4//SEC Filing
WESTCORP /CA/ 4
Accession 0000813461-05-000044
CIK 0000813461operating
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 2:00 PM ET
Size
28.8 KB
Accession
0000813461-05-000044
Insider Transaction Report
Form 4
RADY ERNEST S
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2005-06-03$12.60/sh+48,419$610,079→ 4,307,169 total - Exercise/Conversion
Employee Stock Options (right to buy)
2005-06-03$12.60/sh−48,419$610,079→ 4,307,169 totalExercise: $12.60Exp: 2005-09-16→ Common Stock (48,419 underlying)
Holdings
- 3,804,551
Common Stock
- 288,432
Common Stock
- 482,162
Common Stock
- 26,132
Common Stock
- 18,806,168
Common Stock
- 27,790,002(indirect: See Footnotes)
Common Stock
Footnotes (11)
- [F1]The number of Securities of the Issuer reported represents the cumulative holdings as of June 3, 2005. This group is comprised of affiliated companies and trusts that are ownd or controlled by Ernest S. Rady, the Chairman of the Board of the Issuer. Schedule A, attached hereto and incorporated herein by this reference, depicts the relationship among the various members of the affiliated group. The percentages reported on Schedule A for each entity holding Securities of the Issuer are based on 52,073,722 shares of Common Stock outstanding as of June 3, 2005, as reported by the transfer agent (continued to Footnote 2)
- [F10]Includes 46,321 shares indirectly owned by Ernest Rady in the Westcorp Employee Stock Ownership Plan and 29,067 shares owned indirectly by Ernest Rady in the Westcorp Salary Savings (401K) Plan.
- [F11]15,783 vested 3/16/99; 3,677 vested 7/30/99; 8,427 vested 10/29/99; 3,678 vested 7/30/00; 8,427 vested 10/29/00; 8,427 vested 10/29/01
- [F2]There is no formal agreement to vote or dispose of the Securities of the Issuer in a particular manner. The dispositive and voting powers of each entity identified on Schedule A are made independent of the others, except to the extent that Ernest and Evelyn Rady may be trustees, shareholders, officers and/or directors of the various entities and, in that respect, are able to control the disposition and voting of the Securities of the issuer owned by each member of the affiliated group.
- [F3]American Assets, Inc.
- [F4]Ernest S. Rady Trust - The shares acquired upon the exercise by Ernest S. Rady of stock options held by him are issued at his direction to the Ernest S. Rady Trust, as to which Mr. Rady is the sole Trustee.
- [F5]Evelyn Shirley Rady Trust
- [F6]DHM Trust
- [F7]Insurance Company of the West
- [F8]Explorer Insurance Company
- [F9]Ernest S. Rady
Documents
Issuer
WESTCORP /CA/
CIK 0000813461
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000813461
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 2:00 PM ET
- Size
- 28.8 KB