GABELLI MARIO J 4/A

Accession 0000807249-23-000026

CIK 0001642122other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 4:49 PM ET

Size

10.1 KB

Accession

0000807249-23-000026

Form 4/AAmended

Period: 2023-03-07

10% Owner

Transactions

Other
Class B Common Stock
2023-03-07−280,000→ 18,425,673 total(indirect: See Footnote)
→ Class A Common Stock

Holdings

DirectorChairman & CEO10% Owner

Transactions

Other
Class B Common Stock
2023-03-07−280,000→ 18,425,673 total(indirect: See Footnote)
→ Class A Common Stock

Holdings

10% Owner

Transactions

Other
Class B Common Stock
2023-03-07−280,000→ 18,425,673 total(indirect: See Footnote)
→ Class A Common Stock

Holdings

Footnotes (3)

[F1]The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
[F2]This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.
[F3]Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

Documents

1 file

Associated Capital Group, Inc.

CIK 0001642122

Entity typeother