4//SEC Filing
GABELLI MARIO J 4
Accession 0000807249-23-000023
CIK 0001642122other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 4:56 PM ET
Size
9.8 KB
Accession
0000807249-23-000023
Insider Transaction Report
Form 4
GGCP Holdings LLC
10% Owner
Transactions
- Gift
Class B Common Stock
2023-03-07−280,000→ 18,425,673 total(indirect: See Footnote)→ Class A Common Stock
Holdings
- 5,000
Class A Common Stock
- 77,165(indirect: By: GCCP, Inc.)
Class A Common Stock
GGCP, INC.
10% Owner
Transactions
- Gift
Class B Common Stock
2023-03-07−280,000→ 18,425,673 total(indirect: See Footnote)→ Class A Common Stock
Holdings
- 77,165(indirect: By: GCCP, Inc.)
Class A Common Stock
- 5,000
Class A Common Stock
GABELLI MARIO J
DirectorChairman & CEO10% Owner
Transactions
- Gift
Class B Common Stock
2023-03-07−280,000→ 18,425,673 total(indirect: See Footnote)→ Class A Common Stock
Holdings
- 5,000
Class A Common Stock
- 77,165(indirect: By: GCCP, Inc.)
Class A Common Stock
Footnotes (2)
- [F1]The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
- [F2]Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.
Documents
Issuer
Associated Capital Group, Inc.
CIK 0001642122
Entity typeother
Related Parties
1- filerCIK 0001185533
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 4:56 PM ET
- Size
- 9.8 KB