Elliott Greg W 4

4 · NAVISTAR INTERNATIONAL CORP · Filed Mar 19, 2013

Form 4

Period: 2013-03-15

Other

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2013-03-15−4,974→ 0 total
Exercise: $22.66Exp: 2018-12-16→ Common Stock (4,974 underlying)
Exercise/Conversion
Common Stock
2013-03-15$22.66/sh+8,828$199,998→ 25,929 total
Sale
Common Stock
2013-03-15$36.65/sh−4,974$182,281→ 17,101 total
Exercise/Conversion
Employee Stock Option (right to buy)
2013-03-15−8,828→ 0 total
Exercise: $22.66Exp: 2018-12-16→ Common Stock (8,828 underlying)
Sale
Common Stock
2013-03-15$36.70/sh−8,828$323,987→ 17,101 total
Exercise/Conversion
Common Stock
2013-03-15$22.66/sh+4,974$112,686→ 22,075 total

Holdings

Footnotes (5)

[F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.743 to $36.633, inclusive. The reporting person undertakes to provide Navistar International Corporation, any secuirty holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 and 2 to this Form 4.
[F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.663 to $36.623, inclusive.
[F3]The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock.
[F4]The stock options exercised were from an award of 13,242 shares that became exercisable in three annual installments as follows: 4,414 shares on 12/16/2009; 4,414 shares on 12/16/2010 and 4,414 shares on 12/16/2011.
[F5]The stock options exercised were from an award of 7,461 shares that became exercisable in three annual installments as follows: 2,487 shares on 12/16/2009; 2,487 shares on 12/16/2010 and 2,487 shares on 12/16/2011.

Documents

1 file