PAUKEN THOMAS W 4
4 · TOR MINERALS INTERNATIONAL INC · Filed Nov 6, 2012
Insider Transaction Report
Form 4
PAUKEN THOMAS W
Director
Transactions
- Purchase
Common Stock
2012-11-06$50000.00/sh+18,868$943,400,000→ 69,169 total(indirect: By Spouse) - Conversion
Warrants
2012-11-06$50000.00/sh−18,868$943,400,000→ 0 total(indirect: By Spouse)Exercise: $2.65From: 2009-05-04Exp: 2016-05-04→ Common Stock (18,868 underlying)
Footnotes (3)
- [F1]Common Stock acquired as a result of the exercise of warrants issued in 2009. Mr. Pauken exercised 9,434 warrants and his spouse exercised 9,434 warrants for common stock. The exercise price of the warrants was $2.65/ea.
- [F2]Beneficial ownership consist of 37,977 shares directly owned by Mr. Pauken; 20,454 shares owned by his spouse and 8,738 shares owned by TWP, Inc.
- [F3]Converted (Exercised) 18,868 warrants for 18,868 shares of common stock at an Exercise price of $2.65/ea or a total of $50,000 Mr. Pauken exercised his 9,434 warrants and his spouse exercised 9,434 warrants