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SEVCON, INC.·4

Aug 27, 4:27 PM ET

SEVCON, INC. 4

4 · SEVCON, INC. · Filed Aug 27, 2014

Insider Transaction Report

Form 4
Period: 2014-08-26
SEVCON, INC.SEVRR
ROSENBERG PAUL B
Director
Transactions
  • Sale

    Subscription Rights (Right to Buy)

    2014-08-26$0.60/sh−1,700$1,020→ 100,480 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (221 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-08-27$0.49/sh−3,000$1,470→ 97,480 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (390 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-08-27$0.47/sh−5,100$2,384→ 92,380 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (664 underlying)
Holdings

  • Subscription Rights (Right to Buy)

    (indirect: By Spouse)
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (0 underlying)
    1,000
Footnotes (2)
  • [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately exercisable.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT