4//SEC Filing
XOMA Corp 4
Accession 0000791908-15-000047
$XOMACIK 0000791908operating
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 7:30 PM ET
Size
17.3 KB
Accession
0000791908-15-000047
Insider Transaction Report
Form 4
XOMA CorpXOMA
Klein Thomas
Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Shares
2015-03-18+80,000→ 238,050 total - Disposition to Issuer
Common Shares
2015-03-18$4.01/sh−373$1,496→ 238,344 total - Exercise/Conversion
Restricted Stock Units
2015-03-18−80,000→ 81,333 totalExercise: $0.00From: 2014-03-18Exp: 2016-03-18→ Common Shares (80,000 underlying) - Exercise/Conversion
Restricted Stock Units
2015-03-18−667→ 80,666 totalExercise: $0.00From: 2014-03-18Exp: 2016-03-18→ Common Shares (667 underlying) - Exercise/Conversion
Common Shares
2015-03-18+667→ 238,717 total - Disposition to Issuer
Common Shares
2015-03-18$4.01/sh−44,591$178,832→ 193,753 total - Disposition to Issuer
Common Shares
2015-03-18$4.01/sh−8,073$32,377→ 185,680 total
Holdings
- 4,660(indirect: By 401(k))
Common Shares
Footnotes (7)
- [F1]These shares were acquired pursuant to a grant of restricted stock units on March 18, 2013 under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.
- [F2]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
- [F3]These shares were acquired pursuant to a grant of restricted stock units on May 23, 2013 under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.
- [F4]Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
- [F5]This transaction was executed in multiple trades ranging at prices from $3.93 to $4.15.The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F6]These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on March 18, 2014.
- [F7]These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on March 18, 2014.
Documents
Issuer
XOMA Corp
CIK 0000791908
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000791908
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 7:30 PM ET
- Size
- 17.3 KB