CHORBAJIAN HERBERT G 4
4 · CHARTER ONE FINANCIAL INC · Filed Sep 1, 2004
Insider Transaction Report
Form 4
CHORBAJIAN HERBERT G
Director
Transactions
- Disposition to Issuer
Nonqualified Stock Option
2004-09-01$28.33/sh−98,349$2,786,227→ 0 totalExercise: $16.17From: 2003-01-19Exp: 2010-01-19→ Common Stock (98,349 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.41/sh−105,429$2,257,235→ 0 totalExercise: $23.09From: 2002-01-19Exp: 2009-01-19→ Common Stock (105,429 underlying) - Disposition to Issuer
Incentive Stock Option
2004-09-01$20.49/sh−4,165$85,341→ 0 totalExercise: $24.01From: 2004-01-23Exp: 2011-01-23→ Common Stock (4,165 underlying) - Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+3,437$99,982→ 11,549 total - Disposition to Issuer
Common Stock
2004-09-01$16.17/sh+98,349$1,590,303→ 396,416 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−880$39,160→ 0 total(indirect: Retirement Savings Plan) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−16,000$712,000→ 0 total(indirect: By Daughter) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$32.85/sh−165,405$5,433,554→ 0 totalExercise: $11.65From: 1997-12-02Exp: 2006-12-02→ Common Stock (165,405 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$20.49/sh−95,390$1,954,541→ 0 totalExercise: $24.01From: 2004-01-23Exp: 2011-01-23→ Common Stock (95,390 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−90,868$1,741,940→ 0 totalExercise: $25.33From: 2005-01-19Exp: 2011-01-19→ Common Stock (90,868 underlying) - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+90,868$2,301,686→ 836,969 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−70,493$3,136,939→ 0 total(indirect: By IRA) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$35.59/sh−121,113$4,310,412→ 0 totalExercise: $8.91From: 1996-12-18Exp: 2006-12-18→ Common Stock (121,113 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−86,863$1,338,559→ 0 totalExercise: $29.09From: 2006-01-18Exp: 2012-12-18→ Common Stock (86,863 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$11.74/sh−7,500$88,050→ 0 totalExercise: $32.76From: 2004-12-19Exp: 2013-12-19→ Common Stock (7,500 underlying) - Disposition to Issuer
Common Stock
2004-09-01$11.65/sh+165,405$1,926,968→ 298,067 total - Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+86,863$2,526,845→ 923,832 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−347,690$15,472,205→ 0 total - Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+4,165$100,002→ 4,165 total - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+3,947$99,978→ 8,112 total - Disposition to Issuer
Common Stock
2004-09-01$8.91/sh+121,113$1,079,117→ 132,662 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$27.09/sh−148,866$4,032,780→ 0 totalExercise: $17.41From: 1998-12-22Exp: 2007-12-22→ Common Stock (148,866 underlying) - Disposition to Issuer
Common Stock
2004-09-01$25.90/sh−931,332$24,121,499→ 0 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−9,923$441,574→ 0 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2004-09-01$17.41/sh+148,866$2,591,757→ 545,282 total - Disposition to Issuer
Common Stock
2004-09-01$32.76/sh+7,500$245,700→ 931,332 total - Disposition to Issuer
Incentive Stock Option
2004-09-01$19.17/sh−3,947$75,664→ 0 totalExercise: $25.33From: 2005-01-19Exp: 2011-12-19→ Common Stock (3,947 underlying) - Disposition to Issuer
Common Stock
2004-09-01$23.09/sh+105,429$2,434,356→ 650,711 total - Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+95,390$2,290,314→ 746,101 total - Disposition to Issuer
Incentive Stock Option
2004-09-01$15.41/sh−3,437$52,964→ 0 totalExercise: $29.09From: 2006-01-18Exp: 2012-12-18→ Common Stock (3,437 underlying)
Footnotes (1)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)