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4//SEC Filing

Cederoth Andrew J 4

Accession 0000808450-11-000019

CIK 0000808450other
View on SEC.govCompany Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 4:50 PM ET

Size

50.6 KB

Accession

0000808450-11-000019

Insider Transaction Report

Form 4
Period: 2011-03-28
NAVISTAR INTERNATIONAL CORPNAV
Cederoth Andrew J
Senior VP, Corporate Finance
Transactions
  • Exercise/Conversion

    Common Stock

    2011-03-28$42.88/sh+3,391$145,423→ 23,649 total
  • Tax Payment

    Common Stock

    2011-03-28$68.02/sh−2,397$163,032→ 21,927 total
  • Sale

    Common Stock

    2011-03-29$67.34/sh−4,019$270,639→ 23,728 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-03-28−3,209→ 0 total
    Exercise: $42.88Exp: 2013-12-09→ Common Stock (3,209 underlying)
  • Tax Payment

    Common Stock

    2011-03-28$68.02/sh−2,534$172,350→ 21,115 total
  • Exercise/Conversion

    Common Stock

    2011-03-28$40.91/sh+4,262$174,380→ 26,189 total
  • Tax Payment

    Common Stock

    2011-03-28$68.02/sh−1,700$115,626→ 23,728 total
  • Exercise/Conversion

    Common Stock

    2011-03-29$22.66/sh+2,948$66,787→ 26,676 total
  • Sale

    Common Stock

    2011-03-29$67.34/sh−2,948$198,518→ 23,728 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-03-28−3,391→ 0 total
    Exercise: $42.88Exp: 2013-12-10→ Common Stock (3,391 underlying)
  • Exercise/Conversion

    Common Stock

    2011-03-29$26.15/sh+4,019$105,097→ 27,747 total
  • Sale

    Common Stock

    2011-03-29$67.34/sh−2,581$173,805→ 23,728 total
  • Award

    Employee Stock Option (right to buy)

    2011-03-28+2,397→ 2,397 total
    Exercise: $68.02From: 2011-09-28Exp: 2013-12-09→ Common Stock (2,397 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-03-28−2,338→ 0 total
    Exercise: $40.91Exp: 2014-12-14→ Common Stock (2,338 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-03-29−2,948→ 1,474 total
    Exercise: $22.66Exp: 2018-12-16→ Common Stock (2,948 underlying)
  • Exercise/Conversion

    Common Stock

    2011-03-28$42.88/sh+3,209$137,618→ 24,324 total
  • Exercise/Conversion

    Common Stock

    2011-03-28$40.91/sh+2,338$95,659→ 25,428 total
  • Exercise/Conversion

    Common Stock

    2011-03-29$26.15/sh+2,581$67,493→ 26,309 total
  • Award

    Employee Stock Option (right to buy)

    2011-03-28+3,099→ 3,099 total
    Exercise: $68.02From: 2011-09-28Exp: 2014-12-14→ Common Stock (3,099 underlying)
  • Tax Payment

    Common Stock

    2011-03-28$68.02/sh−3,099$210,778→ 23,090 total
  • Award

    Employee Stock Option (right to buy)

    2011-03-28+2,534→ 2,534 total
    Exercise: $68.02From: 2011-09-28Exp: 2013-12-10→ Common Stock (2,534 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-03-28−4,262→ 0 total
    Exercise: $40.91Exp: 2014-12-14→ Common Stock (4,262 underlying)
  • Award

    Employee Stock Option (right to buy)

    2011-03-28+1,700→ 1,700 total
    Exercise: $68.02From: 2011-09-28Exp: 2014-12-14→ Common Stock (1,700 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-03-29−4,019→ 0 total
    Exercise: $26.15Exp: 2015-10-18→ Common Stock (4,019 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2011-03-29−2,581→ 0 total
    Exercise: $26.15Exp: 2015-10-18→ Common Stock (2,581 underlying)
Holdings

  • Premium Share Units

    1,466

  • Common Stock

    (indirect: By 401(k))
    2,007.928

  • Deferred Share Units

    3,607
Footnotes (8)
  • [F1]The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
  • [F2]The Option became exercisable as to 2,200 shares on 12/09/2004 and as to 1,191 shares on 12/09/2005.
  • [F3]The Option became exercisable as to 1,009 shares on 12/09/2005 and as to 2,200 shares on 12/09/2006.
  • [F4]The Option became exercisable as to 2 ,200 shares on 12/14/2005 and as to 2,062 shares on 12/14/2006.
  • [F5]The Option became exercisable as to 138 shares on 12/14/2006 and as to 2,200 shares on 12/14/2007.
  • [F6]The Option became exercisable as to 2,200 shares on 10/18/2006 and as to 1,819 shares on 10/18/2007.
  • [F7]The Option became exercisable as to 381 shares on 10/18/2007 and as to 2,200 shares on 10/18/2008.
  • [F8]The options exercised were from an award of 4,422 stock options that became exercisable as to 1,474 shares on 12/16/2009 and as to 1,474 shares on 12/16/2010. The remaining 1,474 options will become exercisable on 12/16/2011.

Documents

1 file

Issuer

NAVISTAR INTERNATIONAL CORP

CIK 0000808450

→
Entity typeother

Related Parties

1
  • filerCIK 0001465727

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:50 PM ET
Size
50.6 KB
View on SEC.gov