4//SEC Filing
ANGELO GORDON & CO., L.P. 4
Accession 0000860662-23-000008
CIK 0001913721other
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 5:13 PM ET
Size
18.1 KB
Accession
0000860662-23-000008
Insider Transaction Report
Form 4
AG PARTNERS LP
Other
Transactions
- Other
Common shares of beneficial interest
2023-01-01−158,610.258→ 0 total(indirect: See Footnote) - Other
Common shares of beneficial interest
2023-01-01−8,902,078.502→ 0 total(indirect: See Footnote)
ANGELO GORDON & CO LP/NY
10% Owner
Transactions
- Other
Common shares of beneficial interest
2023-01-01−8,902,078.502→ 0 total(indirect: See Footnote) - Other
Common shares of beneficial interest
2023-01-01−158,610.258→ 0 total(indirect: See Footnote)
Baumgarten Joshua
Other
Transactions
- Other
Common shares of beneficial interest
2023-01-01−158,610.258→ 0 total(indirect: See Footnote) - Other
Common shares of beneficial interest
2023-01-01−8,902,078.502→ 0 total(indirect: See Footnote)
SCHWARTZ ADAM R
Other
Transactions
- Other
Common shares of beneficial interest
2023-01-01−158,610.258→ 0 total(indirect: See Footnote) - Other
Common shares of beneficial interest
2023-01-01−8,902,078.502→ 0 total(indirect: See Footnote)
Transactions
- Other
Common shares of beneficial interest
2023-01-01−158,610.258→ 0 total(indirect: See Footnote) - Other
Common shares of beneficial interest
2023-01-01−8,902,078.502→ 0 total(indirect: See Footnote)
AGTB BDC Holdings, L.P.
10% Owner
Transactions
- Other
Common shares of beneficial interest
2023-01-01−158,610.258→ 0 total(indirect: See Footnote) - Other
Common shares of beneficial interest
2023-01-01−8,902,078.502→ 0 total(indirect: See Footnote)
Footnotes (3)
- [F1]On January 1, 2023, Issuer completed its merger (the "Merger") with AG Twin Brook Capital Income Fund, a Delaware statutory trust ("TCAP"), with TCAP continuing as the surviving company. The Merger was completed pursuant to an Agreement and Plan of Merger dated December 30, 2022, by and between TCAP and Issuer. Prior to the Merger, Issuer was an affiliated, privately-offered business development company ("BDC") managed by AGTB Fund Manager, LLC, an affiliate of Angelo, Gordon & Co., L.P. ("Angelo Gordon"). TCAP is a public, non-exchange traded BDC, with the same investment manager and investment objective as Issuer. At the effective time of the Merger, each issued and outstanding common share of beneficial interest, par value $0.001 per share, of Issuer (other than certain excluded shares) outstanding immediately prior to the effective time was converted into Class I common shares of beneficial interest, par value $0.001 per share, of TCAP on a one-for-one basis.
- [F2]Reflects shares held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP LLC ("AG GP"), which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Reflects shares held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings. Angelo Gordon is the investment advisor to BDC Holdings and sole member of BDC Holdings GP. AG GP is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
AGTB Private BDC
CIK 0001913721
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000860662
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 5:13 PM ET
- Size
- 18.1 KB