UNITEDHEALTH GROUP INC COM 91324P102 1211,~~041~~708 ~~186~~132,~~849~~995 SH Sole None ~~186~~132,~~849~~995 US BANCORP COM 902973304 ~~686~~746 2423,~~810~~806 SH Sole None 2423,~~810~~806 VARIAN MEDICAL SYSTEMS INC COM 92220P105 ~~327~~331 37,~~785~~665 SH Sole None 37,~~785~~665 VERITAS SOFTWARE CORP ~~COM~~CLASS B 923436109 ~~488~~541 18,~~145~~965 SH Sole None 18,~~145~~965 VIACOM INC CLASS ~~B925524308~~B 2925524308 8,~~483~~116 63223,~~320~~027 SH Sole None 63223,~~320~~027 WALGREEN STORES INC. COM 931422109 417 10,855 SH Sole None 10,855 WAL MART STORES INC COM 931142103 ~~917~~371 157,~~370~~025 SH Sole None 157,~~370~~025 WELLPOINT INC. COM 94973V107 459 3,990 SH Sole None 3,990 WELLS FARGO & CO NEW COM 949746101 1315,~~046~~252 ~~230~~245,~~206~~403SH SH Sole None ~~230~~245,~~206~~403 WYETH COM 983024100 67,~~622~~194 ~~176~~168,~~343~~903SH SH Sole None ~~176~~168,~~343~~903 XTO ENERGY INC COM 98385X106 ~~227~~385 810,~~991~~869 SH Sole None 810,~~991~~869 YAHOO INC COM 984332106 ~~338~~277 67,~~975~~345 SH Sole None 67,~~975~~345 ZIMMER HOLDINGS INC COM 98956P102 ~~699~~749 79,~~925~~347 SH Sole None 79,~~925~~347

314,411 7,464,847 7,464,847

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