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4//SEC Filing

XOMA Corp 4

Accession 0000791908-15-000054

$XOMACIK 0000791908operating

View on SEC.gov Company Profile

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 7:20 PM ET

Size

26.5 KB

Accession

0000791908-15-000054

Insider Transaction Report

Form 4

Period: 2015-04-06

CFO & VP Finance

Transactions

Exercise/Conversion
Common Shares
2015-04-06+4,656→ 85,454 total
Disposition to Issuer
Common Shares
2015-04-06$3.61/sh−1,707$6,158→ 95,738 total
Disposition to Issuer
Common Shares
2015-04-06$3.61/sh−7,414$26,745→ 77,496 total
Disposition to Issuer
Common Shares
2015-04-06$3.61/sh−5,567$20,082→ 71,929 total
Exercise/Conversion
Common Shares
2015-04-06+3,532→ 75,461 total
Disposition to Issuer
Common Shares
2015-04-06$3.61/sh−9,759$35,205→ 97,445 total
Exercise/Conversion
Common Shares
2015-04-06+21,750→ 107,204 total
Disposition to Issuer
Common Shares
2015-04-06$3.61/sh−1,707$6,158→ 94,031 total
Disposition to Issuer
Common Shares
2015-04-06$3.61/sh−1,707$6,158→ 92,324 total
Disposition to Issuer
Common Shares
2015-04-06$3.61/sh−7,414$26,745→ 84,910 total
Exercise/Conversion
Restricted Stock Units
2015-04-06−4,656→ 0 total
Exercise: $0.00Exp: 2015-08-14→ Common Shares (4,656 underlying)
Exercise/Conversion
Restricted Stock Units
2015-04-06−21,750→ 0 total
Exercise: $0.00Exp: 2016-03-18→ Common Shares (21,750 underlying)
Exercise/Conversion
Restricted Stock Units
2015-04-06−3,532→ 0 total
Exercise: $0.00From: 2012-11-13→ Common Shares (3,532 underlying)

Holdings

Common Shares
(indirect: By 401(k))
22,137
Common Shares
(indirect: By Trust)
5,254

Footnotes (5)

[F1]Pursuant to the award agreement, this award becomes fully vested in connection with Mr. Kurland's retirement on April 3, 2015.
[F2]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
[F3]Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
[F4]This transaction was executed in multiple trades ranging at prices from $3.50 to $3.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
[F5]These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on November 13, 2012.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

XOMA Corp

CIK 0000791908

Entity typeoperating

IncorporatedNV

Related Parties

1

filerCIK 0000791908

Filing Metadata

Form type: 4
Filed: Apr 6, 8:00 PM ET
Accepted: Apr 7, 7:20 PM ET
Size: 26.5 KB

View on SEC.gov