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SEVCON, INC.·4

Aug 25, 2:19 PM ET

SEVCON, INC. 4

4 · SEVCON, INC. · Filed Aug 25, 2014

Insider Transaction Report

Form 4
Period: 2014-08-21
SEVCON, INC.SEVRR
ROSENBERG PAUL B
Director
Transactions
  • Sale

    Subscription Rights (Right to Buy)

    2014-08-21$0.70/sh−500$350→ 104,080 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (65 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-08-22$0.64/sh−900$576→ 103,180 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (117 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-08-25$0.64/sh−1,000$640→ 102,180 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (130 underlying)
Holdings

  • Subscription Rights (Right to Buy)

    (indirect: By Spouse)
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (0 underlying)
    1,000
Footnotes (2)
  • [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately excercisable

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT