SEVCON, INC. 4
4 · SEVCON, INC. · Filed Sep 3, 2014
Insider Transaction Report
Form 4
SEVCON, INC.SEVRR
ROSENBERG PAUL B
Director
Transactions
- Sale
Subscription Rights (Right to Buy)
2014-08-29$0.40/sh−20,000$8,002→ 72,380 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (2,604 underlying) - Sale
Subscription Rights (Right to Buy)
2014-09-02$0.45/sh−5,000$2,250→ 61,980 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (651 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-29$0.53/sh−400$212→ 71,980 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (52 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-29$0.40/sh−1,000$400→ 0 total(indirect: By Spouse)Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (130 underlying) - Sale
Subscription Rights (Right to Buy)
2014-09-02$0.42/sh−5,000$2,100→ 66,980 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (651 underlying)
Footnotes (2)
- [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
- [F2]Immediately exercisable