PTAK VICTOR A 4
4 · CHARTER ONE FINANCIAL INC · Filed Sep 1, 2004
Insider Transaction Report
Form 4
PTAK VICTOR A
Director
Transactions
- Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+7,500$218,175→ 15,375 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−7,500$115,575→ 0 totalExercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (7,500 underlying) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−75,400$3,355,300→ 0 total - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+7,875$199,474→ 7,875 total - Disposition to Issuer
Common Stock
2004-09-01$15.50/sh−22,875$354,563→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−7,875$150,964→ 0 totalExercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (7,875 underlying)
Footnotes (1)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)