13F-HR 1 sept00-13f1.txt 13F-1 HOLDINGS REPORT United States Securities and Exchange Commission Washington, D.C. 205490 Form 13F From 13F Cover Page Report for the Calendar Year or Quarter Ended: September 29, 2000 Check here if Amendment []; Amendment Number ____ This Amendment (Check only one.):[] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing the Report: Name: Baxter Financial Corporation Address: 1200 North Federal Highway, Suite 424 Boca Raton, FL 33432 Form 13F File Number: 28-2480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald F. Rohe Title: Chief Operating Officer Phone: 561-395-2155 Signature, Place, and Date of Signing: /s/Ronald F. Rohe Boca Raton, FL October 6, 2000 ---------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (check here if no holdings reported are in this report, and all holdings are reported by another reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $ 61,687 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- --------- --------- -------------------- ---------- ---------- ---------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- --------- --------- -------------------- ---------- ---------- ------------------- ~~Altera~~Allete ~~Corp~~018522102 ~~021441100~~ 1,~~529~~549 1570,000 SH SOLE 1570,000 Allstate Corp 020002101 222 6,396 SH SOLE 6,396 American Express 025816109 1,~~564~~823 30,000 SH SOLE 30,000 American Int'l 026874107 2,~~350~~871 2030,000 SH SOLE 2030,000 Anixter Int'l 035290105 2,~~650~~184 ~~100~~75,000 SH SOLE ~~100~~75,000 AT&T Liberty Media 001957208 ~~243~~180 10,000 SH SOLE 10,000 ~~Comcast~~Bank SLOne CLCorp A06423A103 ~~200300200 7~~4,~~290~~249 ~~180~~110,000 SH SOLE ~~180~~110,000 ~~Costco~~Comcast ~~Wholsale~~SL ~~22160K105~~CL 1A 200300200 7,~~980~~369 60180,000 SH SOLE 60180,000 ~~Cox~~Cornerstone ~~Comm.~~Propane ~~224044107~~218916104 ~~3,645~~223 8015,000 SH SOLE 8015,000 ~~Delphi~~Costco ~~Automotive~~Wholsale ~~247126105~~22160K105 ~~728~~2,096 5060,000 SH SOLE 5060,000 Exxon Mobile 30231G102 ~~237~~269 3,020 SH SOLE 3,020 Federal Nat'l Mtg 313586109 57,~~741~~865 110,000 SH SOLE 110,000 Fidelity Federal 316047109 ~~154~~205 10,000 SH SOLE 10,000 ~~French~~Fortune ~~Fragrance~~Financial ~~357658103~~34965T108 ~~131~~44 16,000 SH SOLE 16,000 ~~Galaxy~~Great ~~Foods~~Lakes ~~363175209~~Chemical 44390568103 114,456 152,000 SH SOLE 11152,000 ~~Great~~Hawaiian ~~Lakes~~Electric ~~Chemical~~419870100 ~~390568103 4~~1,~~788~~221 ~~152~~35,000 SH SOLE ~~152~~35,000 Home Depot 437076102 1,~~498~~592 30,000 SH SOLE 30,000 Ibis Tech Corp 450909106 ~~1,491~~897 24,700 SH SOLE 24,700 ~~Luby's Cafeteria 549282101 2,000 250,000 SH SOLE 250,000~~ Microsoft Corp 594918104 ~~1,200~~905 15,000 SH SOLE 15,000 ~~Mobile~~NAHC, ~~America~~Inc. ~~607235504~~62874P107 350 1610,000 SH SOLE 1610,000 ~~NAHC,~~OGE ~~Inc.~~Energy ~~62874P107~~670837103 01,279 1060,000 SH SOLE 1060,000 PNC Bancorp 693475105 57,~~391~~475 115,000 SH SOLE 115,000 RailAmerica 750753105 ~~223~~273 35,000 SH SOLE 35,000 Reliant Energy 75952J108 1,395 30,000 SH SOLE 30,000 Southern Union 844030106 ~~207~~259 13,064 SH SOLE 13,064 The Southern Company 842587107 3,244 100,000 SH SOLE 100,000 United Dominion Rlty 910197102 ~~127~~125 11,500 SH SOLE 11,500 Vodafone 92857T107 ~~355~~315 8,505 SH SOLE 8,505 Washington Post CL B 939640108 12,~~912~~112 4,000 SH SOLE 4,000 Xcel Energy 98389B100 4,990 181,472 SH SOLE 181,472

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