CHARTER ONE FINANCIAL INC·4

Sep 1, 5:01 PM ET

RACHAL MELVIN J 4

4 · CHARTER ONE FINANCIAL INC · Filed Sep 1, 2004

Insider Transaction Report

Form 4
Period: 2004-09-01
Transactions
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$18.80/sh12,763$239,9440 total
    Exercise: $25.70From: 1999-03-20Exp: 2008-03-20Common Stock (12,763 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$15.41/sh7,500$115,5750 total
    Exercise: $29.09From: 2003-12-18Exp: 2012-12-18Common Stock (7,500 underlying)
  • Disposition to Issuer

    Common Stock

    2004-09-01$24.01/sh+8,269$198,53926,067 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$25.33/sh+7,875$199,47433,942 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$25.70/sh+12,763$328,00946,705 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$21.41/sh9,116$195,1740 total
    Exercise: $23.09From: 2000-01-19Exp: 2009-01-19Common Stock (9,116 underlying)
  • Disposition from Tender

    Common Stock

    2004-09-01$44.50/sh4,405$196,0230 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$23.09/sh+9,116$210,48817,798 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$16.17/sh+8,682$140,3888,682 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$28.33/sh8,682$245,9610 total
    Exercise: $16.17From: 2001-01-19Exp: 2010-01-19Common Stock (8,682 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$19.17/sh7,875$150,9640 total
    Exercise: $25.33From: 2002-12-19Exp: 2011-12-19Common Stock (7,875 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$20.49/sh8,269$169,4320 total
    Exercise: $24.01From: 2002-01-23Exp: 2011-01-23Common Stock (8,269 underlying)
  • Disposition to Issuer

    Common Stock

    2004-09-01$19.53/sh61,705$1,205,0990 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$29.09/sh+7,500$218,17554,205 total
Footnotes (1)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)

Documents

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