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4//SEC Filing

MJG IV LIMITED PARTNERSHIP 4

Accession 0000807249-09-000256

CIK 0001444874other

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 3:58 PM ET

Size

11.3 KB

Accession

0000807249-09-000256

Insider Transaction Report

Form 4
Period: 2009-03-24
Transactions
  • Other

    Class A Common Stock

    2009-03-2430,970300,322 total(indirect: By Partnership)
Holdings
  • Class B Common Stock

    (indirect: By: Corporation)
    302,667
Footnotes (3)
  • [F1]On March 24, 2009, GAMCO Investors, Inc. ("GAMCO") distributed 30,970 shares of Class A Common Stock ("Class A Shares") of Teton Advisors, Inc. ("Teton") to Cascade Investment, L.L.C., the holder of certain convertible promissory notes issued by GAMCO. GAMCO no longer owns any Class A Shares of Teton.
  • [F2]MJG-IV Limited Partnership ("MJG-IV), a limited partnership of certain family of Mario J. Gabelli, owns 300,352 Class A Shares of Teton. Mr. Gabelli is the general partner of MJG-IV. Mr. Gabelli disclaims beneficial interest in excess of his pecuniary interests in MJG-IV.
  • [F3]GGCP, Inc. ("GGCP") owns 299,024 shares of Class B Common Stock ("Class B Shares") of Teton. Mr. Gabelli is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli disclaims beneficial interest in excess of his pecuniary interest in GGCP. Mr. Gabelli owns 3,643 Class B Shares of Teton directly. Pursuant to Teton's Certificate of Incorporation, the Class B Shares are convertible into Class A Shares at a ratio of one to one.

Issuer

Teton Advisors, Inc.

CIK 0001444874

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001277093

Filing Metadata

Form type
4
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 3:58 PM ET
Size
11.3 KB